Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC files a pricing supplement to offer $295,000 aggregate principal of structured, principal‑at‑risk notes due February 3, 2028. The notes pay a contingent coupon of 11.50% annually if each underlier meets coupon barriers on observation dates and are callable beginning August 4, 2026 based on a risk‑neutral valuation model. At maturity investors receive principal only if each underlier is at or above its 80% downside threshold; otherwise payment equals the worst performing underlier’s performance factor multiplied by the stated principal.
Morgan Stanley Finance LLC is offering $3,839,000 aggregate principal amount of contingent income memory auto-callable principal-at-risk securities due February 2, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 8.32% only if both underliers meet coupon barriers on observation dates and are automatically redeemed early if both underliers meet call thresholds on a redemption determination date. The securities are linked to the worst performing of the EURO STOXX 50 and the S&P 500, expose investors to potential loss of principal down to zero, and include an estimated value on the pricing date of $968.70 per security.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk, auto‑callable securities fully guaranteed by Morgan Stanley. The offering is $475,000 aggregate in $1,000 denominations with an issue price $1,000 and an estimated value $955.90 on the pricing date. The securities reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, have a participation rate of 350%, a strike/initial level of 2,990.59, a downside threshold at 50% of the initial level (1,495.295), a final determination date of January 30, 2031, and maturity on February 4, 2031. An automatic early redemption is possible on the first determination date of February 3, 2027 for an early redemption payment of $1,252.50 per security if the underlier is at or above the call threshold. All payments are subject to issuer and guarantor credit risk and the securities may result in a total loss of principal.
Morgan Stanley Finance LLC offers Principal at Risk Callable Contingent Income Securities totaling $1,003,000 aggregate principal. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000 and an estimated value on the pricing date of $980.60. They pay a contingent coupon at an annual rate of 9.05% only if the closing level of each underlier meets its coupon barrier on observation dates. The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the S&P 500® Index, mature on August 3, 2028, and are subject to an early call based on a risk neutral valuation model beginning on the first redemption date of August 4, 2026. If any underlier is below its downside threshold (60% of initial) at maturity, payment at maturity will be reduced proportionally to the worst performing underlier and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Buffered PLUS principal-at-risk notes with an aggregate principal amount of $7,831,000. The securities are sold at a $1,000 stated principal amount per security with an estimated value on the pricing date of $991.30. The notes pay no interest, carry a 150% leverage factor on upside, a 15% downside buffer (buffer level = 85% of the initial level), a maximum payment at maturity of $1,179 (117.90% of principal), and a minimum payment at maturity of 15% of principal. The strike and pricing date are January 30, 2026, the observation date is July 30, 2027 (subject to postponement), and maturity is August 4, 2027. Payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a Buffered PLUS principal-at-risk note offering guaranteed by Morgan Stanley with an aggregate principal amount of $1,613,000 and a stated principal amount of $1,000 per security. The securities reference the worst performing of the iShares Russell Mid-Cap ETF and the S&P 500 Index, provide 120% leveraged upside subject to a 15% buffer and a $1,150 maximum payment at maturity, have an observation date of March 1, 2027, and mature on March 4, 2027.
The securities pay no interest, have an estimated value on the pricing date of $986.70 per security, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley, and expose investors to issuer credit risk and potential loss of principal if the worst performing underlier falls below its buffer level.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities with an aggregate principal amount of $1,377,000, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, an estimated value on the pricing date of $964.20 per security, a 400% leverage factor, a maximum payment at maturity of $1,735 per security and mature on February 4, 2031 (observation date January 30, 2031). Payment at maturity is tied to the performance of the worst performing underlier among the Nasdaq-100, Russell 2000 and S&P 500 indices and may result in full loss of principal if the worst performing underlier falls below its 70% downside threshold.
The offering includes customary distribution arrangements with Morgan Stanley & Co. LLC as agent; per-security proceeds to the issuer are $992.50 after agent fees and commissions, and the securities do not pay interest and are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced $961,000 aggregate of Dual Directional Trigger PLUS securities due February 4, 2030, each with a stated principal amount of $1,000.
The securities are principal‑at‑risk notes, fully guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. Key terms: leverage factor 140%, absolute return participation rate 50%, and a downside threshold set at 70% of each underlier's initial level. If the worst performing underlier finishes below its downside threshold, investors bear losses dollar‑for‑dollar; there is no guaranteed return of principal. The estimated value on the pricing date was $975.30 per security, and sales are limited to fee‑based advisory accounts.
Morgan Stanley Finance LLC priced $1,057,000 aggregate principal of Contingent Income Auto-Callable Securities linked to Salesforce, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security, an issue price of $1,000, an estimated value on the pricing date of $951.30, a final maturity date of February 1, 2029, and a final observation date of January 29, 2029. The securities pay a contingent coupon at an annual rate of 15.25% only if the underlier meets the coupon barrier level on observation dates and are auto‑callable beginning with the redemption determination date of April 28, 2026. The initial level of the underlier (Salesforce, Inc.) on the strike date was $212.29, the coupon barrier and downside threshold are $169.832 (80% of the initial level), and the call threshold is $212.29 (100% of the initial level). All payments are subject to the issuer and guarantor credit risk; if the final level is below the downside threshold, payment at maturity is the stated principal multiplied by the performance factor and could be significantly less than the principal or zero.
Morgan Stanley Finance LLC is offering structured notes that pay a 10.00% per annum contingent coupon, linked to the worst performer of the EURO STOXX 50, S&P MidCap 400 and Nasdaq‑100 Technology Sector indices. Each note has a $1,000 face amount, with an estimated value on the pricing date of $960.60 due to embedded fees and funding costs.
Coupons are paid quarterly only if the lowest-performing index on that date is at or above 75% of its starting level. Starting about six months after issuance, the notes can be automatically called if all three indices are at or above their starting levels, returning face value plus the coupon. If held to February 1, 2030 and any index finishes below 75% of its starting level, principal is reduced in line with the worst index and losses can exceed 25% of principal, up to a total loss.