Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk "Jump Securities" linked to the worst performer of the S&P 500, EURO STOXX 50 and Russell 2000 indices, maturing on February 27, 2031, with an auto-call feature in March 2027.
The notes may be automatically redeemed on the first determination date if each index is at or above its call threshold, paying an early redemption amount of $1,230 to $1,250 per $1,000. If held to maturity and not called, investors receive enhanced upside at a 150% participation rate if all indices finish above initial levels, principal back if all stay above 70% of initial, and a loss of 1% of principal for every 1% drop in the worst index below that 70% threshold, potentially down to zero.
The securities pay no interest, will not be listed on any exchange, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is approximately $936.10 per security, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC is offering $2,831,000 of auto-callable market-linked securities tied to the S&P 500 Index, fully guaranteed by Morgan Stanley. Each $1,000 security has an estimated value of $966.70 on the pricing date, reflecting issuance, selling, structuring and hedging costs borne by buyers.
The notes can be automatically called annually from 2027 if the S&P 500 closes at or above the starting level, paying fixed amounts from $1,075 to $1,300 per security (7.50% to 30.00% total return). If not called and the index falls more than 7.50%, principal is reduced one-for-one and losses can reach 92.50% of face amount.
The securities pay no interest, do not pass through dividends, are unsecured obligations subject to Morgan Stanley’s credit risk, and are not listed on any exchange. Secondary market pricing may be below face value and below the initial estimated value, and liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Jump Securities with an auto-call feature linked to the worst performer of the S&P 500 Index, Nasdaq-100 Technology Sector and Russell 2000 Index, maturing on March 4, 2031.
Each security has a stated principal amount and issue price of $1,000$1,220 and $1,240 per security. If held to maturity and not called, investors receive upside based on 150% of the gain of the worst-performing index if all finish above their initial levels, principal only if all are above 70% of initial levels, and a proportional loss of principal if any index finishes below 70% of its initial level.
The securities do not guarantee repayment of principal or pay interest, are unsecured and subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley. The preliminary estimated value on the pricing date is approximately $967.60 per security, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due March 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal at risk, issued at a stated principal amount of $1,000 per security and will pay a contingent coupon determined on the pricing date in the range of 9.50% to 10.50% per annum if observation-date conditions are met. The securities are linked to the worst performing of the iShares Silver Trust (SLV), the Nasdaq-100 Technology Sector (NDXT) and the Russell 2000 (RTY), and have an estimated value on the pricing date of approximately $888.90. Payments depend on observation and redemption tests and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due February 27, 2031. The securities are issued at a $1,000 stated principal amount per security and are fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at an annual rate of 9.50% to 10.50% if the underlier meets the coupon barrier on observation dates, are auto-callable beginning with the redemption determination date on February 24, 2027 at a call threshold of 100% of the initial level, and return principal at maturity only if the final level is at or above a buffer level of 85% (buffer amount 15%), otherwise exposing investors to losses beyond the buffer with a minimum payment at maturity of 15%.
The strike and pricing dates are February 24, 2026 with an original issue date of February 27, 2026. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (inception March 14, 2022). The document discloses an estimated value on the pricing date of Approximately $904.60 per security.
Morgan Stanley Finance LLC offers callable Jump Notes due March 4, 2031 linked to the S&P 500® Futures Excess Return Index, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, does not pay interest and has a 160% participation rate in positive index performance. The notes can be called beginning March 10, 2027 if a risk neutral valuation model shows redemption is economically rational; fixed early redemption payments rise across scheduled redemption dates (beginning at at least $1,120 on the first date). If not redeemed and the final level exceeds the initial level, maturity payment equals stated principal plus the upside payment; otherwise you receive only the stated principal. Estimated value on the pricing date was approximately $969.20. All payments are subject to Morgan Stanley’s credit risk; the notes will not be listed on an exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable structured notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount and is issued at $1,000, with an estimated value on the pricing date of approximately $947.40 per note.
The notes pay no interest. If they are not called and the index finishes above its initial level on February 24, 2031, investors receive principal plus a 125% participation in the index gain; otherwise only principal is repaid at maturity, assuming no issuer default.
Starting March 8, 2027, Morgan Stanley may redeem the notes on specified dates for at least $1,120 per note, with minimum redemption payments increasing over time up to at least $1,590. Early redemption is based on a risk neutral valuation model that favors the issuer, which can cap upside and shorten the investment horizon.
Key risks include issuer credit risk, no listing and potentially limited liquidity, the possibility of receiving no more than principal, sensitivity to futures-market dynamics, and complex U.S. tax treatment as contingent payment debt instruments.
Morgan Stanley Finance LLC is issuing Trigger PLUS structured notes linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with an aggregate principal amount of $831,000.
The notes pay no interest and do not guarantee any return of principal. If the final index level is above 565.43, investors receive $1,000 plus 138.50% of the index gain. If the final level is between 75% and 100% of the initial level, investors receive only $1,000.
If the final level falls below 75% of the initial level, the payoff is reduced 1% for each 1% decline in the index, and the return can fall to zero. The estimated value on the pricing date is $985.50 per security, the notes are unsecured and not listed on any exchange, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is issuing $2,769,000 of principal-at-risk structured notes that pay an 8.00% per annum contingent coupon, linked to the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, and fully guaranteed by Morgan Stanley.
Coupons are only paid if both indices stay at or above 75% of their initial levels on scheduled observation dates, and the notes may be automatically called starting in January 2027 if both indices are at or above 100% of their initial levels. If held to February 2028 and either index finishes below 75% of its initial level, investors lose principal in line with the worst index’s decline, potentially down to zero. The issue price is $1,000 per note, with an estimated value on the pricing date of $950.30 and dealer selling commissions of $17.50 per note.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to Oracle Corporation common stock, maturing on February 25, 2028. Each $1,000 security pays a contingent coupon at an annual rate of 14.25% to 15.25% only when Oracle’s closing level is at or above a 60% coupon barrier on scheduled observation dates.
The notes can be automatically redeemed early if Oracle’s closing level is at or above 100% of its initial level on specified redemption determination dates, paying principal plus due and previously unpaid coupons. If held to maturity and Oracle’s final level is below a 60% downside threshold, investors lose 1% of principal for each 1% decline in Oracle, up to a total loss. The estimated value on the pricing date is approximately $945.60 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate.