Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $9,548,400 of Trigger Step Securities linked to the EURO STOXX 50® Index at $10 per Security.
The 5-year notes pay no interest and are principal-at-risk. If the Final Level is at or above the Step Barrier of 100% of the Initial Level of 5,933.20, investors receive $10 plus the greater of a 50.00% Step Return or the index return. If the Final Level is below the Step Barrier but at or above the Downside Threshold of 4,449.90 (75% of the Initial Level), investors receive only their $10 principal. If the Final Level is below the Downside Threshold, repayment is reduced dollar-for-dollar with the index loss, up to a total loss of principal.
The estimated value on the trade date is $9.476 per Security, below the $10 issue price, reflecting distribution, structuring and hedging costs and an internal funding rate advantageous to the issuer. The Securities are unsecured, unsubordinated obligations, subject to Morgan Stanley’s credit risk, and will not be listed on any securities exchange, so liquidity may be limited.
Morgan Stanley Finance LLC is offering principal-at-risk "Jump Securities" linked to the worst performer of the S&P 500® Index and Russell 2000® Index, guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an estimated value on the pricing date of about $966.70.
The notes may auto-call on March 8, 2027 if both indices are at or above 100% of their initial levels, paying an early redemption amount between $1,152.50 and $1,172.50. If held to March 2, 2029, investors receive upside at a 150% participation rate on the worst index if both finish above initial levels, only principal back if both stay at or above 75% of initial levels, and a 1-to-1 loss with the worst index if either finishes below its 75% downside threshold, potentially resulting in a total loss of principal. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered PLUS notes maturing on February 27, 2031 linked to the worst performer of the Russell 2000 Index and the S&P 500 Index. The notes pay no interest and are principal-at-risk.
At maturity, holders get their $1,000 principal plus leveraged upside of 107%–117% of any gain in the worst-performing index if both finish above their initial levels. If the worst-performing index finishes between its initial level and a 20% buffer, investors receive only principal. Below the buffer, principal is reduced 1% for each 1% additional decline, but there is a minimum repayment of 20% of principal.
The value is based solely on the observation date levels in February 2031, and the estimated value on the pricing date is approximately $935.30 per $1,000 note. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and involve complex risk and tax considerations.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $18,428,150 of 10‑year Trigger GEARS linked to the EURO STOXX 50® Index. Each $10 Security offers leveraged upside: if the index return is positive, investors receive $10 plus the index return multiplied by an Upside Gearing of 1.89.
If the index return is zero or negative but the final level stays at or above the Downside Threshold of 3,856.58 (65% of the 5,933.20 initial level), investors receive $10 back at maturity. If the final level falls below that threshold, repayment is reduced one‑for‑one with the negative index return and investors can lose up to their entire principal.
The Securities pay no interest, forgo dividends on index constituents, and are unsecured obligations subject to Morgan Stanley’s credit risk. They will not be listed on an exchange, and secondary market liquidity is uncertain. The issue price is $10 per Security, while the estimated value on the trade date is $8.944, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger PLUS structured notes maturing on February 27, 2031, linked to the worst performer of the Dow Jones Industrial Average and the S&P 500 Index. The $1,000-denomination notes pay no interest and do not guarantee principal repayment.
At maturity, investors receive leveraged upside (with a leverage factor between 118% and 128%) if both indexes finish above their initial levels, par if both stay at or above 70% of their initial levels, and a loss of 1% of principal for every 1% decline in the worst-performing index below that threshold, potentially to zero. The estimated value on the pricing date is approximately $937.80 per $1,000 note, reflecting issuance, structuring and hedging costs and an internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk and will not be listed on any exchange, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities due March 3, 2031, linked to the worst performer of the Dow Jones Industrial, Russell 2000® and S&P 500® indices and fully guaranteed by Morgan Stanley.
Investors may receive quarterly contingent coupons at an annual rate of at least 6.25%, but only when each index closes at or above a set coupon barrier level, which is 70% of its initial level. If any index is below its barrier on an observation date, no coupon is paid for that period.
The notes can be automatically redeemed starting in 2027 if each index is at or above its 100% call threshold level on a redemption determination date, in which case holders receive principal plus the applicable coupon and the investment ends early. At maturity, if not called and any index finishes below its 70% downside threshold, repayment is reduced in full proportion to the worst index’s decline, potentially to zero. The estimated value on the pricing date is approximately $947.30 per $1,000 security, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering market-linked notes due March 4, 2030, fully and unconditionally guaranteed by Morgan Stanley. The $1,000-denomination notes pay no interest and return at least the stated principal at maturity, subject to Morgan Stanley’s credit risk.
The payoff is based on the worst performer of the Dow Jones Industrial Average and the S&P 500® Index. If the final level of each index exceeds its initial level, holders receive principal plus 100% of the worst index’s gain, capped at a maximum payment of $1,370 to $1,420 per note. If either index finishes at or below its initial level, only principal is repaid.
The notes will not be listed on an exchange, and secondary trading may be limited. The estimated value on the pricing date is approximately $969.90 per note, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities” linked to the worst performer of the S&P 500 Index and Russell 2000 Index, with each note issued at $1,000 and fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and may be automatically redeemed on March 3, 2027 if, on February 26, 2027, both indices are at or above 100% of their initial levels, triggering an early redemption payment of $1,115 to $1,135 per note.
If not called, at maturity on March 1, 2029 investors receive principal plus 150% of the gain of the worst-performing index if both finish above initial, only principal if both stay at or above 75% of initial, and a proportional loss (down to zero) if either finishes below its downside threshold. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $407,000 of structured “Buffered Jump Securities” linked to the worst performer of the VanEck Gold Miners ETF and the State Street SPDR S&P Metals & Mining ETF.
Each $1,000 security can be automatically called on scheduled dates starting January 29, 2027 if both ETFs close at or above their call thresholds, paying early redemption amounts that reflect a return of approximately 18% per year, up to $1,510 per security. If not called, maturity on January 3, 2029 pays $1,525 per security if both final ETF levels are at or above their call thresholds, only principal back if both stay above a 15% buffer, and a proportional loss beyond that buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is $941.50 per security, and investors take on both market risk in the ETFs and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS structured notes linked to the worst performer of the Russell 2000® and S&P 500® indices, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest.
At maturity in March 2030, investors receive leveraged upside if the worst-performing index is above its initial level, full principal back if it stays within a 20% downside buffer, and lose principal beyond that, with a minimum payment of 20% of principal. The indicative estimated value on the pricing date is approximately $965.70 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. Payments depend entirely on Morgan Stanley’s credit.