Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is marketing Buffered Jump Securities with an Auto-Callable feature linked to the worst performer among the S&P 500 (SPX), Nasdaq-100 (NDX) and Russell 2000 (RTY) indexes. Each $1,000 security can be automatically redeemed on 5 Aug 2026 if all three indexes are at or above their initial levels; investors would then receive an early redemption payment of $1,130–$1,150, capping upside thereafter.
If the note is not called, investors participate in 150% of any positive performance of the worst-performing index at maturity on 3 Aug 2028. Downside is mitigated by a 20% buffer; losses begin only if the worst performer has declined by more than 20%, after which the payoff falls one-for-one, exposing investors to a maximum 80% loss.
The issuer’s estimated value is $964.80 (≈3.5% below issue price), reflecting fees and hedging costs. The notes pay no periodic interest, will not be listed, and expose holders to Morgan Stanley’s credit risk. Key risk factors include limited liquidity, valuation opacity, early-call uncertainty, and tax complexity.