Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Trigger Jump Securities linked to the S&P 500® Index, due February 3, 2031. Each security has a $1,000 stated principal amount and pays no interest, with principal at risk.
If the final S&P 500® level on January 29, 2031 is at or above 80% of its initial level, holders receive $1,000 plus the greater of a fixed $200 upside payment or participation in the index gain, capped at a maximum payment of $1,850 per security. If the final level is below 80% of the initial level, investors lose 1% of principal for each 1% index decline, and the payout can fall to zero.
The estimated value on the pricing date is approximately $962.30 per security, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. Morgan Stanley & Co. LLC acts as agent, receiving a $30 sales commission per security, and the notes will not be listed on any exchange, so secondary trading may be limited. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering variable income auto-callable notes due January 29, 2031 linked to the worst performer of five stocks: Chipotle, Dell Technologies (Class C), PayPal, Palo Alto Networks and Boeing.
The notes pay a variable monthly coupon: a higher rate of 7.75% per annum if on the observation date every stock is at or above its coupon barrier, or a lower rate of 0.25% per annum otherwise. Starting January 2027, the notes are automatically redeemed if all stocks are at or above their call thresholds, returning principal plus the higher coupon for that period. If never called, investors receive their stated principal at maturity plus the applicable final coupon. The estimated value on the pricing date is approximately $933.50 per $1,000 note, and investors face issuer credit risk, limited liquidity and no participation in stock price gains beyond coupons.
Morgan Stanley Finance LLC is offering principal-at-risk "jump" securities linked to the worst performer of the S&P 500® Index and the Dow Jones Industrial AverageSM, fully and unconditionally guaranteed by Morgan Stanley. Each unsecured note has a $1,000 stated principal amount and does not pay periodic interest.
The notes are automatically redeemed on scheduled determination dates if each index is at or above its call threshold (100% of its initial level), paying an early redemption amount that equates to approximately 8.50% per annum (for example, $1,085 in 2027 or $1,170 in 2028). If not called, maturity payment depends on index performance: full principal plus upside if both final levels exceed their initial levels, principal only if both stay at or above 70% downside thresholds, and a proportional loss (down to zero) if either finishes below its downside threshold.
The preliminary estimated value on the pricing date is approximately $944.60 per $1,000 security. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, may have limited secondary liquidity, and carry complex risk and U.S. federal income tax considerations.
Morgan Stanley Finance LLC is offering three-year contingent income "memory" auto-callable securities linked to the common stock of Amazon.com, Inc., fully and unconditionally guaranteed by Morgan Stanley. These notes pay a contingent coupon at an annual rate of 11.30%, but only for periods where Amazon’s closing share price on the relevant observation date is at or above a coupon barrier set at 75% of the initial stock level. Missed coupons can be paid later if the stock recovers above the barrier, but investors may receive few or no coupons over the life of the notes.
The notes can be automatically redeemed starting July 16, 2026 if Amazon’s stock closes at or above 100% of the initial level on a redemption determination date, returning principal plus the due and any previously unpaid coupons, with no further payments. If the notes are not called and, at final observation in January 2029, Amazon’s share price is at or above the 75% downside threshold, investors get back principal plus any payable coupons. If the final level is below this threshold, repayment is reduced 1% for every 1% stock decline, potentially to zero, meaning principal is fully at risk. The estimated value on the pricing date is approximately $970.10 per $1,000 note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities” linked to the KraneShares CSI China Internet ETF, maturing on January 25, 2029. Each note has a $1,000 denomination and pays no interest.
The notes are auto-callable: if on January 25, 2027 the ETF closes at or above 100% of its initial level, they are redeemed early for $1,150 per note and terminate. If held to maturity and the final ETF level is above the initial level, investors receive $1,000 plus an upside payment based on a 125% participation rate. If the final level is at or below the initial level but at or above 50% of it, only $1,000 is returned. Below the 50% downside threshold, repayment is reduced in full proportion to the ETF’s loss and can fall to zero.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may trade at prices below issue. The estimated value on the pricing date is approximately $980.80 per note.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the worst performer of the Nasdaq-100® Technology Sector Index℠, the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount, a January 23, 2026 original issue date and matures on January 25, 2029.
The notes pay a contingent coupon at an annual rate of 8.00% only when, on an observation date, all three indices are at or above their coupon barrier levels, set at 70% of their initial levels. The notes are automatically redeemed, starting July 20, 2026, if on a redemption determination date all indices are at or above 100% of their initial levels, returning principal plus the contingent coupon.
If not called, and on the final observation date any index is below its 70% downside threshold, investors lose 1% of principal for each 1% decline in the worst-performing index, potentially losing their entire investment. The estimated value on the pricing date is approximately $957.30 per $1,000 security. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and have complex, uncertain U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” linked to the worst performer of the State Street SPDR S&P Regional Banking ETF, the S&P 500 Index and the Russell 2000 Index. Each security has a $1,000 stated principal amount and may be automatically redeemed on scheduled determination dates if all three underliers are at or above their call threshold levels, paying preset early redemption amounts that correspond to an annual return of approximately 13.65%.
If the notes are never called and on the final determination date each underlier is at or above its call threshold, investors receive $1,682.50 per security; if at least one underlier is below its call threshold but all are at or above their downside thresholds, investors receive only the $1,000 principal. If any underlier finishes below its downside threshold, repayment is reduced 1% for every 1% decline of the worst-performing underlier, potentially to zero. The estimated value on the pricing date is approximately $975.70 per security, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Trigger Jump Securities linked to the EURO STOXX 50® Index. Each note has a stated principal amount and issue price of $1,000 and pays no interest, with principal fully at risk.
At maturity on February 3, 2031, if the index’s final level is at or above the downside threshold of 75% of the initial level, investors receive $1,000 plus the greater of the index gain or a fixed upside payment of $344.50 per security, equal to 34.45% of principal. If the final level is below the downside threshold, repayment is reduced 1% for each 1% index decline, and the payment can be zero.
The notes are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk, and will not be listed on an exchange. The preliminary estimated value on the pricing date is approximately $961.00 per security, reflecting issuance, selling, structuring and hedging costs that make the economic terms less favorable than ordinary debt.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities maturing on February 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. These notes are linked to the worst performing of three equity indices: the Dow Jones Industrial Average℠, Nasdaq-100 Index® and Russell 2000® Index.
Each $1,000 note may pay a contingent coupon at an annual rate of at least 8.00%, but only if on each observation date all three indices are at or above their coupon barrier levels, initially set at 70% of each index’s strike-date level. If any index is below its barrier on an observation date, no coupon is paid for that period.
Starting with the July 28, 2026 redemption determination date, the notes are auto-callable if all three indices are at or above 100% of their initial levels, in which case holders receive $1,000 plus the applicable coupon and the product terminates. If the notes are not called and, at final observation, any index is below its 70% downside threshold, the maturity payment is reduced 1% for each 1% decline of the worst index, potentially down to $0.
The estimated value on the pricing date is approximately $968.50 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and an internal funding rate. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited or no secondary market. The U.S. federal income tax treatment is uncertain and may differ from the issuer’s expectations.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering leveraged buffered notes linked to the S&P 500® Index. The notes pay no interest and return at maturity depends entirely on index performance between the trade date and a determination date roughly 14–16 months later.
For each $1,000 note, investors receive 150% of any positive index return, but this upside is capped by a maximum settlement amount
The notes are unsecured and subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited liquidity. The estimated value on the trade date is expected to be about $986.40 per $1,000 note, reflecting embedded issuing, selling, structuring and hedging costs.