Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Contingent Income Buffered Auto-Callable Securities linked to the worst performer of the Nasdaq‑100 Index, Russell 2000 Index and Utilities Select Sector SPDR Fund, fully guaranteed by Morgan Stanley. The offering totals $775,000 at $1,000 per security, maturing on May 17, 2027.
The notes pay a contingent coupon of 8.50% per annum only if each underlier is at or above its 80% coupon barrier on observation dates. They auto-call if, on a redemption determination date starting May 12, 2026, each underlier is at or above its 100% call threshold, returning principal plus the applicable coupon. At maturity, if not called and each underlier is at or above its 80% buffer level, investors receive principal; otherwise, losses match the decline of the worst underlier beyond the 20% buffer, subject to a minimum payment of 20% of principal.
The estimated value on the pricing date is $980.30 per security. Proceeds to the issuer are $769,962.50 after $5,037.50 in agent commissions and fees. The securities are unsecured, subject to the issuer’s and guarantor’s credit risk, and will not be listed.
Morgan Stanley (MS) filed a Form 13F Combination Report, indicating some positions are reported here and others by affiliated managers. The filing lists 45,055 information table entries with a reported aggregate value of $1,651,669,691,071. It includes 24 other included managers and identifies one additional reporting manager, Morgan Stanley Institutional Investment Advisors LLC. The report is signed by Authorized Signatory Chris O’Hara.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, pays no interest and does not guarantee any return of principal.
At maturity, if the S&P 500 final level is at or above 80% of its initial level, investors receive $1,000 plus the greater of a fixed $200 upside payment (20%) or the index gain, up to a maximum of $1,692.50 per security (169.25%). If the final level is below 80% of the initial level, investors lose 1% of principal for each 1% index decline and could lose their entire investment.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited secondary liquidity. The estimated value on the pricing date is approximately $959.10 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and an internal funding rate advantageous to the issuer.
Morgan Stanley Finance LLC is offering U.S. equity-linked Contingent Income Auto-Callable Securities due November 27, 2028, based on Bank of America common stock and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and can pay a contingent quarterly coupon at an annual rate of 10.34% (about $25.85 per quarter) when the Bank of America share price on a determination date is at or above 75% of the initial share price, the downside threshold.
If on any of the first eleven determination dates the share price is at or above the initial share price, the notes are automatically redeemed for $1,000 plus that quarter’s coupon. If not called, and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon at maturity. If the final share price is below the downside threshold, repayment of principal is reduced 1-to-1 with the stock decline, and the payment can be zero. The estimated value on the pricing date is about $970.50 per security, the notes are unsecured, not listed on an exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering $4,926,000 of fixed income buffered securities due November 12, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed 22.00% annual coupon, with monthly payments, and are linked to the worst performer among NVIDIA, Upstart and AeroVironment common stocks.
At maturity, if each stock’s final level is at or above its buffer level (set at 85% of its initial level for each underlier), investors receive full principal back plus the final coupon. If any stock finishes below its buffer, principal is reduced 1% for every 1% decline of the worst-performing stock beyond the 15% buffer, but not below a 15% minimum payment of principal. The notes are unsecured, subject to Morgan Stanley’s credit risk, have an estimated initial value of $974.50 per $1,000, and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $20.96 million of leveraged buffered notes linked to the S&P 500 Index, maturing on December 14, 2026. The notes pay no interest and are unsecured principal-at-risk securities.
At maturity, investors receive for each $1,000 note: 200% of any S&P 500 gain, capped at a maximum payment of $1,113.40, so gains above about 5.67% are not further shared. If the index is down by up to 10%, principal is repaid in full. Below that 10% buffer, losses are magnified by a factor of about 111.11%, and investors can lose their entire investment.
The initial S&P 500 level is 6,832.43, and the notes are sold at $1,000 each with an estimated value of $985.40, reflecting issuing, selling, structuring and hedging costs. The notes will not be listed on an exchange, secondary liquidity is limited, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Digital S&P 500 Index‑Linked Notes under its global medium‑term note program. The notes pay no interest and the cash payment at maturity depends on S&P 500 performance over an expected 13–15 month term.
If the index finish is at or above 90% of the initial level, investors receive a capped return equal to the Maximum Settlement Amount, expected to be $1,080.80–$1,094.80 per $1,000. If the index declines by more than 10%, repayment is reduced by the decline beyond the 10% threshold multiplied by the ~111.11% buffer rate, and investors can lose all principal. The preliminary estimated value is approximately $984.40 per note.
Per‑note economics show a $1,000 price to the public, a 1.09% sales commission ($10.90) and proceeds to the issuer of $989.10. The notes are unsecured obligations of MSFL, not listed on any exchange, and secondary market making by MS & Co. may be limited.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities linked to the common stock of Tesla, Inc., fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest, and is scheduled to mature on January 5, 2027, after a roughly 13‑month term from the December 3, 2025 original issue date.
At maturity, if Tesla’s final share price is at least 70% of the initial share price, investors receive $1,000 plus a fixed upside payment of $281.70, a 28.17% return. If the final share price is below 70% of the initial level, the payout is $1,000 multiplied by the share performance factor, exposing investors to the full downside of Tesla’s decline on a 1:1 basis and potentially resulting in a payment of less than $700 or even zero.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee, and carry principal risk, market risk tied to Tesla stock, and credit risk of the issuer and guarantor. They will not be listed on an exchange, may have limited liquidity, and include issuance, structuring and hedging costs, leading to an estimated value on the pricing date of approximately $965.50 per $1,000 security.
Morgan Stanley Finance LLC is offering $7,406,000 of Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 principal amount, no periodic interest, and is fully and unconditionally guaranteed by Morgan Stanley, but principal is at risk.
The notes may be automatically redeemed starting November 16, 2026 if the index closes at or above the call threshold level of 1,203.22, paying a fixed early redemption amount that equates to roughly 16.50% per year, up to $1,811.25 per security if called on the last determination date. If held to maturity in November 2030 and the final index level is at or above the call threshold, investors receive $1,825 per security; if it is between the buffer level of 1,022.737 and the threshold, they receive only the $1,000 principal.
If the final index level falls below the buffer, the maturity payment is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is $903.40 per security, below the issue price, and secondary market liquidity may be limited. All payments depend on Morgan Stanley’s creditworthiness and complex tax treatment and index risks apply.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and total $3,436,000 in aggregate, with an issue price of $1,000 but an estimated value on the pricing date of $900.30 per security.
Investors may receive an annual 11.00% contingent coupon, but only when the index closes at or above the coupon barrier of 962.576. The notes can be auto‑called quarterly starting November 2026 if the index is at or above the call threshold of 1,203.22. If held to November 2030 and not redeemed early, investors receive full principal only if the final index level is at or above the buffer level of 1,022.737; otherwise they lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The securities are unsecured, not listed on an exchange, and all payments depend on Morgan Stanley’s creditworthiness.