Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Buffered Jump Securities with Auto-Callable Feature due May 3, 2027, linked to Oracle Corporation common stock and fully and unconditionally guaranteed by Morgan Stanley. These are principal-at-risk notes with no periodic interest and are not exchange-listed.
Each security is issued at $1,000, with an estimated value on the pricing date of approximately $964.40. The initial level is $275.30, equal to the call threshold; the buffer level is $192.71 (70%). Automatic early redemption can occur starting January 29, 2026 if the underlier closes at or above the call threshold, paying per-security amounts that reflect roughly 13.00% per annum (e.g., $1,032.50 on the first early redemption date, rising to $1,162.50 on the fifth).
If not called, maturity payment per security is $1,195.00 if the final level is at or above the call threshold, the stated principal amount if at or above the buffer level, or a loss of 1% for each 1% decline beyond the 30% buffer, subject to a minimum payment of 30% of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering Contingent Income Buffered Auto‑Callable Securities due November 29, 2030 linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 issue price and pays a contingent coupon at 12.00% per annum only if the index closes at or above the 70% coupon barrier on the relevant observation date.
The notes may be auto‑called starting November 24, 2026 if the index is at or above the 95% call threshold, returning principal plus the applicable coupon. If not called, at maturity investors receive principal back if the final index level is at or above the 85% buffer level; otherwise, they lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. Payments depend on MS/MSFL credit. The estimated value on the pricing date is approximately $899.40 per security (or within $49.40 of that estimate). The index includes a 4% per annum decrement and volatility targeting up to 400% exposure, and the notes will not be listed.
Morgan Stanley Finance LLC is offering Callable Contingent Income Memory Securities due November 13, 2029, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performing of the S&P 500 Index, Nasdaq-100 Technology Sector Index, and Russell 2000 Index and are issued at $1,000 per security, with an estimated value on the pricing date of approximately $979.20.
The notes pay a contingent coupon at 9.05% per annum on each coupon date only if each underlier closes at or above its coupon barrier (70% of its initial level) on the related observation date; missed coupons may be paid later if a subsequent observation meets the barrier. Beginning on November 13, 2026, the issuer may redeem the notes on specified dates only if a risk‑neutral valuation model indicates redemption is economically rational for the issuer. At maturity, if not redeemed and each underlier is at or above its downside threshold (70% of initial), investors receive principal plus any due coupons; otherwise, repayment is reduced 1% for each 1% decline of the worst performer, and could be zero. The securities will not be listed and are intended for fee‑based advisory accounts.
Morgan Stanley Finance LLC priced Trigger PLUS, principal-at-risk structured notes linked to the S&P 500 Futures Excess Return Index, in an aggregate principal amount of $2,913,000 at $1,000 per security. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity on October 31, 2030, holders receive: the stated principal plus a leveraged upside payment if the final index level exceeds the initial level; par if the final level is at or below the initial level but at or above the downside threshold; or a 1-for-1 loss if below the threshold. Terms include an initial level of 564.91, a leverage factor of 182%, and a downside threshold level of 395.437 (70% of the initial level). There is no minimum payment; principal can be lost entirely.
The estimated value on the pricing date is $940.90 per security. Agent commissions are $40 per security, with total proceeds to the issuer of $2,796,480. The securities will not be listed, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a registered offering of Contingent Income Memory Auto-Callable Securities linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index, with an aggregate principal amount of $1,622,000 and a $1,000 issue price per note, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at 10.85% per annum when the underlier’s closing level is at or above the coupon barrier of 2,368.954 (70% of the initial level) on an observation date, with unpaid coupons able to be paid later if conditions are met. They auto-call at par plus any due coupons if the underlier is at or above the call threshold of 3,384.22 (100% of initial) on scheduled determination dates starting October 28, 2026.
If not called, at maturity investors receive par only if the final level is at or above the downside threshold of 1,692.11 (50% of initial); otherwise, principal is reduced 1% for every 1% decline. The estimated value is $898.20 per note on the pricing date, reflecting issuance and structuring costs and the issuer’s internal funding rate. Commissions are $43.50 per note; proceeds to the issuer total $1,551,443. The notes are unsecured, subject to MS/MSFL credit risk, and will not be listed.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due October 31, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes have an aggregate principal amount of $2,148,000 at $1,000 per security and are linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index.
The notes pay a 12.00% annual contingent coupon only when the index closes at or above the coupon barrier of 2,368.954 (70% of the initial level). They auto-call at par plus any due coupons if the index is at or above the call threshold of 3,384.22 (100% of the initial level) on scheduled dates starting October 28, 2026. If held to maturity and the final level is below the downside threshold of 2,030.532 (60% of initial), repayment is reduced 1% for each 1% decline, potentially to zero.
The initial level is 3,384.22; the notes are not listed. The estimated value on the pricing date is $901.00 per security. Sales commissions are $42.50 per security; proceeds to the issuer are $957.50. All payments are subject to issuer and guarantor credit risk. The underlier includes a 4% per annum decrement and a 40% volatility target.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the worst performer of the NDXT, S&P 500 and Russell 2000. The notes pay a contingent 8.00% annual coupon only if each index is at or above its coupon barrier on the observation date, and may be automatically redeemed if each index is at or above its call threshold on specified dates.
The securities were issued at $1,000 per note with an aggregate principal amount of $3,063,000, maturing on May 3, 2027 unless called. The final terms include barriers at 80% of initial for coupons and a downside threshold at 70% of initial; if any index finishes below its downside threshold, principal is reduced 1% for each 1% decline of the worst performer, potentially to zero. The offering carries agent commissions of $23.50 per note (total $71,980.50) with proceeds to the issuer of $2,991,019.50. The estimated value on the pricing date is $959.70 per note. The notes are fully and unconditionally guaranteed by Morgan Stanley and will not be listed.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Buffered Jump Securities linked to the S&P 500 Index with an aggregate principal amount of $629,000. The notes are issued at $1,000 per security, pay no interest, and mature on October 31, 2030, with the final level observed on October 28, 2030. If the final index level is at or above the buffer level of 5,857.257 (85% of the initial 6,890.89), holders receive principal plus a fixed upside payment of $354.50 per security.
If the final level is below the buffer, repayment is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is $954.30 per security. Agent commissions are $35.50 per security; proceeds to the issuer are $964.50 per security. The securities are unsecured, subject to the issuer’s and guarantor’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC priced Contingent Income Memory Buffered Auto-Callable Securities linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, fully and unconditionally guaranteed by Morgan Stanley. The aggregate principal amount is $713,000 at $1,000 per security, with agent commissions of $46 per security and estimated value of $901.30 on the pricing date. Proceeds to the issuer are $954 per security, or $680,202 total.
The notes pay a contingent coupon at 8.00% per annum only if the index closes at or above the coupon barrier on observation dates; missed coupons may be paid later if a future observation meets the barrier. They auto-call at par plus any due coupons if the index is at or above the call threshold 1,263.52 on a redemption determination date, beginning October 28, 2026. If held to maturity on October 31, 2030 and not called, principal is repaid if the final level is at or above the buffer level 1,073.992. Below the buffer, repayment is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment at maturity of 15% of principal. The initial level is 1,263.52, the coupon barrier is 694.936, and all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, priced principal-at-risk Jump Securities with an auto-call feature linked to the KraneShares CSI China Internet ETF (KWEB), due November 2, 2028.
The deal totals $750,000 in aggregate principal at $1,000 per security, with an estimated value of $987.20. The auto-call can occur on November 2, 2026 if KWEB’s closing level is at or above the $41.06 call threshold (100% of the initial level), paying an early redemption of $1,174 per security. If not called, maturity pays: principal plus a 150% participation on gains; principal if the final level is between $41.06 and the downside threshold of $20.53 (50% of initial); or a loss matching the decline if below the threshold, down to zero.
Key terms include issue date October 31, 2025, final determination date October 30, 2028, and no listing. Proceeds to the issuer are $745,125 after $4,875 in fees. Payments depend on issuer credit, market performance of KWEB, and the note’s structured features.