Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, announced preliminary terms for Jump Securities with an auto-call feature due October 31, 2030, linked to the worst performer among the Dow Jones Industrial Average, S&P 500 Index and Russell 2000 Index. Each security has a $1,000 issue price and an estimated value on the pricing date of approximately $963.10 per security. The notes pay no interest and are principal-at-risk.
The securities auto-redeem if, on a determination date starting April 29, 2026, each index is at or above its call threshold (100% of its initial level), for fixed cash payments that step up from $1,050 to $1,475 per security. If held to maturity and each index is at or above its call threshold, the payment is $1,500 per security. If any index is below its call threshold but all are at or above the downside threshold (75% of initial), investors receive only the $1,000 stated principal amount. If any index is below its downside threshold, repayment is reduced one-for-one with the worst performer’s decline, potentially to zero. The notes will not be listed; all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Contingent Income Memory Auto‑Callable Securities due November 2, 2028, linked to the worst performing of the S&P 500 Index and EURO STOXX 50 Index. The notes pay a contingent coupon at 8.55% per annum only if each index closes at or above its coupon barrier on the observation date; missed coupons may be paid later if conditions are met.
The notes auto‑redeem if, on a redemption determination date, each index is at or above its 100% call threshold, beginning April 30, 2026. If not called, at maturity investors receive principal only if each index is at or above its 80% downside threshold; otherwise, repayment is reduced one‑for‑one with the worst index’s decline and could be zero. Issue price is $1,000 per security, with a fixed sales commission of $20 per security; the preliminary estimated value is approximately $972.40 per security. All payments are subject to the credit of Morgan Stanley; the notes will not be listed.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering auto-callable Jump Notes due October 28, 2030 linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. The notes are issued at $1,000 per note, pay no interest, and may be automatically redeemed if the underlier closes at or above the call threshold on scheduled determination dates.
The call threshold equals 100% of the initial level. Early redemption payments step up over time, starting at $1,075.00 on October 29, 2026 and rising to $1,356.25 by July 26, 2030, corresponding to a return of approximately 7.50% per annum. If not redeemed and the final level is at or above the threshold, investors receive a fixed positive return at maturity; otherwise, they receive only the stated principal amount.
Key dates include a strike/pricing date of October 23, 2025 and a first determination date of October 26, 2026. The estimated value on the pricing date is approximately $963.30 per note (or within $55 of that estimate). The notes are unsecured, not listed on any exchange, and all payments are subject to the issuer’s and guarantor’s credit risk. The underlier includes a 4% per annum decrement and volatility targeting features.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities due October 22, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes reference the worst performing of the S&P 500 Index, Russell 2000 Index and SPDR S&P Regional Banking ETF, pay a 12.50% per annum contingent coupon only when each underlier closes at or above its coupon barrier on the observation date, and may be automatically redeemed if each underlier is at or above its call threshold (100% of initial) on a redemption determination date.
If not called, at maturity investors receive the stated principal amount only if each underlier is at or above its downside threshold (70% of initial). Otherwise, the payoff is reduced 1% for each 1% decline of the worst performer, potentially to zero; no upside participation applies. Each security is priced at $1,000 with an estimated value on the pricing date of approximately $983.40 per security. The first redemption determination date is April 17, 2026, and the notes will not be listed. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering fixed income auto-callable securities due October 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed 18.00% annual coupon (paid monthly) and are linked to the worst performing of the common stocks of NVIDIA (NVDA), Tesla (TSLA) and Oracle (ORCL). They are unsecured, principal-at-risk obligations issued under the Series A Global Medium‑Term Notes program.
The securities auto-redeem if on any redemption determination date each underlier is at or above its 100% call threshold, paying the stated principal plus the coupon for that period; the first determination date is April 23, 2026. If not redeemed, at maturity investors receive principal only if each underlier is at or above its 65% downside threshold; otherwise, repayment is reduced 1% for each 1% decline of the worst performer. The issue price is $1,000 per note; the estimated value on the pricing date is approximately $959.80 per note. The notes are not listed on any exchange and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at‑risk Callable Contingent Income Securities due October 27, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a 13.00% per annum contingent coupon only if, on each observation date, the Technology Select Sector SPDR Fund (XLK), Utilities Select Sector SPDR Fund (XLU) and the Nasdaq‑100 Technology Sector Index (NDXT) each close at or above their 80% coupon barrier.
The notes are callable on scheduled redemption dates starting October 29, 2026 if a risk‑neutral valuation model indicates early redemption is economically rational for the issuer; if called, investors receive the $1,000 stated principal plus any due coupon, and no further payments. At maturity, if not redeemed and each underlier is at or above its 70% downside threshold, investors receive $1,000 (plus any final coupon). If any underlier is below its threshold, repayment is reduced 1% for each 1% decline of the worst performer, which can result in a significant loss up to zero.
The issue price is $1,000 per security; the estimated value on the pricing date is approximately $978.40 per security (or within $45 of that estimate). The securities are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC is offering unsecured, auto-callable Jump Notes due October 28, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest, and is linked to the worst performer of the Russell 2000, Nasdaq‑100 Technology Sector Index, and S&P 500. The notes may be automatically redeemed on scheduled determination dates if each underlier is at or above its call threshold (100% of initial level), delivering a fixed cash amount that equates to approximately 5.60% per annum.
The first determination date is April 23, 2026. If not called, at maturity investors receive a fixed positive return only if each underlier is at or above its call threshold; otherwise, they receive the stated principal amount. The indicative early redemption payments range from $1,028 (April 2026) up to $1,266 (July 2030), with a stated $1,280 maturity payment in the favorable case. The estimated value on the pricing date is approximately $977.30 per note; all payments are subject to the issuer’s and guarantor’s credit risk. The notes will not be listed on any exchange.
Morgan Stanley reported that it released financial information for its quarter ended September 30, 2025. The company furnished an Item 2.02 current report that includes a press release and a Financial Data Supplement providing details on results and financial condition.
The materials are included as Exhibits 99.1 (press release) and 99.2 (Financial Data Supplement) and are deemed “filed” for purposes of the Exchange Act. The filing also lists the company’s registered securities, including common stock (MS) on the NYSE.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Jump Securities due November 1, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performer of the EURO STOXX 50, Nasdaq-100, and Russell 2000 indices and do not pay periodic interest.
Each security has a $1,000 issue price and an estimated value on the pricing date of approximately $953. Starting on November 2, 2026, the notes are automatically redeemed if each index closes at or above its call threshold (85% of its initial level), for an early redemption payment that steps up over time, corresponding to approximately 7.00% per annum.
If not called, the maturity payoff is: $1,350 per security if each index is at or above its call threshold; return of principal if any index is below its call threshold but each is at or above its downside threshold (60% of initial); or a loss of 1% of principal for every 1% decline in the worst-performing index if any finishes below its downside threshold, which could reduce repayment to zero. The securities are unsecured obligations subject to the issuer’s and guarantor’s credit risk and will not be listed on any exchange.
Morgan Stanley Finance LLC announced a preliminary pricing supplement for Jump Securities with Auto-Callable Feature due October 22, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, links to the worst performing of the Russell 2000 Index and EURO STOXX 50 Index, and carries principal at risk.
The notes can be automatically redeemed starting on October 26, 2026 if each index closes at or above its call threshold, for fixed early redemption payments implying about 12.25% per annum (e.g., $1,122.50 on the first date, stepping up to $1,581.875 by the 16th). If held to maturity and each index is at or above its call threshold, the payment is $1,612.50 per security. If at least one index is below its call threshold but both are at or above the downside threshold (80% of initial), repayment is the stated principal amount. If either index finishes below its downside threshold, investors lose 1% for every 1% decline of the worst performer, potentially to zero.
The estimated value on the pricing date is approximately $957.50 per security (within $40.00), the notes are unsecured, subject to the issuer’s and guarantor’s credit risk, pay no interest, and will not be listed on any exchange.