Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Dual Directional Trigger Jump Securities linked to the EURO STOXX 50 Index, due November 5, 2030. The notes pay no coupons and return depends on index performance on the October 31, 2030 valuation date. If the index is at or above the initial level, holders receive $1,000 plus the greater of the index’s percentage gain or a fixed upside payment of $436.60 per security. If the index falls by up to 25%, holders receive $1,000 plus the absolute decline (capped at a 25% positive return). Below the 75% trigger level, repayment is $1,000 multiplied by index performance, with losses 1:1 and no buffer.
The issue price is $1,000 per security; per-security fees include a $30 sales commission and a $5 structuring fee, with stated proceeds to the issuer of $965 per security. The estimated value on the pricing date is approximately $950.10 per security (or within $55.00 of that estimate). The securities will not be listed and are subject to issuer credit risk. Hedging, market volatility, and credit spread changes may affect secondary prices. Principal is at risk, and investors could lose their entire investment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Contingent Income Auto-Callable Securities due October 20, 2028, linked to the worst performing of the Nasdaq-100 Technology Sector Index, the S&P 500 Index and the Russell 2000 Index. The notes are principal-at-risk and unsecured.
The securities pay a contingent coupon at 8.40% per annum only if on each observation date every underlier is at or above its coupon barrier (70% of its initial level). The notes are auto-callable on scheduled redemption determination dates starting April 17, 2026 if each underlier is at or above its call threshold (100% of initial), paying the stated principal amount plus the contingent coupon.
If not called, at maturity investors receive principal back only if each underlier’s final level is at or above its downside threshold (70% of initial). Otherwise, repayment is reduced by 1% for every 1% decline of the worst underlier, and could be zero. Issue price is $1,000 per security; the issuer’s estimated value on the pricing date is approximately $956.20 per security (within $30 of that estimate). Key dates: strike/pricing October 17, 2025, original issue October 22, 2025; the notes will not be listed and all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due April 26, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay a 10.25% per annum contingent coupon only when the closing level of each underlier—the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000—is at or above its coupon barrier of 70% of the initial level on the observation date.
The notes may be redeemed in whole, on specified monthly dates starting October 26, 2026, if a risk-neutral valuation model indicates early redemption is economically rational for the issuer; once redeemed, no further payments occur. If held to maturity and each index is at or above its 70% downside threshold, investors receive principal (plus any final coupon if payable); otherwise, repayment decreases 1% for every 1% decline in the worst-performing index, potentially to zero.
The notes are issued at $1,000 per security with an estimated value on the pricing date of approximately $981.30. They will not be listed, are sold to fee-based advisory accounts, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Contingent Income Auto‑Callable Securities due November 2, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal‑at‑risk notes are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index.
The notes pay a contingent coupon at 8.00% per annum only if, on each observation date, the closing level of each index is at or above its 75% coupon barrier. They are auto‑callable on scheduled determination dates if all indices are at or above 100% of initial, returning principal plus the coupon for that period. If not called, at maturity investors receive principal only if all indices are at or above the 70% downside threshold; otherwise, repayment is reduced one‑for‑one with the decline of the worst index and could be zero.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk. The estimated value on the pricing date is approximately $962.70 per $1,000, reflecting issuance, selling, structuring and hedging costs and an internal funding rate. Key dates include strike and pricing on October 30, 2025 and maturity on November 2, 2028.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Contingent Income Auto‑Callable Securities linked to Oracle Corporation common stock, due November 3, 2027, fully and unconditionally guaranteed by Morgan Stanley.
The notes are issued at $1,000 per security with an estimated value on the pricing date of approximately $954.60 per security. A 14.00%–15.00% annual contingent coupon is payable only when the underlier closes at or above the coupon barrier (set at 60% of the initial level) on the relevant observation date. The notes auto‑call for principal plus the coupon if the underlier is at or above the 100% call threshold on any redemption determination date, beginning April 29, 2026.
If not called, at maturity investors receive principal only if the final level is at or above the 60% downside threshold; otherwise, the payoff declines 1% for every 1% drop in the underlier and can be zero. The securities are unsecured, principal at risk, not listed on any exchange, and all payments are subject to the issuers’ credit risk.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Contingent Income Auto-Callable Securities linked to EQT Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes offer a contingent coupon at 9.60% per annum when EQT’s closing level is at or above the coupon barrier on observation dates and may be automatically called if EQT is at or above the call threshold on specified redemption determination dates.
Each security has a $1,000 issue price, with an estimated value on the pricing date of approximately $964.10 per security (within $35 of that estimate). The coupon barrier and downside threshold are each 60% of the initial level, and the call threshold is 100% of the initial level. If not called and EQT finishes below the downside threshold at maturity, investors lose 1% of principal for every 1% decline; gains above the initial level are not participated in. Key dates include a strike/pricing date of October 24, 2025 and a maturity date of October 28, 2027. The notes will not be listed and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering Buffered Performance Leveraged Upside Securities linked to the S&P 500 Index, maturing on May 3, 2028. These notes pay no coupon and are principal-at-risk.
At maturity, investors receive $1,000 plus 200% of any index gain, capped at a maximum payment of at least $1,207.20 per note. If the index is down by up to the 10% buffer, repayment is $1,000. Losses resume 1-for-1 beyond the buffer, with a minimum payment of $100 per note.
The issue price is $1,000 per note; the preliminary estimated value on the pricing date is about $963.20. Sales commissions are $25 per note, plus a $5 structuring fee. The valuation date is April 28, 2028. The notes will not be listed, and all payments are subject to the issuer’s and guarantor’s credit risk. Proceeds are for general corporate purposes; the issuer expects to receive $1,000 per note issued.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, announced Contingent Income Auto-Callable Securities due October 28, 2027 linked to Hewlett Packard Enterprise common stock. Each security is priced at $1,000 and pays a contingent coupon at an annual rate of 13.45% on scheduled dates only if the underlier closes at or above the coupon barrier on the related observation date.
The notes are principal at risk. If not called and the final level is below the downside threshold, investors lose 1% of principal for every 1% decline of the underlier; repayment of principal occurs only if the final level is at or above the downside threshold. The coupon barrier and downside threshold are each 60% of the initial level; the call threshold is 100% of the initial level. The first potential call date is April 24, 2026. The estimated value on the pricing date is approximately $960.10 per security (subject to final confirmation). The securities will not be listed, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC launched a preliminary pricing supplement for market-linked, principal-at-risk notes linked to the lowest-performing of the Dow Jones Industrial Average and the S&P 500 Index, due October 27, 2028 and fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security is offered with agent commissions of $25.75 and expected proceeds to the issuer of $974.25 per security; the current estimated value is approximately $959.80 per security (or within $45.00 of that estimate). The notes pay no interest and will not be listed.
The notes are auto-callable on October 29, 2026 if each index closes at or above its starting level, paying at least $1,100 per $1,000 (a call premium of at least 10.00%). If not called, at maturity investors receive: 100% upside participation in the lowest-performing index up to a maximum return of 24% ($1,240 cap); or, if the lowest-performing index is down but not below its 90% threshold, a contingent absolute return up to 10%; or, if it finishes below the threshold, a loss beyond a 10% buffer, down to 10% of face value. Key dates include pricing on October 24, 2025 and original issue on October 29, 2025. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Jump Securities with auto-call features linked to Oracle Corporation common stock. The notes are issued at $1,000 per security for an aggregate principal amount of $780,000 and are fully and unconditionally guaranteed by Morgan Stanley. Net proceeds to the issuer are $760,500, after $19,500 in selling commissions.
The notes may be automatically redeemed on scheduled dates if Oracle’s closing level is at or above the call threshold. Early redemption payments step up, targeting ~12.93% per annum, culminating at $1,355.575 per security before maturity. If held to maturity and the final level is at or above the call threshold, the payment is $1,387.90 per security. If the final level is below the call threshold but at or above the downside threshold, investors receive principal plus the absolute decline (100% participation) capped at a 50% positive return. Below the downside threshold, losses match the percentage decline, up to total loss.
Key terms include initial level $296.96, call threshold $296.96 (100%), downside threshold $148.48 (50%), first determination date April 9, 2026, maturity October 12, 2028, and estimated value $944.60 per security. Payments depend on Morgan Stanley’s credit.