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Midland States Bancorp COO awarded 1,390 shares

The SVP - Chief Operating Officer also reported 3,278 options to buy common stock, with a $28.43 exercise price and an October 31, 2032 expiration.

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Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Midland States Bancorp, Inc. (MSBI) reported a direct award of 1,390 common shares to SVP - Chief Operating Officer Kyle Owen Mooney on November 2, 2026, at a reported price of $32.81 per share. On October 31, 2026, 72 shares were delivered or withheld for payment of exercise price or tax liability. The reported position also includes 3,278 options to buy common stock, with an exercise price of $28.43 and an expiration date of October 31, 2032.

Insider Mooney Kyle Owen
Role SVP - Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Stock 1,390 $32.81 $46K
Exercise Price or Tax Liability Common Stock 72 $32.81 $2K
Holding Option (right to buy) -- -- --
Holdings After Transaction: Common Stock — 14,928 shares (Direct); Option (right to buy) — 3,278 contracts (Direct)
Awarded common shares 1,390 shares Direct award on November 2, 2026
Reported award price $32.81 per share Award reported for November 2, 2026
Shares delivered or withheld 72 shares For payment of exercise price or tax liability on October 31, 2026
Options to buy common stock 3,278 options Reported position
Exercise price $28.43 per share Reported options
Option expiration date October 31, 2032 Reported options
Option (right to buy) financial
"3,278 options to buy common stock"
Exercise price financial
"options to buy common stock, with an exercise price of $28.43"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Tax liability financial
"payment of exercise price or tax liability"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did MSBI's chief operating officer receive?

Kyle Owen Mooney, SVP - Chief Operating Officer, reported a direct award of 1,390 common shares on November 2, 2026, at a reported price of $32.81 per share.

What happened to 72 MSBI shares on October 31, 2026?

72 shares were delivered or withheld for payment of exercise price or tax liability on October 31, 2026.

What options did MSBI's chief operating officer report?

The reported position includes 3,278 options to buy common stock, with an exercise price of $28.43 and an expiration date of October 31, 2032.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mooney Kyle Owen

(Last)(First)(Middle)
1201 NETWORK CENTRE DR.

(Street)
EFFINGHAM ILLINOIS 62401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Midland States Bancorp, Inc. [ MSBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP - Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/31/2026F72D$32.8113,538D
Common Stock11/02/2026A1,390A$32.8114,928D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (right to buy)$28.4310/31/202310/31/2032Common Stock3,2783,278D
Explanation of Responses:
Remarks:
/s/Kyle O Mooney11/02/2026
/s/Nathan D. Sturycz, attorney-in-fact11/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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