STOCK TITAN

Penny Pritzker (MSFT) reports 33 RSU award and 14K units held

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PRITZKER PENNY S reported acquisition or exercise transactions in this Form 4 filing.

Microsoft director Penny Pritzker reported updated equity holdings. The Form 4 shows a grant of 33.314 restricted stock units, each representing a right to receive one share of Microsoft common stock. After this award, she holds 14,323.467 restricted stock units directly and 12,000 shares of common stock indirectly through a trust.

The restricted stock units are fully vested, but the actual delivery of the underlying shares will occur 30 days after her separation from service on the Board of Directors. Dividend equivalent rights accrue on these units when dividends are paid on Microsoft common stock and become exercisable proportionately with the related restricted stock units.

Positive

  • None.

Negative

  • None.
Insider PRITZKER PENNY S
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 33.314 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 14,323.467 shares (Direct, null); Common Stock — 12,000 shares (Indirect, By Trust)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock. Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate. The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made 30 days after the date of the reporting person's separation from service to the Board of Directors.
RSU grant size 33.314 units Restricted stock units granted on 2026-06-11
RSUs held after grant 14,323.467 units Restricted stock units directly owned after transaction
Indirect common shares 12,000 shares Microsoft common stock held indirectly by trust
RSU share ratio 1 share per unit Each RSU equals one Microsoft common share
Delivery timing 30 days Share delivery after separation from Board service
Restricted Stock Units financial
"The Form 4 shows a grant of 33.314 restricted stock units, each representing a right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
separation from service financial
"Delivery of the shares to the reporting person will be made 30 days after the date of the reporting person's separation from service"
indirect ownership financial
"12,000 shares of common stock indirectly through a trust"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PRITZKER PENNY S

(Last)(First)(Middle)
C/O MICROSOFT CORPORATION
ONE MICROSOFT WAY

(Street)
REDMOND WASHINGTON 98052-6399

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MICROSOFT CORP [ MSFT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock12,000IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/11/2026A33.314(2) (3) (3)Common Stock33.314$014,323.467D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
2. Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.
3. The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made 30 days after the date of the reporting person's separation from service to the Board of Directors.
Julia Stark, Attorney-in-fact for Penny S. Pritzker06/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Penny Pritzker report in the latest Microsoft (MSFT) Form 4?

Penny Pritzker reported a grant of 33.314 restricted stock units in Microsoft. Following this award, she now holds 14,323.467 restricted stock units directly and 12,000 shares of common stock indirectly through a trust.

How many Microsoft restricted stock units does Penny Pritzker now hold?

After the reported grant, Penny Pritzker holds 14,323.467 restricted stock units in Microsoft. These units are fully vested, and each unit represents a contingent right to receive one share of Microsoft common stock in the future.

When will Penny Pritzker receive Microsoft shares from her restricted stock units?

Delivery of the Microsoft shares underlying Penny Pritzker’s restricted stock units will occur 30 days after her separation from service on the Board of Directors. The units are already fully vested but subject to this deferred delivery schedule.

How many Microsoft common shares does Penny Pritzker hold indirectly via trust?

Penny Pritzker holds 12,000 Microsoft common shares indirectly through a trust. This position is reported as indirect ownership in the Form 4, separate from her directly held restricted stock units in the company.

Do Penny Pritzker’s Microsoft restricted stock units earn dividend equivalents?

Yes, dividend equivalent rights accrue on Penny Pritzker’s Microsoft restricted stock units. These accrue when dividends are paid on Microsoft common stock and become exercisable proportionately with the related restricted stock units, enhancing the value of the award over time.