STOCK TITAN

Microsoft director Pritzker granted 26.8 RSUs

Microsoft director Penny S. Pritzker received a fully vested RSU award with share delivery deferred until after she leaves the Board.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MICROSOFT CORP (symbol: MSFT) is the issuer of record for a Form 4 filing submitted to the SEC. PRITZKER PENNY S reported acquisition or exercise transactions in this Form 4 filing.

MICROSOFT CORP (MSFT) reported that director Penny S. Pritzker received a grant of 26.838 Restricted Stock Units on September 10, 2026, each representing one share of common stock. Following this award, she holds 14,550.424 Restricted Stock Units directly and 12,000 shares of common stock indirectly through a trust. The RSUs are fully vested, with share delivery deferred until 30 days after her separation from service on the Board, and dividend equivalent rights accrue proportionately with these RSUs. No Rule 10b5-1 trading plan is reported for these transactions.

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Insider PRITZKER PENNY S
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F2, F3 26.838 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 14,550.424 contracts (Direct); Common Stock — 12,000 shares (Indirect, By Trust)
Footnotes (3)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
  2. F2. Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.
  3. F3. The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made 30 days after the date of the reporting person's separation from service to the Board of Directors.
Restricted Stock Units granted 26.838 units Grant to Penny S. Pritzker on September 10, 2026
RSUs held after transaction 14,550.424 units Total direct RSU holdings for Penny S. Pritzker after the grant
Indirect common shares held 12,000 shares Common stock held indirectly by trust for Penny S. Pritzker
RSU settlement timing 30 days Share delivery occurs 30 days after separation from service on the Board
RSU grant price per unit $0.0000 per unit Reported transaction price for the RSU grant
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"Dividend equivalent rights accrue when and as dividends are paid"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
separation from service regulatory
"Delivery of the shares ... will be made 30 days after the date of the reporting person's separation from service"
By Trust financial
"Common Stock ... indirect ownership nature listed as By Trust"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Microsoft (MSFT) disclose for Penny S. Pritzker?

Microsoft reported that director Penny S. Pritzker acquired 26.838 Restricted Stock Units on September 10, 2026. These RSUs are fully vested and each represents a contingent right to receive one share of Microsoft common stock.

How many Restricted Stock Units does Penny S. Pritzker hold at Microsoft (MSFT) after this Form 4?

After the reported award, Penny S. Pritzker holds 14,550.424 Restricted Stock Units directly. Each RSU represents a contingent right to receive one share of Microsoft common stock, subject to the settlement terms described in the filing.

When will Penny S. Pritzker receive the Microsoft (MSFT) shares underlying her RSUs?

The filing states that delivery of the shares underlying the RSUs to Penny S. Pritzker will be made 30 days after the date of her separation from service on Microsoft’s Board of Directors.

Does Penny S. Pritzker have indirect holdings of Microsoft (MSFT) common stock?

Yes. The Form 4 reports that she has indirect ownership of 12,000 shares of Microsoft common stock, held “By Trust”, in addition to her directly held Restricted Stock Units.

Do Penny S. Pritzker’s Microsoft (MSFT) RSUs earn dividends?

Yes. The footnotes state that dividend equivalent rights accrue when and as dividends are paid on Microsoft’s common stock and become exercisable proportionately with the related Restricted Stock Units.

Were Penny S. Pritzker’s Microsoft (MSFT) transactions under a Rule 10b5-1 plan?

No. The Form 4’s Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that the transactions were made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PRITZKER PENNY S

(Last)(First)(Middle)
C/O MICROSOFT CORPORATION
ONE MICROSOFT WAY

(Street)
REDMOND WASHINGTON 98052-6399

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MICROSOFT CORP [ MSFT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock12,000IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/10/2026A26.838(2) (3) (3)Common Stock26.838$014,550.424D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
2. Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.
3. The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made 30 days after the date of the reporting person's separation from service to the Board of Directors.
Julia Stark, Attorney-in-fact for Penny S. Pritzker09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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