Maison Solutions Inc. filings document a Delaware specialty grocery retailer with Class A common stock registered on Nasdaq and emerging growth company status. Its regulatory record includes Securities Act registration statements, current reports on material events, and periodic-report compliance filings covering retail operations, securities offerings, risk factors, and public-company reporting obligations.
The company’s 8-K filings disclose capital-structure actions such as reverse stock split authority and charter amendments, Nasdaq minimum bid price compliance matters, the sale of an ownership interest in HKGF Market of Arcadia, and proposed settlement terms for stockholder derivative litigation involving corporate governance reforms. Other filings address delayed Form 10-Q reporting and the company’s status as a smaller reporting company.
Maison Solutions Inc. (MSS) received a Nasdaq notice stating that it does not comply with Nasdaq Listing Rule 5250(c)(1): it did not timely file its Form 10-Q for the quarter ended July 31, 2026, and remains delinquent in filing its Form 10-K for the fiscal year ended April 30, 2026. The notice has no immediate effect on the company’s Class A common stock listing, which continues to trade on The Nasdaq Capital Market.
Maison Solutions has until October 19, 2026, to submit a plan to regain compliance. If Nasdaq accepts the plan, it may grant an exception of up to 180 calendar days from the Form 10-K’s due date, or until February 9, 2027, to file both reports. If Nasdaq does not accept the plan, the company may appeal to a Nasdaq Hearings Panel. Maison Solutions says it is working to complete the reports and plans to file them as promptly as practicable.
Maison Solutions Inc. (MSS) received a Schedule 13G filing reporting that Jane Street Group, LLC and its subsidiaries have become beneficial owners of a portion of the company’s Class A common stock. Jane Street Group, LLC reports beneficial ownership of 42,744 shares of Class A common stock, representing 5.3% of the class. These shares are held with no sole voting or dispositive power, but with shared voting and shared dispositive power over 42,744 shares. The filing identifies Jane Street Capital, LLC and Jane Street Global Trading, LLC as the subsidiaries through which the securities are held.
Maison Solutions Inc. (MSS) reports that it will not file its Quarterly Report on Form 10-Q for the quarter ended July 31, 2026 by the prescribed due date. The company states it needs additional time to complete the preparation of its financial statements and for its independent registered public accounting firm to complete their review.
Maison Solutions indicates that the additional work could not be completed without unreasonable effort or expense and that it anticipates filing the Form 10-Q within the five-day extension period permitted under Rule 12b-25. The company also notes that its Annual Report on Form 10-K for the fiscal year ended April 30, 2026 has not yet been filed.
Maison Solutions Inc. (symbol: MSS) is the issuer of record for a Form 4 filing submitted to the SEC. Cao Xi reported acquisition or exercise transactions in this Form 4 filing.
Maison Solutions Inc. (MSS) reported that Chief Operating Officer Xi Cao received a grant of 1,500 shares of Class A Common Stock on September 3, 2026. The award was granted under the 2023 Stock Incentive Plan, vests in full immediately, and is described as non-forfeitable upon grant.
The grant replaces a previously approved award and is treated as exempt from Section 16(b) under Rule 16b-3(d) because it was approved in advance by a Compensation Committee composed solely of Non-Employee Directors. Prior to this grant, the reporting person beneficially owned no Class A shares. Shares may later be withheld to cover tax obligations, with any such withholding to be reported on a subsequent Form 4.
Maison Solutions Inc. (symbol: MSS) is the issuer of record for a Form 4 filing submitted to the SEC. Lopez Alexandria M. reported acquisition or exercise transactions in this Form 4 filing.
Maison Solutions Inc. (MSS) reported that its Chief Financial Officer and director, Alexandria M. Lopez, received a grant of 25,000 shares of Class A Common Stock as a stock award under the company’s 2023 Stock Incentive Plan. The award vests in full immediately, so the shares are non-forfeitable upon grant, and she now directly beneficially owns 25,000 shares. The grant replaces a prior award approved in September 2025 and has been structured to be exempt from Section 16(b) short-swing profit rules under Rule 16b-3(d). The company notes that some shares may later be withheld to cover tax obligations, which will be reported in a separate Form 4 once the number of withheld shares is determined.
Maison Solutions Inc. (MSS) disclosed that on August 20, 2026 it received a Nasdaq staff notice that the company is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it did not timely file its Form 10-K for the fiscal year ended April 30, 2026. The notice has no immediate effect on the listing of the Class A common stock, which continues to trade on The Nasdaq Capital Market under the symbol MSS.
Maison Solutions has 60 calendar days, until October 19, 2026, to submit a plan to regain compliance. If Nasdaq accepts the plan, it may grant up to February 9, 2027 to regain compliance; if not, the company can appeal to a Nasdaq Hearings Panel. The company states it is working diligently to complete the Form 10-K and to regain compliance.
Maison Solutions Inc. (MSS) reported that HRT FINANCIAL LP, a ten percent owner, sold 32,556 shares of Common Stock on 2026-08-18 at $1.84 per share in a sale characterized as an open market or private transaction. Following this sale, HRT FINANCIAL LP holds 64,892 shares of Maison Solutions Inc. common stock directly. The transaction was not reported as being made under a Rule 10b5-1 trading plan.
Maison Solutions Inc. (MSS) reported that major shareholder HRT Financial LP, identified as a ten percent owner, sold common stock in two open-market or private transactions. On August 14, 2026, it sold 134,000 shares at $1.42 per share, and on August 17, 2026, it sold an additional 20,394 shares at $1.42 per share, for total reported sales of 154,394 shares. The filing does not state HRT Financial LP’s remaining holdings after these transactions.
HRT FINANCIAL LP, a ten percent owner of Maison Solutions Inc. (MSS), reported open-market purchases of the company’s common stock. It bought 7,553 shares on 2026-08-13 at $1.40 per share and 22,559 shares on 2026-08-12 at $1.42 per share, totaling 30,112 shares acquired directly.
HRT FINANCIAL LP, a more than 10% owner of Maison Solutions Inc. (MSS), reported mixed trading in the company’s common stock. On August 10, 2026, it purchased 4,616 shares at $1.33 per share, and on August 11, 2026, it sold 4,329 shares at $1.41 per share.