Maison Solutions grants CFO 25,000 shares
Maison Solutions’ CFO received a fully vested 25,000-share stock award, marking her first reported direct ownership in the company.
Rhea-AI Filing Summary
Maison Solutions Inc. (symbol: MSS) is the issuer of record for a Form 4 filing submitted to the SEC. Lopez Alexandria M. reported acquisition or exercise transactions in this Form 4 filing.
Maison Solutions Inc. (MSS) reported that its Chief Financial Officer and director, Alexandria M. Lopez, received a grant of 25,000 shares of Class A Common Stock as a stock award under the company’s 2023 Stock Incentive Plan. The award vests in full immediately, so the shares are non-forfeitable upon grant, and she now directly beneficially owns 25,000 shares. The grant replaces a prior award approved in September 2025 and has been structured to be exempt from Section 16(b) short-swing profit rules under Rule 16b-3(d). The company notes that some shares may later be withheld to cover tax obligations, which will be reported in a separate Form 4 once the number of withheld shares is determined.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 25,000 shares
Grant/Award
1 txn
Insider
Lopez Alexandria M.
Role
Chief Financial Officer (CFO)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock F1, F2, F3, F4 | 25,000 | $0.00 | $0.00 |
Holdings After Transaction:
Class A Common Stock — 25,000 shares (Direct)
Footnotes (4)
- F1. Represents 25,000 shares of Class A Common Stock of Maison Solutions Inc. granted to the Reporting Person under the Company's 2023 Stock Incentive Plan pursuant to a Written Consent of the Compensation Committee of the Board of Directors dated July 24, 2026, which rescinded and superseded the Committee's prior written consent dated September 24, 2025 and approved this award in replacement thereof. The shares vest in full and are non-forfeitable immediately upon grant.
- F2. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d), 17 CFR 240.16b-3(d), because the grant was approved in advance by the Compensation Committee of the Board of Directors, which is composed solely of Non-Employee Directors as defined in Rule 16b-3(b)(3).
- F3. Prior to the reported transaction, the Reporting Person beneficially owned no shares of Class A Common Stock of the Issuer.
- F4. Pursuant to Section 2.6 of the Restricted Stock Award Agreement between the Reporting Person and the Company, net share withholding under Section 13(c)(ii) of the Plan applies by default to satisfy the Reporting Person's tax withholding obligation arising from the immediate vesting of the Award, unless the Compensation Committee elects to apply a different method available under Section 13(c) of the Plan with respect to the Reporting Person. Any shares withheld would be valued at Fair Market Value, as defined in the Plan, determined as of the Grant Date. As of the filing date of this Form 4, the number of shares, if any, to be withheld had not yet been determined. Any shares so withheld will be reported on a subsequent Form 4 following determination of the number of shares withheld.
Key Figures
Shares granted: 25,000 shares of Class A Common Stock
Price per share: $0.00 per share
Shares owned after transaction: 25,000 shares
3 metrics
Shares granted
25,000 shares of Class A Common Stock
Stock award to CFO reported for September 3, 2026
Price per share
$0.00 per share
Reported value for the granted shares on the Form 4
Shares owned after transaction
25,000 shares
Direct beneficial ownership of the CFO following the grant
Key Terms
Section 16(b), Rule 16b-3(d), Non-Employee Directors, net share withholding, +1 more
5 terms
Section 16(b) regulatory
"This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(d) regulatory
"pursuant to Rule 16b-3(d), 17 CFR 240.16b-3(d)"
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
Non-Employee Directors regulatory
"composed solely of Non-Employee Directors as defined in Rule 16b-3(b)(3)"
Non-employee directors are board members who do not work for the company as salaried employees and usually do not hold day-to-day management roles. They act like outside referees or independent coaches, providing oversight, asking tough questions, and protecting shareholders’ interests; investors care because these directors help ensure management is accountable, reduce conflicts of interest, and influence decisions that affect company strategy and long-term value.
Fair Market Value financial
"Any shares withheld would be valued at Fair Market Value, as defined in the Plan"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
FAQ
What insider transaction did MSS report for its CFO on this Form 4?
The company reported that its CFO, Alexandria M. Lopez, received a grant of 25,000 shares of Class A Common Stock as a stock award under the 2023 Stock Incentive Plan, which vests in full and is non-forfeitable immediately upon grant.
Was the MSS CFO stock grant on this Form 4 a market purchase or a compensation award?
The transaction is a compensation-related stock award, not a market purchase. It is described as shares of Class A Common Stock granted under the 2023 Stock Incentive Plan, with a reported price of $0.00 per share on the Form 4.
Is the MSS CFO’s stock grant exempt from Section 16(b) short-swing profit rules?
Yes. A footnote states the transaction is exempt from Section 16(b) of the Exchange Act under Rule 16b-3(d) because it was approved in advance by a Compensation Committee composed solely of Non-Employee Directors.
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