Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MSTLW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Morgan Stanley's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Morgan Stanley's regulatory disclosures and financial reporting.
Morgan Stanley and its wholly owned finance subsidiary Morgan Stanley Finance LLC registered a shelf to offer up to
The prospectus states MSFL may issue debt, units, warrants and purchase contracts fully and unconditionally guaranteed by Morgan Stanley. Specific terms, currencies, rates (including SOFR/SONIA-linked structures) and offering mechanics will be disclosed in future prospectus supplements.
Morgan Stanley has voluntarily withdrawn the listing and registration of a class described as Guarantor of Global Medium-Term Notes, Series A, Fixed Rate Step-Up Senior Notes Due 2026 from the New York Stock Exchange LLC. The Exchange certifies it complied with 17 CFR 240.12d2-2 procedures and the issuer complied with Exchange rules governing voluntary withdrawal.
Morgan Stanley Chief Financial Officer Sharon Yeshaya reported two stock transactions involving the company’s common stock. On February 19, 2026, she acquired 17,399 shares at $0.00 per share as a grant/award, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to one-half of a performance stock unit award granted on January 18, 2023.
On the same date, 9,622 shares were disposed of at $176.59 per share to satisfy tax withholding obligations upon conversion of that performance stock unit award, rather than through an open-market sale. After these transactions, Yeshaya directly owned 143,882.2 shares of Morgan Stanley common stock.
Morgan Stanley Co-President Daniel A. Simkowitz reported equity compensation activity involving company common stock. He acquired 32,865 shares on
On the same date, 18,175 shares at
Morgan Stanley Co-President Andrew M. Saperstein reported mixed equity compensation activity in Morgan Stanley common stock. He acquired 52,777 shares on a grant or award basis at $0.00 per share, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to a January 18, 2023 performance stock unit award. He then disposed of 26,943 shares at $176.59 per share, with the shares withheld to satisfy taxes upon conversion of that performance stock unit award. Following these transactions, he directly owned 307,976.385 shares of Morgan Stanley common stock.
Morgan Stanley executive Michael A. Pizzi, Head of Technology & Operations, received a grant of 16,432 shares of common stock on
On the same date, 7,900 shares were disposed of at
Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported equity compensation activity in common stock. He acquired 22,715 shares at
Morgan Stanley Chief Client Officer Mandell Crawley reported a mix of equity award activity and related tax withholding. On February 19, 2026, he acquired 9,666 shares of common stock at $0.00 per share as a grant/award, earned based on the company’s achievement of pre-established average return on tangible common equity performance criteria tied to a performance stock unit award granted on January 18, 2023. On the same date, 4,935 shares of common stock were disposed of at $176.59 per share to satisfy tax obligations upon conversion of that performance award. Following these transactions, Crawley held 73,926.888 shares of Morgan Stanley common stock directly.
Morgan Stanley Chairman and CEO Edward Pick reported equity compensation activity in company stock. He acquired 60,897 shares of common stock at a price of
On the same date, 33,731 shares of common stock were disposed of at
Morgan Stanley filed its annual report for the year ended December 31, 2025, describing a global financial services firm operating through Institutional Securities, Wealth Management and Investment Management segments.
The report notes extensive U.S. and non-U.S. regulation, including Federal Reserve consolidated supervision as a financial holding company, Basel III-based capital and liquidity rules, Volcker Rule limits, and detailed resolution and recovery planning.
Key risks highlighted include market volatility, credit losses, liquidity and funding pressures, operational and cybersecurity threats, legal and regulatory exposure, and intense competition from traditional financial institutions and technology-driven entrants. As of June 30, 2025, non-affiliate common equity market value was approximately $217,968,854,713, and as of January 31, 2026, there were 1,587,860,206 common shares outstanding.
The firm emphasizes human capital, reporting approximately 83 thousand employees across 42 countries, a 2025 engagement survey showing 93% are proud to work at Morgan Stanley, and 2025 compensation and benefits expense of $29,216 million, alongside detailed governance, compliance and financial-crimes programs.