MU (NASDAQ: MU) files Form 144 reporting sale of restricted shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting planned sales of restricted common stock that vested under a registered plan. The filing lists 1,137 shares tied to vesting on 10/13/2024 and 863 shares tied to vesting on 10/13/2022.

Insights

Securities Compliance Counsel

Form 144 lists two tranches of vested restricted stock totaling identified share lots.

The notice records 1,137 shares (vesting 10/13/2024) and 863 shares (vesting 10/13/2022) as securities to be sold under Rule 144. The filing identifies the issuer and plan status as "restricted stock vesting under a registered plan."

Timing and sale mechanics are not included in the excerpt; subsequent transaction details and confirmations will appear in trade reports or later filings if and when sales occur.

Key Figures

Planned sale lot 1: 1,137 shares Planned sale lot 2: 863 shares Form type: Form 144 +1 more

4 metrics

Planned sale lot 1 1,137 shares Restricted stock vesting under a registered plan on 10/13/2024

Planned sale lot 2 863 shares Restricted stock vesting under a registered plan on 10/13/2022

Form type Form 144 Sale notice filed in connection with proposed sale of securities

Filing date/reference 05/11/2026 Date listed in the header of the excerpt

Key Terms

restricted stock vesting under a registered plan, Form 144, issuer

3 terms

restricted stock vesting under a registered plan regulatory

"Restricted stock vesting under a registered plan"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

issuer financial

"Restricted stock vesting under a registered plan | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	1574074.00	1127734051	05/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/13/2024	Restricted stock vesting under a registered plan	Issuer			1137	10/13/2024	Services Rendered
Common	10/13/2022	Restricted stock vesting under a registered plan	Issuer			863	10/13/2022	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for MU report?

It reports planned sales of restricted common stock that vested under a registered plan. The notice lists 1,137 shares (vesting 10/13/2024) and 863 shares (vesting 10/13/2022), with the issuer named.

Does the Form 144 confirm actual sale execution for MU?

No. The Form 144 is a sale notice, not proof of sale execution. This filing lists the securities intended for sale; actual trade reports or subsequent filings would confirm completed sales.

Who is the issuer or intermediary named in the MU filing?

The filing lists Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY. The excerpt identifies the issuer relationship for the restricted stock.

What types of securities are listed in the MU Form 144?

The excerpt lists common stock described as "restricted stock vesting under a registered plan," showing two separate vesting dates and associated share counts.