MU Form 144: Notice to Sell Restricted Shares
Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting planned sales of restricted common stock that vested under a registered plan.
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting planned sales of restricted common stock that vested under a registered plan. The filing lists 1,137 shares tied to vesting on 10/13/2024 and 863 shares tied to vesting on 10/13/2022.
Positive
- None.
Negative
- None.
Insights
Form 144 lists two tranches of vested restricted stock totaling identified share lots.
The notice records 1,137 shares (vesting 10/13/2024) and 863 shares (vesting 10/13/2022) as securities to be sold under Rule 144. The filing identifies the issuer and plan status as "restricted stock vesting under a registered plan."
Timing and sale mechanics are not included in the excerpt; subsequent transaction details and confirmations will appear in trade reports or later filings if and when sales occur.
Key Figures
Key Terms
restricted stock vesting under a registered plan regulatory
Form 144 regulatory
issuer financial
FAQ
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What does the Form 144 filed for MU report?
Does the Form 144 confirm actual sale execution for MU?
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What types of securities are listed in the MU Form 144?
AI-generated analysis. How Rhea-AI works. Not financial advice.