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MicroVision (NASDAQ: MVIS) director adds 22,007 shares through RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MicroVision, Inc. director Jeffrey A. Herbst increased his shareholdings through routine equity compensation. On June 5, 2026, 22,007 Restricted Stock Units (RSUs) vested and were distributed to him, without payment, as 22,007 shares of common stock on a unit-for-share basis. After this RSU-to-share conversion, he directly holds 280,919 shares of MicroVision common stock. A footnote explains that an earlier Form 4 had misstated the size of the original RSU grant and that the vesting reported here is based on the corrected grant amount.

Positive

  • None.

Negative

  • None.
Insider Herbst Jeffrey A
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 22,007 $0.00 --
Exercise Common Stock 22,007 $0.00 --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 280,919 shares (Direct, null)
Footnotes (1)
  1. Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis. At vesting, converts into shares of common stock on a unit-for-share basis. RSUs granted 06/06/2025 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2026 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/06/2025 incorrectly reported the total RSUs granted on 06/05/2025 as 87,462 RSUs instead of the correct amount of 88,208 RSUs. The vesting reported herein was calculated based on the correct amount of 88,028 RSUs.
RSUs vested and converted 22,007 shares Restricted Stock Units converting into common stock on June 5, 2026
Shares held after transaction 280,919 shares Director Jeffrey A. Herbst’s direct common stock holdings post-vesting
RSU exercise price $0.0000 per unit RSUs distributed without payment upon vesting
Restricted Stock Units financial
"Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
unit-for-share basis financial
"Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis."
Annual Meeting of Stockholders financial
"fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2026 Annual Meeting of Stockholders"
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Herbst Jeffrey A

(Last)(First)(Middle)
18390 NE 68TH STREET

(Street)
REDMOND WASHINGTON 98052

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MICROVISION, INC. [ MVIS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/05/2026M22,007A$0.00(1)280,919D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.00(2)06/05/2026M22,00706/05/2026(3)06/05/2026(3)Common stock22,007$0.000D
Explanation of Responses:
1. Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.
2. At vesting, converts into shares of common stock on a unit-for-share basis.
3. RSUs granted 06/06/2025 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2026 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The Form 4 filed on 06/06/2025 incorrectly reported the total RSUs granted on 06/05/2025 as 87,462 RSUs instead of the correct amount of 88,208 RSUs. The vesting reported herein was calculated based on the correct amount of 88,028 RSUs.
/s/ Drew G. Markham, attorney-in-fact for Jeffrey A. Herbst06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did MicroVision (MVIS) disclose for Jeffrey A. Herbst?

MicroVision reported that director Jeffrey A. Herbst received 22,007 shares of common stock from vesting Restricted Stock Units. These RSUs converted into shares on a unit-for-share basis as part of his routine equity compensation program, with no cash paid for the distribution.

How many MicroVision (MVIS) shares does Jeffrey A. Herbst hold after this Form 4?

After the June 5, 2026 RSU vesting and share distribution, Jeffrey A. Herbst directly holds 280,919 shares of MicroVision common stock. This total reflects his position following the conversion of 22,007 vested Restricted Stock Units into an equal number of common shares.

Was the MicroVision (MVIS) Form 4 an open-market buy or sale?

The Form 4 does not report an open-market buy or sale. Instead, it shows a derivative exercise where 22,007 Restricted Stock Units vested and automatically converted into 22,007 common shares as compensation, with no purchase price paid by the reporting person.

What do the MicroVision (MVIS) Form 4 footnotes say about the RSU vesting?

The footnotes explain that vested RSUs were distributed without payment in common stock on a unit-for-share basis. They also clarify that a prior Form 4 had misstated the total RSUs granted, and that the vesting reported here is calculated from the corrected grant amount.

Does this MicroVision (MVIS) insider transaction indicate a change in ownership structure?

The filing shows a routine RSU vesting that increased Jeffrey A. Herbst’s direct shareholdings to 280,919 shares. It does not describe transfers through entities, trusts, or other indirect holders; the ownership is listed as direct in the transaction details.

How were the Restricted Stock Units in the MicroVision (MVIS) filing settled?

The Restricted Stock Units were settled in common stock on a unit-for-share basis. Upon vesting on June 5, 2026, 22,007 RSUs converted into 22,007 shares of MicroVision common stock, distributed to Jeffrey A. Herbst without any cash consideration paid by him.