STOCK TITAN

[Form 4] MaxCyte, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

MaxCyte, Inc. (MXCT) – Form 4 insider transaction

On 06/18/2025, non-employee director Patrick J. Balthrop received his annual equity award under the company’s non-employee director policy. The grant comprises 29,210 restricted stock units (RSUs) and 50,790 stock options with a $2.11 exercise price. RSUs convert 1-for-1 into common shares and vest in full on 06/18/2026, contingent on continued board service. The options expire on 06/17/2035. Following the grant, Balthrop directly owns 50,577 common shares and the newly issued 50,790 options. No open-market purchases or sales occurred, and the transaction price for both RSUs and options was recorded as $0, reflecting a compensatory, not cash, transaction.

The filing is routine and does not signal a change in corporate strategy or financial outlook, but it modestly increases insider equity alignment while introducing potential future dilution should the options be exercised.

MaxCyte, Inc. (MXCT) – Transazione interna Form 4

Il 18/06/2025, il direttore non dipendente Patrick J. Balthrop ha ricevuto il suo premio azionario annuale secondo la politica aziendale per i direttori non dipendenti. La concessione comprende 29.210 unità azionarie vincolate (RSU) e 50.790 opzioni su azioni con un prezzo di esercizio di 2,11$. Le RSU si convertono 1 a 1 in azioni ordinarie e maturano completamente il 18/06/2026, subordinatamente alla continuazione del servizio nel consiglio. Le opzioni scadono il 17/06/2035. Dopo la concessione, Balthrop possiede direttamente 50.577 azioni ordinarie e le 50.790 opzioni appena emesse. Non sono avvenuti acquisti o vendite sul mercato aperto e il prezzo della transazione per RSU e opzioni è stato registrato a 0$, riflettendo una transazione compensativa e non in denaro.

La comunicazione è di routine e non indica un cambiamento nella strategia aziendale o nelle prospettive finanziarie, ma aumenta leggermente l’allineamento azionario interno introducendo una possibile futura diluizione qualora le opzioni vengano esercitate.

MaxCyte, Inc. (MXCT) – Transacción interna Formulario 4

El 18/06/2025, el director externo Patrick J. Balthrop recibió su premio anual en acciones según la política de directores externos de la empresa. La concesión incluye 29,210 unidades de acciones restringidas (RSU) y 50,790 opciones sobre acciones con un precio de ejercicio de 2,11$. Las RSU se convierten 1 a 1 en acciones comunes y se consolidan completamente el 18/06/2026, condicionado a la continuación del servicio en la junta. Las opciones vencen el 17/06/2035. Tras la concesión, Balthrop posee directamente 50,577 acciones comunes y las 50,790 opciones recién emitidas. No hubo compras ni ventas en el mercado abierto y el precio de la transacción para RSU y opciones se registró en 0$, reflejando una transacción compensatoria y no en efectivo.

La presentación es rutinaria y no indica un cambio en la estrategia corporativa o en las perspectivas financieras, pero aumenta modestamente la alineación accionarial interna e introduce una posible dilución futura si las opciones se ejercen.

MaxCyte, Inc. (MXCT) – Form 4 내부자 거래

2025년 6월 18일, 비임원 이사 Patrick J. Balthrop가 회사의 비임원 이사 정책에 따라 연간 주식 보상을 받았습니다. 이번 부여는 29,210개의 제한 주식 단위(RSU)와 행사가 2.11달러인 50,790개의 스톡 옵션으로 구성됩니다. RSU는 1대1로 보통주로 전환되며, 2026년 6월 18일에 완전히 베스팅되며 이사회 서비스 지속이 조건입니다. 옵션은 2035년 6월 17일에 만료됩니다. 부여 후 Balthrop는 직접 50,577주의 보통주와 새로 발행된 50,790개의 옵션을 보유하게 됩니다. 공개 시장에서의 매매는 없었으며, RSU와 옵션의 거래 가격은 0달러로 기록되어 보상성 거래임을 반영합니다.

이번 신고는 일상적인 절차로 회사 전략이나 재무 전망의 변화를 의미하지 않으나, 내부자 주식 보유를 다소 강화하며 옵션 행사 시 미래 희석 가능성을 내포합니다.

MaxCyte, Inc. (MXCT) – Transaction d’initié Formulaire 4

Le 18/06/2025, le directeur non salarié Patrick J. Balthrop a reçu sa récompense annuelle en actions selon la politique de l’entreprise pour les administrateurs non salariés. La subvention comprend 29 210 unités d’actions restreintes (RSU) et 50 790 options d’achat d’actions au prix d’exercice de 2,11 $. Les RSU se convertissent en actions ordinaires au ratio de 1 pour 1 et seront entièrement acquises le 18/06/2026, sous réserve de la poursuite du service au conseil d’administration. Les options expirent le 17/06/2035. Après cette attribution, Balthrop détient directement 50 577 actions ordinaires ainsi que les 50 790 options nouvellement émises. Aucun achat ou vente sur le marché ouvert n’a eu lieu, et le prix de la transaction pour les RSU et les options a été enregistré à 0 $, reflétant une transaction compensatoire et non en espèces.

Le dépôt est de routine et ne signale aucun changement dans la stratégie d’entreprise ou les perspectives financières, mais il augmente modestement l’alignement des intérêts des initiés tout en introduisant une dilution potentielle future si les options sont exercées.

MaxCyte, Inc. (MXCT) – Insider-Transaktion Form 4

Am 18.06.2025 erhielt der nicht geschäftsführende Direktor Patrick J. Balthrop seine jährliche Aktienzuteilung gemäß der Richtlinie des Unternehmens für nicht geschäftsführende Direktoren. Die Zuteilung umfasst 29.210 Restricted Stock Units (RSUs) und 50.790 Aktienoptionen mit einem Ausübungspreis von 2,11 $. RSUs werden 1:1 in Stammaktien umgewandelt und sind zum 18.06.2026 vollständig unverfallbar, vorbehaltlich der fortgesetzten Vorstandstätigkeit. Die Optionen verfallen am 17.06.2035. Nach der Zuteilung besitzt Balthrop direkt 50.577 Stammaktien sowie die neu ausgegebenen 50.790 Optionen. Es gab keine Käufe oder Verkäufe am offenen Markt, und der Transaktionspreis für RSUs und Optionen wurde mit 0 $ verbucht, was auf eine vergütungsbezogene und keine Bartransaktion hinweist.

Die Meldung ist routinemäßig und signalisiert keine Änderung der Unternehmensstrategie oder der finanziellen Prognose, erhöht jedoch leicht die interne Aktienausrichtung und bringt potenzielle zukünftige Verwässerung mit sich, falls die Optionen ausgeübt werden.

Positive
  • Increased insider alignment: Director Balthrop’s ownership grows by 29,210 RSUs, potentially aligning interests with shareholders.
  • Long-dated options: Exercisable through 2035 at $2.11, options incentivize long-term value creation.
Negative
  • Dilution risk: Exercise of 50,790 options would add new shares to the float.
  • No cash commitment: Grants were awarded at $0 cost, providing weaker bullish signal than open-market purchases.

Insights

TL;DR: Routine director equity grant; minor alignment benefit, limited market impact.

The transaction is standard board compensation. Although 29,210 RSUs increase direct ownership, the lack of cash outlay limits its signaling value compared with open-market buys. The 50,790 options, struck at $2.11 and expiring in 2035, could dilute shareholders by ~0.05 % of outstanding shares (estimate based solely on figures provided) if exercised, but only if the share price appreciates above the strike. Overall market impact is negligible; however, continued grants reinforce governance best practices by aligning director incentives with shareholder returns.

TL;DR: Governance-compliant equity award supports board alignment; no red flags detected.

The grant follows MaxCyte’s stated equity policy for non-employee directors, suggesting adherence to predictable, non-discretionary compensation frameworks. One-year cliff vesting promotes director retention without excessive entrenchment risk. The power-of-attorney signature indicates proper delegation for electronic filing. From a governance standpoint, the award is conventional and shareholder-friendly, though investors should monitor cumulative dilution from annual grants.

MaxCyte, Inc. (MXCT) – Transazione interna Form 4

Il 18/06/2025, il direttore non dipendente Patrick J. Balthrop ha ricevuto il suo premio azionario annuale secondo la politica aziendale per i direttori non dipendenti. La concessione comprende 29.210 unità azionarie vincolate (RSU) e 50.790 opzioni su azioni con un prezzo di esercizio di 2,11$. Le RSU si convertono 1 a 1 in azioni ordinarie e maturano completamente il 18/06/2026, subordinatamente alla continuazione del servizio nel consiglio. Le opzioni scadono il 17/06/2035. Dopo la concessione, Balthrop possiede direttamente 50.577 azioni ordinarie e le 50.790 opzioni appena emesse. Non sono avvenuti acquisti o vendite sul mercato aperto e il prezzo della transazione per RSU e opzioni è stato registrato a 0$, riflettendo una transazione compensativa e non in denaro.

La comunicazione è di routine e non indica un cambiamento nella strategia aziendale o nelle prospettive finanziarie, ma aumenta leggermente l’allineamento azionario interno introducendo una possibile futura diluizione qualora le opzioni vengano esercitate.

MaxCyte, Inc. (MXCT) – Transacción interna Formulario 4

El 18/06/2025, el director externo Patrick J. Balthrop recibió su premio anual en acciones según la política de directores externos de la empresa. La concesión incluye 29,210 unidades de acciones restringidas (RSU) y 50,790 opciones sobre acciones con un precio de ejercicio de 2,11$. Las RSU se convierten 1 a 1 en acciones comunes y se consolidan completamente el 18/06/2026, condicionado a la continuación del servicio en la junta. Las opciones vencen el 17/06/2035. Tras la concesión, Balthrop posee directamente 50,577 acciones comunes y las 50,790 opciones recién emitidas. No hubo compras ni ventas en el mercado abierto y el precio de la transacción para RSU y opciones se registró en 0$, reflejando una transacción compensatoria y no en efectivo.

La presentación es rutinaria y no indica un cambio en la estrategia corporativa o en las perspectivas financieras, pero aumenta modestamente la alineación accionarial interna e introduce una posible dilución futura si las opciones se ejercen.

MaxCyte, Inc. (MXCT) – Form 4 내부자 거래

2025년 6월 18일, 비임원 이사 Patrick J. Balthrop가 회사의 비임원 이사 정책에 따라 연간 주식 보상을 받았습니다. 이번 부여는 29,210개의 제한 주식 단위(RSU)와 행사가 2.11달러인 50,790개의 스톡 옵션으로 구성됩니다. RSU는 1대1로 보통주로 전환되며, 2026년 6월 18일에 완전히 베스팅되며 이사회 서비스 지속이 조건입니다. 옵션은 2035년 6월 17일에 만료됩니다. 부여 후 Balthrop는 직접 50,577주의 보통주와 새로 발행된 50,790개의 옵션을 보유하게 됩니다. 공개 시장에서의 매매는 없었으며, RSU와 옵션의 거래 가격은 0달러로 기록되어 보상성 거래임을 반영합니다.

이번 신고는 일상적인 절차로 회사 전략이나 재무 전망의 변화를 의미하지 않으나, 내부자 주식 보유를 다소 강화하며 옵션 행사 시 미래 희석 가능성을 내포합니다.

MaxCyte, Inc. (MXCT) – Transaction d’initié Formulaire 4

Le 18/06/2025, le directeur non salarié Patrick J. Balthrop a reçu sa récompense annuelle en actions selon la politique de l’entreprise pour les administrateurs non salariés. La subvention comprend 29 210 unités d’actions restreintes (RSU) et 50 790 options d’achat d’actions au prix d’exercice de 2,11 $. Les RSU se convertissent en actions ordinaires au ratio de 1 pour 1 et seront entièrement acquises le 18/06/2026, sous réserve de la poursuite du service au conseil d’administration. Les options expirent le 17/06/2035. Après cette attribution, Balthrop détient directement 50 577 actions ordinaires ainsi que les 50 790 options nouvellement émises. Aucun achat ou vente sur le marché ouvert n’a eu lieu, et le prix de la transaction pour les RSU et les options a été enregistré à 0 $, reflétant une transaction compensatoire et non en espèces.

Le dépôt est de routine et ne signale aucun changement dans la stratégie d’entreprise ou les perspectives financières, mais il augmente modestement l’alignement des intérêts des initiés tout en introduisant une dilution potentielle future si les options sont exercées.

MaxCyte, Inc. (MXCT) – Insider-Transaktion Form 4

Am 18.06.2025 erhielt der nicht geschäftsführende Direktor Patrick J. Balthrop seine jährliche Aktienzuteilung gemäß der Richtlinie des Unternehmens für nicht geschäftsführende Direktoren. Die Zuteilung umfasst 29.210 Restricted Stock Units (RSUs) und 50.790 Aktienoptionen mit einem Ausübungspreis von 2,11 $. RSUs werden 1:1 in Stammaktien umgewandelt und sind zum 18.06.2026 vollständig unverfallbar, vorbehaltlich der fortgesetzten Vorstandstätigkeit. Die Optionen verfallen am 17.06.2035. Nach der Zuteilung besitzt Balthrop direkt 50.577 Stammaktien sowie die neu ausgegebenen 50.790 Optionen. Es gab keine Käufe oder Verkäufe am offenen Markt, und der Transaktionspreis für RSUs und Optionen wurde mit 0 $ verbucht, was auf eine vergütungsbezogene und keine Bartransaktion hinweist.

Die Meldung ist routinemäßig und signalisiert keine Änderung der Unternehmensstrategie oder der finanziellen Prognose, erhöht jedoch leicht die interne Aktienausrichtung und bringt potenzielle zukünftige Verwässerung mit sich, falls die Optionen ausgeübt werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BALTHROP PATRICK J

(Last) (First) (Middle)
C/O MAXCYTE, INC.
9713 KEY WEST AVENUE, SUITE 400

(Street)
ROCKVILLE MD 20850

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MAXCYTE, INC. [ MXCT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/18/2025 A 29,210(1)(2) A $0 50,577 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $2.11 06/18/2025 A 50,790 (2) 06/17/2035 Common Stock 50,790 $0 50,790 D
Explanation of Responses:
1. These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
2. This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ David Sandoval, Attorney-in-Fact 06/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many MaxCyte (MXCT) shares did Director Patrick Balthrop receive?

He received 29,210 restricted stock units, each convertible into one common share.

What is the exercise price of the newly granted MaxCyte stock options?

The options were issued at an exercise price of $2.11 per share.

When do the RSUs and options granted on 06/18/2025 vest or expire?

RSUs vest on 06/18/2026; the options expire on 06/17/2035.

What is Director Balthrop’s total direct share ownership after the transaction?

He now directly owns 50,577 common shares plus 50,790 options.

Does the Form 4 indicate any open-market purchases or sales?

No. The filing reflects compensatory grants only; no open-market trades occurred.
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