MXL Form 144: Insider sales of Common stock reported

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 regarding proposed sales of Common stock on NASDAQ.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 regarding proposed sales of Common stock on NASDAQ. The filing lists recent dispositions by Connie Kwong: 04/27/2026 sale of 15,050 shares for $771,948.29 and 04/29/2026 sale of 4,118 shares for $238,844.00.

Insights

Securities Transactions Analyst

Form 144 reports proposed and recent resale activity in the issuer's common stock.

The filing documents resale activity and record entries for restricted awards, ESPP shares, and performance shares with explicit per‑award counts and recent executed dispositions by an individual. The two reported transactions total 15,050 and 4,118 shares on the listed dates.

Cash amounts for the recorded sales are $771,948.29 and $238,844.00. Timing and method for any future sales are described as proposed under Rule 144 procedures in the filing excerpt.

Key Figures

Sale by Connie Kwong (1): 15,050 shares Proceeds from sale (1): $771,948.29 Sale by Connie Kwong (2): 4,118 shares +4 more

7 metrics

Sale by Connie Kwong (1) 15,050 shares <date>04/27/2026</date>

Proceeds from sale (1) $771,948.29 <date>04/27/2026</date>

Sale by Connie Kwong (2) 4,118 shares <date>04/29/2026</date>

Proceeds from sale (2) $238,844.00 <date>04/29/2026</date>

Restricted stock units listed 26,730 shares Grant date <date>08/20/2018</date>

ESPP shares listed 6,539 shares Grant date <date>05/15/2017</date>

Performance shares listed 1,731 shares Grant date <date>03/31/2020</date>

Key Terms

Rule 144, Restricted Stock, Employee Stock Purchase Plan, Performance Shares

4 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Common | 08/20/2018 | Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Employee Stock Purchase Plan financial

"Common | 05/15/2017 | Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Performance Shares financial

"Common | 03/31/2020 | Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the MXL Form 144 disclose about recent insider sales?

The Form 144 discloses two recent dispositions by Connie Kwong: 15,050 shares on 04/27/2026 for $771,948.29 and 4,118 shares on 04/29/2026 for $238,844.00. These are reported as past sales.

Who filed the Form 144 for MXL and what security is affected?

The filing was submitted by Morgan Stanley Smith Barney LLC Executive Financial Services and concerns the issuer's Common stock listed on NASDAQ. The excerpt lists restricted, ESPP, and performance share entries.

Does the filing show any restricted or plan shares tied to MXL?

Yes. The excerpt lists restricted stock (26,730 shares grant date 08/20/2018), Employee Stock Purchase Plan shares (6,539 shares grant date 05/15/2017), and performance shares (1,731 shares grant date 03/31/2020).

Are proceeds from the reported sales disclosed on the MXL Form 144?

Yes. The two recorded sales show proceeds of $771,948.29 and $238,844.00 tied to the dispositions on 04/27/2026 and 04/29/2026, respectively.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 04:07 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001666994
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MAXLINEAR, INC.
SEC File Number	001-34666
Address of Issuer	5966 La Place Court Suite 100 Carlsbad CALIFORNIA 92008
Phone	760-692-0711
Name of Person for Whose Account the Securities are To Be Sold	CONNIE KWONG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	35000	3393680.47	89545959	05/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/20/2018	Restricted Stock	Issuer			26730	08/20/2018	Not Applicable
Common	05/15/2017	Employee Stock Purchase Plan	Issuer			6539	05/15/2017	Cash
Common	03/31/2020	Performance Shares	Issuer			1731	03/31/2020	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CONNIE KWONG 5966 La Place Court Suite 100 Carlsbad CA 92008	Common	04/29/2026	4118	238844.00
CONNIE KWONG 5966 La Place Court Suite 100 Carlsbad CA 92008	Common	04/27/2026	15050	771948.29

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of Restricted Stock during the period of 8/20/2018 through 2/20/2025. The securities to be sold were acquired upon the vesting of Performance Shares during the period of 03/31/2020 through 02/13/2024. The securities to be sold were acquired upon the purchase of Employee Stock Purchase Plan shares during the period of 05/15/2017 through 11/15/2024.
Date of Notice	05/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Connie Hui Kwong
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)