MaxLinear (MXL) director settles 40,336 RSUs into stock at retirement

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

MaxLinear director Albert J. Moyer exercised previously deferred equity awards into common stock. On May 20, 2026, he converted 40,336 restricted stock units (RSUs) into an equal number of MaxLinear common shares, reflecting the settlement of RSUs that each represent a contingent right to one share.

The footnotes explain that Moyer had deferred settlement of these RSUs until he left the board or a qualifying change in control. His retirement from the board on May 20, 2026 triggered this settlement, and he now holds 113,129 common shares directly. No open-market purchases or sales are reported in this filing.

Insider Trade Summary

40,336 shares exercised/converted

Mixed 8 txns

Insider MOYER ALBERT J

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	6,217	$0.00	--
Exercise	Restricted Stock Units	4,138	$0.00	--
Exercise	Restricted Stock Units	8,748	$0.00	--
Exercise	Restricted Stock Units	6,545	$0.00	--
Exercise	Restricted Stock Units	7,890	$0.00	--
Exercise	Restricted Stock Units	1,165	$0.00	--
Exercise	Restricted Stock Units	5,633	$0.00	--
Exercise	Common Stock	40,336	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 113,129 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. The Reporting Person deferred settlement of the RSUs pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person until the earliest of (i) the date the Reporting Person ceases to serve as a member of the MaxLinear, Inc. board of directors (the "Board"); or (ii) a qualifying change in control. The Reporting Person retired as a member of the Board on May 20, 2026. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders.

Key Figures

RSUs settled: 40,336 shares Shares held after transaction: 113,129 shares RSU block 1: 5,633 units +3 more

6 metrics

RSUs settled 40,336 shares Restricted stock units converted to common stock on May 20, 2026

Shares held after transaction 113,129 shares MaxLinear common stock directly owned by Albert J. Moyer after settlement

RSU block 1 5,633 units Restricted stock units convertible into 5,633 common shares

RSU block 2 7,890 units Restricted stock units convertible into 7,890 common shares

RSU block 3 8,748 units Restricted stock units convertible into 8,748 common shares

RSU block 4 6,545 units Restricted stock units convertible into 6,545 common shares

Key Terms

Restricted Stock Units, contingent right, change in control, 2010 Equity Incentive Plan, +1 more

5 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"represents a contingent right to receive one share of MaxLinear, Inc. Common Stock"

change in control financial

"until the earliest of (i) the date the Reporting Person ceases... or (ii) a qualifying change in control"

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

2010 Equity Incentive Plan financial

"as defined in the 2010 Equity Incentive Plan through such date, one hundred percent (100%) of the RSUs"

annual meeting of stockholders financial

"will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders"

Form 4 Insider Transactions: What Each Field Means →

05/22/2026 - 05:37 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MOYER ALBERT J

(Last)

(First)

(Middle)

C/O MAXLINEAR, INC.

5966 LA PLACE COURT, SUITE 100

(Street)

CARLSBAD

CALIFORNIA

92008

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MAXLINEAR, INC [ MXL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾⁽²⁾	05/20/2026		M		40,336	A	$0	113,129	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	05/20/2026		M			6,217	⁽²⁾⁽³⁾	⁽²⁾⁽³⁾	Common Stock	6,217	$0	0	D
Restricted Stock Units	⁽¹⁾	05/20/2026		M			4,138	⁽²⁾⁽⁴⁾	⁽²⁾⁽⁴⁾	Common Stock	4,138	$0	0	D
Restricted Stock Units	⁽¹⁾	05/20/2026		M			8,748	⁽²⁾⁽⁵⁾	⁽²⁾⁽⁵⁾	Common Stock	8,748	$0	0	D
Restricted Stock Units	⁽¹⁾	05/20/2026		M			6,545	⁽²⁾⁽⁶⁾	⁽²⁾⁽⁶⁾	Common Stock	6,545	$0	0	D
Restricted Stock Units	⁽¹⁾	05/20/2026		M			7,890	⁽²⁾⁽⁷⁾	⁽²⁾⁽⁷⁾	Common Stock	7,890	$0	0	D
Restricted Stock Units	⁽¹⁾	05/20/2026		M			1,165	⁽²⁾⁽⁷⁾	⁽²⁾⁽⁷⁾	Common Stock	1,165	$0	0	D
Restricted Stock Units	⁽¹⁾	05/20/2026		M			5,633	⁽²⁾⁽⁸⁾	⁽²⁾⁽⁸⁾	Common Stock	5,633	$0	0	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

2. The Reporting Person deferred settlement of the RSUs pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person until the earliest of (i) the date the Reporting Person ceases to serve as a member of the MaxLinear, Inc. board of directors (the "Board"); or (ii) a qualifying change in control. The Reporting Person retired as a member of the Board on May 20, 2026.

3. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

4. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders.

5. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders.

6. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

7. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

8. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders.

Remarks:

	/s/ Connie Kwong, as Attorney-in-Fact	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did MaxLinear (MXL) director Albert J. Moyer report?

Albert J. Moyer reported exercising 40,336 restricted stock units into MaxLinear common stock. These RSUs each represented a contingent right to receive one share, and their settlement increased his direct common stock holdings reported in this Form 4.

How many MaxLinear (MXL) shares does Albert J. Moyer hold after this Form 4?

After the reported transactions, Albert J. Moyer holds 113,129 shares of MaxLinear common stock directly. This total reflects the settlement of 40,336 restricted stock units into common shares on May 20, 2026 as disclosed in the filing.

Were MaxLinear (MXL) shares bought or sold on the market in this Form 4?

No open-market buys or sells are shown. The Form 4 reports exercises of restricted stock units, which converted 40,336 RSUs into common stock, rather than market purchases or sales, so the transactions are equity settlement events, not trading activity.

Why did Albert J. Moyer’s MaxLinear RSUs settle on May 20, 2026?

The RSUs were deferred and set to settle when he left the MaxLinear board or upon a qualifying change in control. Footnotes state Moyer retired as a board member on May 20, 2026, triggering settlement of his outstanding restricted stock units into common shares.

What do MaxLinear restricted stock units (RSUs) represent in this filing?

Each restricted stock unit represents a contingent right to receive one share of MaxLinear common stock. Upon settlement, the RSUs convert into the same number of common shares, as seen when 40,336 RSUs became 40,336 common shares for director Albert J. Moyer.