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MXL amended Form 4: 15,741 RSUs awarded to director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

MaxLinear, Inc. (MXL) filed an amended Form 4 disclosing a grant of 15,741 restricted stock units (RSUs) to director Albert J. Moyer. The RSUs were granted on 05/20/2025 and each RSU represents a contingent right to one share of common stock. The amendment corrects the number of RSUs reported in the initial Form 4 filed 05/22/2025. The RSUs vest 100% on the earlier of 05/01/2026 or the date immediately preceding the next annual meeting of stockholders, provided the reporting person continues as a director. Following the award, Mr. Moyer beneficially owns 15,741 shares directly.

Positive

  • 15,741 RSUs awarded to a director, which aligns interests with shareholders
  • Corrected disclosure via amended Form 4 improves compliance and transparency

Negative

  • None.

Insights

Director equity grant aligns leadership with shareholders; vesting is time- and service-based.

The award of 15,741 RSUs to a director strengthens pay-for-performance alignment by converting future service into equity. Because each RSU converts to one share, the grant increases potential insider ownership if vesting conditions are met.

Key dependencies include continued service through 05/01/2026 or until the next annual meeting; termination or resignation could affect vesting. Watch for beneficial ownership updates at vesting or if additional awards are granted within the next 12 months.

This is an amendment correcting the originally reported RSU count; no new transaction type disclosed.

The filing corrects the number of RSUs reported in the prior Form 4 filed 05/22/2025, and the signature shows the amendment was executed on 10/10/2025. Amendments to Section 16 reports are routine when clerical errors are identified.

Monitor future Form 4 filings for any exercises, vesting-related issuances, or sales that change reported beneficial ownership within the next year.

Insider MOYER ALBERT J
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 15,741 $0.00 --
Holdings After Transaction: Restricted Stock Units — 15,741 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. This amendment is being filed to correct the number of RSUs reported in the Form 4 filed May 22, 2025. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MOYER ALBERT J
(Last) (First) (Middle)
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
(Street)
CARLSBAD CA 92008
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MAXLINEAR, INC [ MXL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
05/22/2025 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 05/20/2025 A 15,741(2) (3) (3) Common Stock 15,741 $0 15,741 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
2. This amendment is being filed to correct the number of RSUs reported in the Form 4 filed May 22, 2025.
3. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders.
Remarks:
/s/ Connie Kwong, as Attorney-in-Fact 10/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did MaxLinear (MXL) disclose in the Form 4/A?

The company disclosed a grant of 15,741 restricted stock units (RSUs) to director Albert J. Moyer, granted on 05/20/2025, and corrected the RSU count from the prior Form 4 filed 05/22/2025.

When do the RSUs vest for the reporting person?

The RSUs vest 100% on the earlier of 05/01/2026 or the date immediately preceding the next annual meeting of stockholders, contingent on continued service as a director.

How many shares will the RSUs convert into?

Each RSU represents a contingent right to one share of MaxLinear common stock, so the award equates to 15,741 shares if fully vested and settled.

Does the Form 4/A indicate any sale or disposition by the reporting person?

No. The filing shows an acquisition of RSUs and lists the resulting beneficial ownership as 15,741 shares directly owned; no dispositions were reported.

Why was an amended Form 4 filed?

The amendment states it was filed to correct the number of RSUs reported in the Form 4 originally filed on 05/22/2025.