STOCK TITAN

MaxLinear (MXL) officer sells 44,929 shares in open-market trades

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

MAXLINEAR, INC officer Steven G. Litchfield reported selling a total of 44,929 shares of MaxLinear common stock in open-market transactions. The sales occurred on March 4, 5, and 6, 2026, at weighted average prices of $17.4959, $16.8061, and $15.6836 per share, respectively.

After these sales, he directly owned 343,435 shares of MaxLinear common stock. This holding includes 326 shares acquired under the company’s 2010 Employee Stock Purchase Plan on November 15, 2025, as noted in the filing footnotes.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LITCHFIELD STEVEN G

(Last) (First) (Middle)
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100

(Street)
CARLSBAD CA 92008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MAXLINEAR, INC [ MXL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2026 S 20,000 D $17.4959(1) 368,364(2) D
Common Stock 03/05/2026 S 4,929 D $16.8061(3) 363,435 D
Common Stock 03/06/2026 S 20,000 D $15.6836(4) 343,435 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $17.32 to $17.67 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
2. Includes 326 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2025.
3. Represents the weighted average share price of an aggregate total of 4,929 shares sold in the price range of $16.75 to $16.89 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
4. Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $15.68 to $15.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Remarks:
Chief Financial Officer and Chief Corporate Strategy Officer
/s/ Connie Kwong, as Attorney-in-Fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did MaxLinear (MXL) officer Steven G. Litchfield report?

Steven G. Litchfield reported selling 44,929 shares of MaxLinear common stock in open-market transactions. These sales were spread across March 4, 5, and 6, 2026, at weighted average prices between $15.6836 and $17.4959 per share.

On what dates did the MaxLinear (MXL) insider stock sales occur?

The reported MaxLinear insider stock sales occurred on March 4, 5, and 6, 2026. Each day’s transaction involved MaxLinear common stock sold in the open market at different weighted average prices, as detailed in the Form 4 filing.

How many MaxLinear (MXL) shares does Steven G. Litchfield hold after these sales?

After the reported transactions, Steven G. Litchfield directly owns 343,435 shares of MaxLinear common stock. The reported total includes 326 shares previously acquired through MaxLinear’s 2010 Employee Stock Purchase Plan on November 15, 2025, according to the filing footnotes.

What prices did the MaxLinear (MXL) insider receive for the sold shares?

The reported sales used weighted average prices per day: $17.4959 for 20,000 shares on March 4, $16.8061 for 4,929 shares on March 5, and $15.6836 for 20,000 shares on March 6, 2026, all in open-market transactions.

Were the MaxLinear (MXL) insider transactions direct or through another entity?

The Form 4 identifies the transactions as directly held, with ownership type marked as direct and no separate entity named. There are no footnotes indicating that another trust, partnership, or LLC controlled voting or investment power over the reported MaxLinear shares.
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