STOCK TITAN

MAXLINEAR (MXL) accounting officer sells 35,000 shares, retains 42,408

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

MAXLINEAR, INC corporate officer sells shares in open-market trades. Corporate Controller & Principal Accounting Officer Connie H. Kwong reported selling a total of 35,000 shares of MAXLINEAR common stock in two open-market transactions at prices around $96.92 and $97.15 per share. After these sales, she holds 42,408 shares directly. A footnote explains that 28,461 of the shares were sold at a weighted average price within a narrow range, indicating multiple executions within that band.

Positive

  • None.

Negative

  • None.

Insights

Officer sold 35,000 MAXLINEAR shares in routine open-market trades.

Corporate Controller & PAO Connie H. Kwong executed two open-market sales totaling 35,000 shares of MAXLINEAR common stock. The reported average prices were about $96.92 and $97.15 per share, with no derivative exercises or tax-withholding events disclosed.

Following the transactions, she directly holds 42,408 common shares, so a substantial equity position remains. The filing characterizes both transactions as standard open-market sales, and the footnote clarifies that 28,461 shares were sold through multiple trades within a tight price range between $96.79 and $97.19.

There is no reference here to option exercises, trading plans, or restructurings, and the company’s derivativeSummary is empty, suggesting no option position visible in this filing. Future company filings may provide additional context on any further changes in her shareholdings or compensation-related equity awards.

Insider Kwong Connie H.
Role Corporate Controller & PAO
Sold 35,000 shs ($3.39M)
Type Security Shares Price Value
Sale Common Stock 6,539 $97.1451 $635K
Sale Common Stock 28,461 $96.9203 $2.76M
Holdings After Transaction: Common Stock — 42,408 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Total shares sold 35,000 shares Aggregate open-market sales reported in Form 4
First block sold 28,461 shares Common stock sold at weighted average price
Weighted average price range $96.79–$97.19 per share Price band for 28,461-share sale
Second block sold 6,539 shares Common stock open-market sale at about $97.15
Post-transaction holdings 42,408 shares Directly held common stock after reported sales
Sell transactions count 2 transactions Both coded S as open-market sales
open-market sale financial
"transaction_action is described as "open-market sale" for both entries"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
weighted average share price financial
"Represents the weighted average share price of an aggregate total of 28,461 shares"
Common Stock financial
"security_title": "Common Stock" in each transaction record"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4): {"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kwong Connie H.

(Last)(First)(Middle)
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100

(Street)
CARLSBAD CALIFORNIA 92008

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MAXLINEAR, INC [ MXL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Corporate Controller & PAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/08/2026S6,539D$97.145142,408D
Common Stock05/08/2026S28,461D$96.9203(1)13,947D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the weighted average share price of an aggregate total of 28,461 shares sold in the price range of $96.79 to $97.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Remarks:
/s/ Connie Kwong05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did MAXLINEAR (MXL) officer Connie H. Kwong report in this Form 4?

She reported selling 35,000 shares of MAXLINEAR common stock in two open-market transactions. The sales occurred at average prices near $96.92 and $97.15 per share, and she continues to hold 42,408 shares directly after these transactions.

How many MAXLINEAR (MXL) shares did Connie H. Kwong sell and at what prices?

She sold 28,461 shares at a weighted average price of about $96.92 and another 6,539 shares at about $97.15 per share. These were characterized as open-market sales of MAXLINEAR common stock, not option exercises or compensation-related grants.

How many MAXLINEAR (MXL) shares does Connie H. Kwong hold after the reported sales?

After the reported transactions, she directly holds 42,408 shares of MAXLINEAR common stock. This post-transaction balance reflects her remaining equity stake following the total sale of 35,000 shares disclosed in the Form 4 filing.

Were the MAXLINEAR (MXL) insider sales linked to stock options or derivatives?

The transactions are reported as non-derivative sales of common stock, with code S for open-market or private sale. The derivativeSummary section is empty, indicating no option or other derivative exercises are shown in this particular Form 4 disclosure.

What does the weighted average price footnote mean in the MAXLINEAR (MXL) Form 4?

The footnote explains that 28,461 shares were sold at a weighted average price between $96.79 and $97.19. It indicates multiple trades within this narrow band and offers that full price-by-trade details are available upon request from the issuer, regulators, or shareholders.