Director Pardun receives 1,963 RSUs at MaxLinear (MXL)

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

PARDUN THOMAS E reported acquisition or exercise transactions in this Form 4 filing.

MAXLINEAR, INC director Thomas E. Pardun received a grant of 1,963 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of MaxLinear common stock as equity compensation rather than an open-market purchase.

All 1,963 RSUs will vest in a single installment, subject to Pardun continuing to serve as a director, on the earlier of May 1, 2027 or the date immediately preceding MaxLinear’s next annual meeting of stockholders. Following this award, Pardun holds 1,963 RSUs directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider PARDUN THOMAS E

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	1,963	$0.00	--

Holdings After Transaction: Restricted Stock Units — 1,963 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Key Figures

RSUs granted: 1,963 units RSUs outstanding after grant: 1,963 units Vesting date trigger: May 1, 2027 +1 more

4 metrics

RSUs granted 1,963 units Award of Restricted Stock Units to director on May 20, 2026

RSUs outstanding after grant 1,963 units Total Restricted Stock Units held by director following transaction

Vesting date trigger May 1, 2027 Earlier of this date or immediately before next annual meeting, contingent on service

Vesting structure 100% cliff vesting All RSUs vest in a single installment at the earlier specified date

Key Terms

Restricted Stock Units, contingent right, vest, 2010 Equity Incentive Plan, +1 more

5 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"represents a contingent right to receive one share of MaxLinear, Inc. Common Stock"

vest financial

"one hundred percent (100%) of the RSUs subject to the award will vest on the earlier"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

2010 Equity Incentive Plan financial

"Director (as defined in the 2010 Equity Incentive Plan) through such date"

annual meeting of stockholders financial

"earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders"

Form 4 Insider Transactions: What Each Field Means →

05/22/2026 - 05:35 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PARDUN THOMAS E

(Last)

(First)

(Middle)

C/O MAXLINEAR, INC.

5966 LA PLACE COURT, SUITE 100

(Street)

CARLSBAD

CALIFORNIA

92008

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MAXLINEAR, INC [ MXL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	05/20/2026		A		1,963		⁽²⁾	⁽²⁾	Common Stock	1,963	$0	1,963	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

2. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Remarks:

	/s/ Connie Kwong, as Attorney-in-Fact	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did MaxLinear (MXL) director Thomas E. Pardun receive in this Form 4 filing?

Thomas E. Pardun received a grant of 1,963 Restricted Stock Units from MaxLinear. These RSUs are a form of equity compensation, giving him a future right to receive 1,963 shares of MaxLinear common stock if the vesting conditions are met.

How many Restricted Stock Units were granted to the MaxLinear (MXL) director?

The director was granted 1,963 Restricted Stock Units. Each RSU represents a contingent right to receive one share of MaxLinear common stock, aligning director compensation with shareholder interests through equity rather than immediate cash or open-market share purchases.

When do the 1,963 MaxLinear (MXL) RSUs granted to Thomas E. Pardun vest?

The 1,963 RSUs vest 100% on the earlier of May 1, 2027 or the date immediately preceding MaxLinear’s next annual meeting of stockholders, provided Pardun continues serving as a director through that date under the company’s 2010 Equity Incentive Plan.

Is the MaxLinear (MXL) Form 4 transaction a market purchase or sale of shares?

This Form 4 reports an RSU grant, not a market trade. The director received 1,963 Restricted Stock Units as compensation at no cash cost, representing future rights to shares rather than an immediate open-market purchase or sale of MaxLinear common stock.

How many MaxLinear (MXL) RSUs does Thomas E. Pardun hold after this transaction?

After the reported transaction, Thomas E. Pardun holds 1,963 Restricted Stock Units. This entire position reflects the new award reported in the filing, and these RSUs will convert into common shares only if the specified vesting conditions are satisfied.