First Western director granted 974-share RSU award

Caponi Julie A reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Caponi Julie A reported acquisition or exercise transactions in this Form 4 filing.

First Western Financial Inc director Julie A. Caponi received an equity grant of 974 shares of Common Stock in the form of restricted stock units. The grant was recorded at no cash cost per share and is a compensation-related award, not an open‑market purchase.

These restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, subject to her continued service. After this grant, Caponi directly holds 23,571 shares of Common Stock, showing this is a relatively small, routine addition to her overall stake.

Insider Trade Summary

Grant/Award: 974 shares

Grant/Award 1 txn

Insider Caponi Julie A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	974	$0.00	$0.00

Holdings After Transaction: Common Stock — 23,571 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person.

Key Figures

RSU grant size: 974 shares Post‑transaction holdings: 23,571 shares Vesting period: 5 annual installments +2 more

5 metrics

RSU grant size 974 shares Restricted stock units granted to director Julie A. Caponi

Post‑transaction holdings 23,571 shares Total Common Stock directly held after the grant

Vesting period 5 annual installments RSUs vest in five substantially equal installments

Vesting start date June 3, 2027 First installment vesting date, subject to continued service

Grant price per share $0.0000 per share Compensation award, no cash paid by the director

Key Terms

restricted stock units, vest, grant, award, or other acquisition, Common Stock

4 terms

restricted stock units financial

"Represents restricted stock units that vest in five substantially equal annual installments"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"restricted stock units that vest in five substantially equal annual installments"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did First Western Financial (MYFW) director Julie Caponi receive in this Form 4 filing?

Director Julie A. Caponi received an equity grant of 974 shares of Common Stock as restricted stock units. The award is compensation-related, carries no cash exercise price, and increases her direct holdings to 23,571 shares after the transaction.

Is the MYFW insider transaction a market purchase or a compensation grant?

The MYFW insider transaction is a compensation grant, not a market purchase. Julie Caponi received 974 restricted stock units at no cash cost per share, classified as a grant or award acquisition rather than an open‑market buy or sell transaction.

How do the 974 restricted stock units for MYFW vest over time?

The 974 restricted stock units vest in five substantially equal annual installments starting June 3, 2027. Vesting is contingent on Julie Caponi’s continued service, meaning she must remain with the company each year for the corresponding portion to vest.

What are Julie Caponi’s MYFW share holdings after this Form 4 transaction?

After this award, Julie Caponi directly holds 23,571 shares of First Western Financial Common Stock. The 974-share restricted stock unit grant represents a relatively small, incremental increase compared with her total direct holdings reported in the Form 4.

Does the MYFW Form 4 indicate any insider selling activity?

The MYFW Form 4 does not report any insider selling. It shows only an acquisition via a grant of 974 restricted stock units to director Julie Caponi, with no dispositions, sales, gifts, or tax‑withholding transactions reported in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/05/2026 - 04:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Caponi Julie A

(Last) (First) (Middle)

1900 16TH STREET, SUITE 1200

(Street)

DENVER COLORADO 80202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
First Western Financial Inc [ MYFW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/03/2026		A		974(1)	A	$0	23,571	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person.

Remarks:

	/s/ Julie A. Courkamp, Attorney-in-Fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)