Welcome to our dedicated page for First Western Financial SEC filings (Ticker: MYFW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
First Western Financial, Inc. SEC filings document the regulatory record of a financial services holding company and its First Western Trust private trust bank platform. Form 8-K reports cover quarterly results, Regulation FD investor presentations, and capital actions such as common stock repurchase authorizations, including related banking regulatory notices when applicable.
Proxy materials disclose board matters, shareholder voting items, executive compensation, equity awards, and governance practices. Together, the filings describe the company's operating performance, capital structure, public-company controls, and recurring disclosure obligations tied to its wealth management, banking, lending, trust, investment management, and mortgage activities.
Gart Thomas A reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Gart Thomas A reported receiving a grant of 974 shares of common stock in the form of restricted stock units. These units carry no purchase price and will vest in five substantially equal annual installments beginning on June 3, 2027, as long as he continues in service.
After this grant, he directly holds 25,493 shares of common stock. An additional 72,909 shares are reported as indirectly owned through Gart Investments, where he serves as Managing Partner and disclaims beneficial ownership beyond his pecuniary interest.
Hamill Patrick H reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Patrick H. Hamill received a grant of 974 restricted stock units as equity compensation. The award was made at no cash cost to him and increases his direct holdings to 165,229 shares of Common Stock.
The restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, and require Mr. Hamill’s continued service with the company to fully vest. This is a routine director compensation award rather than an open-market stock purchase or sale.
Latimer Luke A reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Luke A. Latimer received an equity award of 974 restricted stock units of common stock. The units were granted at no cash cost and will vest in five substantially equal annual installments beginning on June 3, 2027, subject to his continued service. Following this grant, Latimer holds a total of 57,547 shares of the company’s common stock directly. This filing reflects routine, compensation-related stock-based awards rather than an open-market purchase or sale.
First Western Financial Inc director Mitchell Scott C reported an acquisition of 974 shares of common stock in the form of restricted stock units. These units were granted at no cash cost and increase his direct holdings to 5,482 shares.
The restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, and require his continued service to the company. This is a routine equity compensation award rather than an open-market purchase or sale.
Robinson Ellen S. reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Ellen S. Robinson received a grant of 974 shares of common stock in the form of restricted stock units. The award was granted at no cash cost and increases her direct holdings to 2,907 shares. These restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, conditioned on her continued service with the company.
Smith Mark L reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Mark L. Smith received an equity award of 974 restricted stock units representing common stock. The units were granted at no cash cost as compensation rather than an open-market purchase.
The award vests in five substantially equal annual installments beginning on June 3, 2027, subject to his continued service. After this grant, Smith’s reported direct holdings total 53,626 shares of common stock, showing this grant is a small addition to an existing position.
Zimlich Joseph C. reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Joseph C. Zimlich received a grant of 974 shares of Common Stock in the form of restricted stock units. These units vest in five substantially equal annual installments beginning on June 3, 2027, subject to his continued service. Following this grant, he directly holds 42,079 shares of the company’s stock.
Duncan David R reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial director David R. Duncan received an equity grant of 974 shares of Common Stock as a compensation award. The grant is in the form of restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, contingent on his continued service. Following this award, Duncan directly holds 44,652 shares of the company’s stock. This is a routine director compensation grant rather than an open-market purchase.
Caponi Julie A reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Julie A. Caponi received an equity grant of 974 shares of Common Stock in the form of restricted stock units. The grant was recorded at no cash cost per share and is a compensation-related award, not an open‑market purchase.
These restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, subject to her continued service. After this grant, Caponi directly holds 23,571 shares of Common Stock, showing this is a relatively small, routine addition to her overall stake.
First Western Financial, Inc. reported the results of its annual shareholder meeting held on June 3, 2026. Shareholders elected eleven directors to the board, with each nominee receiving over 5.6 million votes in favor and relatively few votes withheld, alongside 670,427 broker non-votes for each nominee.
Shareholders also ratified Crowe LLP as the independent registered public accounting firm for the year ending December 31, 2026, with 6,578,057 votes for, 181,161 against, and 1 abstention. In addition, an advisory, non-binding resolution approving compensation for the company’s named executive officers passed with 4,865,971 votes for, 1,218,437 against, and 4,384 abstentions.