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First Western (NASDAQ: MYFW) director receives 974-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Zimlich Joseph C. reported acquisition or exercise transactions in this Form 4 filing.

First Western Financial Inc director Joseph C. Zimlich received a grant of 974 shares of Common Stock in the form of restricted stock units. These units vest in five substantially equal annual installments beginning on June 3, 2027, subject to his continued service. Following this grant, he directly holds 42,079 shares of the company’s stock.

Positive

  • None.

Negative

  • None.
Insider Zimlich Joseph C.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 974 $0.00 --
Holdings After Transaction: Common Stock — 42,079 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 974 shares Restricted stock units granted June 3, 2026
Post-grant holdings 42,079 shares Total Common Stock directly held after grant
Grant price $0.0000 per share Equity award, not open-market purchase
Vesting start date June 3, 2027 First of five annual vesting installments
Vesting term Five annual installments RSUs vest in substantially equal installments
restricted stock units financial
"Represents restricted stock units that vest in five substantially equal annual installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest in five substantially equal annual installments financial
"that vest in five substantially equal annual installments beginning on June 3, 2027"
continued service financial
"beginning on June 3, 2027, subject to the continued service of the reporting person"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zimlich Joseph C.
(Last)(First)(Middle)
1900 16TH STREET, SUITE 1200
(Street)
DENVER COLORADO 80202
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
First Western Financial Inc [ MYFW ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/03/2026A974(1)A$042,079D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person.
Remarks:
/s/ Julie A. Courkamp, Attorney-in-Fact06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did First Western Financial (MYFW) report for Joseph C. Zimlich?

First Western Financial reported that director Joseph C. Zimlich received a grant of 974 restricted stock units. These units represent shares of Common Stock and were awarded at no stated purchase price, reflecting equity-based compensation rather than an open-market stock purchase.

How many MYFW shares were granted to director Joseph C. Zimlich in this Form 4 filing?

The Form 4 shows a grant of 974 shares of Common Stock to Joseph C. Zimlich. These are structured as restricted stock units that convert into shares as they vest over time, aligning his compensation with the company’s future performance.

What is the vesting schedule for Joseph C. Zimlich’s 974 restricted stock units in MYFW?

The 974 restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027. Vesting is subject to Zimlich’s continued service, meaning he must remain with the company for the units to fully convert into shares.

What are Joseph C. Zimlich’s MYFW holdings after this restricted stock unit grant?

After this grant, Joseph C. Zimlich directly holds 42,079 shares of First Western Financial Common Stock. This total includes the newly awarded restricted stock units, which will vest over time according to the specified five-year schedule starting June 3, 2027.

Was the MYFW insider transaction by Joseph C. Zimlich a market purchase or a stock award?

The transaction was a stock award, not a market purchase. The Form 4 uses code “A” for a grant or award, with a price per share of $0.0000, indicating equity compensation through restricted stock units instead of buying shares on the open market.