Welcome to our dedicated page for First Western Financial SEC filings (Ticker: MYFW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on First Western Financial's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into First Western Financial's regulatory disclosures and financial reporting.
Robinson Ellen S. reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Ellen S. Robinson received a grant of 974 shares of common stock in the form of restricted stock units. The award was granted at no cash cost and increases her direct holdings to 2,907 shares. These restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, conditioned on her continued service with the company.
Smith Mark L reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Mark L. Smith received an equity award of 974 restricted stock units representing common stock. The units were granted at no cash cost as compensation rather than an open-market purchase.
The award vests in five substantially equal annual installments beginning on June 3, 2027, subject to his continued service. After this grant, Smith’s reported direct holdings total 53,626 shares of common stock, showing this grant is a small addition to an existing position.
Zimlich Joseph C. reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Joseph C. Zimlich received a grant of 974 shares of Common Stock in the form of restricted stock units. These units vest in five substantially equal annual installments beginning on June 3, 2027, subject to his continued service. Following this grant, he directly holds 42,079 shares of the company’s stock.
Duncan David R reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial director David R. Duncan received an equity grant of 974 shares of Common Stock as a compensation award. The grant is in the form of restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, contingent on his continued service. Following this award, Duncan directly holds 44,652 shares of the company’s stock. This is a routine director compensation grant rather than an open-market purchase.
Caponi Julie A reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Julie A. Caponi received an equity grant of 974 shares of Common Stock in the form of restricted stock units. The grant was recorded at no cash cost per share and is a compensation-related award, not an open‑market purchase.
These restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, subject to her continued service. After this grant, Caponi directly holds 23,571 shares of Common Stock, showing this is a relatively small, routine addition to her overall stake.
First Western Financial, Inc. reported the results of its annual shareholder meeting held on June 3, 2026. Shareholders elected eleven directors to the board, with each nominee receiving over 5.6 million votes in favor and relatively few votes withheld, alongside 670,427 broker non-votes for each nominee.
Shareholders also ratified Crowe LLP as the independent registered public accounting firm for the year ending December 31, 2026, with 6,578,057 votes for, 181,161 against, and 1 abstention. In addition, an advisory, non-binding resolution approving compensation for the company’s named executive officers passed with 4,865,971 votes for, 1,218,437 against, and 4,384 abstentions.
First Western Financial, Inc. filed an 8-K to furnish its 2026 annual meeting presentation, which reviews recent performance, balance sheet growth and long-term strategy using both GAAP and non-GAAP metrics.
The presentation highlights 2025 gross revenue of about $101.7M and net income before income tax of about $17.1M, with adjusted pre-tax, pre-provision income of $22.1M. Management emphasizes organic growth, accretive acquisitions and expansion into attractive Western markets, noting a 166% increase in loans held for investment and 153% increase in total deposits between January 1, 2020 and December 31, 2025.
Tangible book value per share rose from $8.71 at year-end 2017 to $24.07 at year-end 2025 and $24.87 at March 31, 2026, an increase of roughly 186% since pre-IPO levels. The efficiency ratio improved from 82.9% in 2024 to 77.2% in 2025 and 73.11% for the quarter ended March 31, 2026, while the allowance for credit losses remained at 0.8% of loans. Management stresses diversified revenue streams, conservative underwriting, historically low credit losses and goals to grow toward $5 billion in total assets and $25 billion in total invested assets, positioning the company as a niche Western private banking and wealth management franchise.
First Western Financial Inc. Chairman, CEO and President Scott C. Wylie reported an open-market sale of 6,417 shares of common stock at $28.31 per share. After this sale, he directly holds 750,312 common shares. The filing also notes 2,000 shares held indirectly by the Wylie Family Foundation, where he serves as President and Trustee and disclaims beneficial ownership except to the extent of his pecuniary interest.
First Western Financial Inc Chairman, CEO and President Scott C. Wylie reported a small open-market sale of Common Stock. He sold 1,083 shares at $28.52 per share and now directly holds 756,729 shares. The filing also lists 2,000 shares held indirectly through the Wylie Family Foundation, for which he is President and Trustee and disclaims full beneficial ownership beyond his pecuniary interest.