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Caponi Julie A reported acquisition or exercise transactions in this Form 4 filing.
First Western Financial Inc director Julie A. Caponi received an equity grant of 974 shares of Common Stock in the form of restricted stock units. The grant was recorded at no cash cost per share and is a compensation-related award, not an open‑market purchase.
These restricted stock units vest in five substantially equal annual installments beginning on June 3, 2027, subject to her continued service. After this grant, Caponi directly holds 23,571 shares of Common Stock, showing this is a relatively small, routine addition to her overall stake.
First Western Financial, Inc. reported the results of its annual shareholder meeting held on June 3, 2026. Shareholders elected eleven directors to the board, with each nominee receiving over 5.6 million votes in favor and relatively few votes withheld, alongside 670,427 broker non-votes for each nominee.
Shareholders also ratified Crowe LLP as the independent registered public accounting firm for the year ending December 31, 2026, with 6,578,057 votes for, 181,161 against, and 1 abstention. In addition, an advisory, non-binding resolution approving compensation for the company’s named executive officers passed with 4,865,971 votes for, 1,218,437 against, and 4,384 abstentions.
First Western Financial, Inc. filed an 8-K to furnish its 2026 annual meeting presentation, which reviews recent performance, balance sheet growth and long-term strategy using both GAAP and non-GAAP metrics.
The presentation highlights 2025 gross revenue of about $101.7M and net income before income tax of about $17.1M, with adjusted pre-tax, pre-provision income of $22.1M. Management emphasizes organic growth, accretive acquisitions and expansion into attractive Western markets, noting a 166% increase in loans held for investment and 153% increase in total deposits between January 1, 2020 and December 31, 2025.
Tangible book value per share rose from $8.71 at year-end 2017 to $24.07 at year-end 2025 and $24.87 at March 31, 2026, an increase of roughly 186% since pre-IPO levels. The efficiency ratio improved from 82.9% in 2024 to 77.2% in 2025 and 73.11% for the quarter ended March 31, 2026, while the allowance for credit losses remained at 0.8% of loans. Management stresses diversified revenue streams, conservative underwriting, historically low credit losses and goals to grow toward $5 billion in total assets and $25 billion in total invested assets, positioning the company as a niche Western private banking and wealth management franchise.
First Western Financial Inc. Chairman, CEO and President Scott C. Wylie reported an open-market sale of 6,417 shares of common stock at $28.31 per share. After this sale, he directly holds 750,312 common shares. The filing also notes 2,000 shares held indirectly by the Wylie Family Foundation, where he serves as President and Trustee and disclaims beneficial ownership except to the extent of his pecuniary interest.
First Western Financial Inc Chairman, CEO and President Scott C. Wylie reported a small open-market sale of Common Stock. He sold 1,083 shares at $28.52 per share and now directly holds 756,729 shares. The filing also lists 2,000 shares held indirectly through the Wylie Family Foundation, for which he is President and Trustee and disclaims full beneficial ownership beyond his pecuniary interest.
First Western Financial, Inc. Schedule 13G discloses that Wellington Management Group LLP and related Wellington entities report shared voting power of 382,328 shares and shared dispositive power of 520,329 shares, representing 5.34% of First Western Financial common stock as of 03/31/2026.
The filing states these shares are owned of record by clients of Wellington Investment Advisers and lists the chain of holding entities. The filing is signed by Matthew Revell as Compliance Manager on 05/15/2026.
First Western Financial Inc's chief operating officer, Julie A. Courkamp, reported routine equity compensation and related tax withholding transactions in company common stock.
On May 1, 2026, she acquired 3,940 shares of common stock at $0.00 per share as a stock grant, representing restricted stock units that will vest in five substantially equal annual installments beginning on May 1, 2027, subject to her continued service. On the same date and on May 4, 2026, a total of 1,489 shares were disposed of at $28.55 per share through tax-withholding dispositions to cover exercise price or tax liabilities, not open-market sales. After these transactions, she directly held 59,680 shares of First Western Financial common stock.
First Western Financial Inc Chief Financial Officer David R. Weber reported routine equity compensation and related tax-withholding transactions in common stock. He received a grant of 668 restricted stock units at $0.00 per share, which vest in five substantially equal annual installments beginning on May 1, 2027, subject to continued service.
To cover tax liabilities, 240 shares and 102 shares of common stock were disposed of at $28.55 per share on May 1, 2026 and May 4, 2026, respectively, as tax-withholding dispositions rather than open-market sales. After these transactions, Weber directly owns 6,365 shares of common stock.