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Mynd.ai (MYND) General Counsel reports 490,609 ADS including RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mynd.ai, Inc. filed an initial ownership report showing that General Counsel Allyson G. Krause holds 490,609 American Depository Shares (ADS) directly. Each ADS represents ten ordinary shares of the company.

The position includes 329,304 ADS underlying unvested restricted stock units that are scheduled to vest in tranches from April 2026 through January 2028.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Krause Allyson G.

(Last)(First)(Middle)
4550 NORTH POINT PARKWAY, SUITE 370
C/O MYND.AI, INC.

(Street)
ALPHARETTA GEORGIA 30022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Mynd.ai, Inc. [ MYND ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depository Shares ("ADS")(1)490,609(2)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company").
2. Includes an aggregate of 329,304 ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 51,923 on April 10, 2026, (ii) 51,924 on July 10, 2026, (iii) 51,923 on October 10, 2026, (iv) 51,924 on January 10, 2027, (v) 30,402 on April 10, 2027, (vi) 30,403 on July 10, 2027, (vii) 30,402 on October 10, 2027 and (viii) 30,403 on January 10, 2028.
Remarks:
/s/ Allyson G. Krause03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Mynd.ai (MYND) disclose in Allyson Krause’s Form 3?

The filing shows General Counsel Allyson G. Krause beneficially owns 490,609 ADS of Mynd.ai, Inc. This total includes both currently held ADS and ADS underlying unvested restricted stock units granted under the company’s equity incentive plan.

How many Mynd.ai (MYND) ADS held by Allyson Krause are tied to unvested RSUs?

Allyson Krause’s reported holdings include 329,304 ADS underlying unvested restricted stock units (RSUs). These RSUs were granted under Mynd.ai’s equity incentive plan and will be settled in ADS as they vest over a defined schedule through early 2028.

Over what period do Allyson Krause’s Mynd.ai (MYND) RSUs vest?

The unvested RSUs underlying 329,304 ADS vest in eight tranches between April 10, 2026 and January 10, 2028. Specific vesting dates in 2026 and 2027 lead up to the final vesting installment on January 10, 2028.

How many ordinary shares does each Mynd.ai (MYND) ADS represent in this Form 3?

Each Mynd.ai ADS represents ten ordinary shares, each with a par value of $0.001 per share. This ratio means the 490,609 ADS reported by Allyson Krause correspond economically to ten times that number of the company’s ordinary shares.

Is Allyson Krause’s Mynd.ai (MYND) ownership in the Form 3 direct or indirect?

The Form 3 classifies Allyson Krause’s 490,609 ADS as direct ownership. The nature of ownership field indicates a direct position, with no reference to trusts, family entities, or other indirect holding structures for the reported ADS and RSUs.
Mynd.ai, Inc.

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