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  4. [Form 3] Mynd.ai, Inc. Initial Statement of Beneficial Ownership

Mynd.ai (MYND) director Joel Getz reports ADS and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mynd.ai, Inc. director Joel A. Getz filed an initial statement of beneficial ownership, reporting direct holdings of 144,351 American Depository Shares (ADS). Each ADS represents ten ordinary shares of Mynd.ai, Inc. The reported amount includes 65,059 ADS underlying unvested restricted stock units granted under the company’s equity incentive plan.

These unvested RSUs are scheduled to vest in tranches on April 10, 2026; July 10, 2026; October 10, 2026; January 10, 2027; April 10, 2027; July 10, 2027; October 10, 2027; and January 10, 2028, and are settled in ADSs.

Positive

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Negative

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Insider Getz Joel A.
Role Director
Type Security Shares Price Value
holding American Depository Shares ("ADS") -- -- --
Holdings After Transaction: American Depository Shares ("ADS") — 144,351 shares (Direct)
Footnotes (1)
  1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company"). Includes an aggregate of 65,059 ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 10,258 on April 10, 2026, (ii) 10,259 on July 10, 2026, (iii) 10,258 on October 10, 2026, (iv) 10,256 on January 10, 2027, (v) 6,007 on April 10, 2027, (vi) 6,006 on July 10, 2027, (vii) 6,006 on October 10, 2027 and (viii) 6,007 on January 10, 2028.

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FAQ

What does the Mynd.ai (MYND) Form 3 filing by Joel A. Getz show?
The Form 3 shows director Joel A. Getz initially reporting beneficial ownership of 144,351 ADS of Mynd.ai, Inc. This is a baseline disclosure of his holdings as an insider, not a record of new share purchases or sales.

How many Mynd.ai (MYND) shares does each ADS in this filing represent?
Each American Depository Share (ADS) represents ten ordinary shares of Mynd.ai, Inc. This ratio means Getz’s reported ADS position corresponds to a larger number of underlying ordinary shares, even though only ADS units are listed in the filing.

How many unvested RSUs are included in Joel Getz’s Mynd.ai (MYND) holdings?
The filing states that 65,059 ADS are underlying unvested restricted stock units (RSUs). These RSUs were granted under Mynd.ai’s equity incentive plan and are settled in ADSs when they vest over the specified future dates.

What is the vesting schedule for Joel Getz’s unvested RSUs at Mynd.ai (MYND)?
The unvested RSUs vest in tranches on April 10, 2026, July 10, 2026, October 10, 2026, January 10, 2027, April 10, 2027, July 10, 2027, October 10, 2027, and January 10, 2028, with specific ADS amounts assigned to each date.

Does the Mynd.ai (MYND) Form 3 indicate any insider buying or selling by Joel A. Getz?
The Form 3 functions as an initial ownership report and lists Getz’s holdings rather than explicit purchases or sales. The transaction is categorized as a holding entry, with no buy or sell amounts reported in this filing.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Getz Joel A.
(Last)(First)(Middle)
4550 NORTH POINT PARKWAY, SUITE 370
C/O MYND.AI, INC.
(Street)
ALPHARETTA GEORGIA 30022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Mynd.ai, Inc. [ MYND ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depository Shares ("ADS")(1)144,351(2)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company").
2. Includes an aggregate of 65,059 ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 10,258 on April 10, 2026, (ii) 10,259 on July 10, 2026, (iii) 10,258 on October 10, 2026, (iv) 10,256 on January 10, 2027, (v) 6,007 on April 10, 2027, (vi) 6,006 on July 10, 2027, (vii) 6,006 on October 10, 2027 and (viii) 6,007 on January 10, 2028.
Remarks:
/s/ Joel A. Getz03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR