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  4. [Form 3] Mynd.ai, Inc. Initial Statement of Beneficial Ownership

Mynd.ai (MYND) director discloses 222,904 ADS, 97,588 RSUs vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Mynd.ai, Inc. director Leung Lim Kin Simon reported initial beneficial ownership of 222,904 American Depository Shares (ADS). Each ADS represents ten ordinary shares of Mynd.ai, Inc. The reported amount includes 97,588 ADS underlying unvested restricted stock units (RSUs) granted under the company’s equity incentive plan and settled in ADSs.

These 97,588 unvested RSUs are scheduled to vest in tranches between April 10, 2026 and January 10, 2028, with specific vesting amounts on eight stated dates over that period.

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Insider Leung Lim Kin Simon
Role Director
Type Security Shares Price Value
holding American Depository Shares ("ADS") -- -- --
Holdings After Transaction: American Depository Shares ("ADS") — 222,904 shares (Direct)
Footnotes (2)
  1. F1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company").
  2. F2. Includes an aggregate of 97,588 ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 15,387 on April 10, 2026, (ii) 15,388 on July 10, 2026, (iii) 15,387 on October 10, 2026, (iv) 15,388 on January 10, 2027, (v) 9,009 on April 10, 2027, (vi) 9,010 on July 10, 2027, (vii) 9,009 on October 10, 2027 and (viii) 9,010 on January 10, 2028.

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FAQ

What did Mynd.ai (MYND) director Leung Lim Kin Simon report on this Form 3?
Leung Lim Kin Simon reported beneficial ownership of 222,904 ADS of Mynd.ai, Inc. This filing is an initial statement of holdings, not a new buy or sell transaction, providing a snapshot of his equity position as a director.

How many Mynd.ai (MYND) ADS are tied to unvested RSUs for this director?
The director’s reported holdings include 97,588 ADS underlying unvested restricted stock units. These RSUs were granted under Mynd.ai’s equity incentive plan and will be settled in ADSs as they vest over the stated schedule.

What is the vesting schedule for the Mynd.ai (MYND) director’s RSUs?
The 97,588 unvested RSUs vest in eight tranches: April 10, 2026; July 10, 2026; October 10, 2026; January 10, 2027; April 10, 2027; July 10, 2027; October 10, 2027; and January 10, 2028, with specific amounts on each date.

How many ordinary shares does each Mynd.ai (MYND) ADS represent?
Each Mynd.ai ADS represents ten ordinary shares with a par value of $0.001 per share. This ratio means the director’s ADS position corresponds economically to ten times as many underlying ordinary shares of Mynd.ai, Inc.

Does this Mynd.ai (MYND) Form 3 disclose any insider buying or selling activity?
This Form 3 does not disclose insider buying or selling. It records the director’s existing holdings, including ADS and unvested RSUs, serving as an initial beneficial ownership statement rather than reporting new market transactions.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Leung Lim Kin Simon
(Last)(First)(Middle)
4550 NORTH POINT PARKWAY, SUITE 370
C/O MYND.AI, INC.
(Street)
ALPHARETTA GEORGIA 30022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
Mynd.ai, Inc. [ MYND ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
American Depository Shares ("ADS")(1)222,904(2)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company").
2. Includes an aggregate of 97,588 ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 15,387 on April 10, 2026, (ii) 15,388 on July 10, 2026, (iii) 15,387 on October 10, 2026, (iv) 15,388 on January 10, 2027, (v) 9,009 on April 10, 2027, (vi) 9,010 on July 10, 2027, (vii) 9,009 on October 10, 2027 and (viii) 9,010 on January 10, 2028.
Remarks:
/s/ Simon Leung Lim Kin03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR