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Mynd.ai (MYND) general counsel awarded 2.66M ADS in RSU grant

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Krause Allyson G. reported acquisition or exercise transactions in this Form 4 filing.

Mynd.ai, Inc. granted General Counsel Allyson G. Krause 2,664,077 American Depository Shares (ADS) as a share-based compensation award valued at $0.38 per ADS. Following this grant, she directly holds 3,133,917 ADS.

The award consists of restricted stock units that settle in ADSs and vest in scheduled installments between January 10, 2027 and January 10, 2029. Each ADS represents ten ordinary shares, so this grant increases her long-term equity stake and aligns compensation with future company performance through time-based vesting.

Positive

  • None.

Negative

  • None.
Insider Krause Allyson G.
Role General Counsel
Type Security Shares Price Value
Grant/Award American Depository Shares ("ADS") 2,664,077 $0.38 $1.01M
Holdings After Transaction: American Depository Shares ("ADS") — 3,133,917 shares (Direct, null)
Footnotes (1)
  1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company"). Represents ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 887,936 on January 10, 2027, (ii) 222,018 on April 10, 2027, (iii) 222,017 on July 10, 2027, (iv) 222,018 on October 10, 2027, (v) 222,017 on January 10, 2028, (vi) 222,018 on April 10, 2028, (vii) 222,017 on July 10, 2028, (viii) 222,018 on October 10, 2028 and (ix) 222,018 on January 10, 2029.
ADS granted 2,664,077 ADS Equity grant to General Counsel on July 2, 2026
Grant price per ADS $0.38 per ADS Reported transaction price for the award
Shares after transaction 3,133,917 ADS Total directly held by Allyson G. Krause after grant
ADS-to-ordinary share ratio 1 ADS = 10 ordinary shares Representation of underlying Mynd.ai ordinary shares
First vesting tranche 887,936 ADS RSUs vesting on January 10, 2027
Subsequent vesting tranches Eight tranches of ~222,017–222,018 ADS Vesting on dates from April 10, 2027 to January 10, 2029
American Depository Shares ("ADS") financial
"Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc."
restricted stock units ("RSUs") financial
"Represents ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
equity incentive plan financial
"RSUs granted under the Company's equity incentive plan that are settled in ADSs."
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
Grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
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FAQ

What did Mynd.ai (MYND) disclose about Allyson G. Krause in this Form 4?

Mynd.ai disclosed that General Counsel Allyson G. Krause received a grant of 2,664,077 American Depository Shares as equity compensation. The award is structured as restricted stock units that settle in ADSs and vests over multiple dates from January 2027 through January 2029.

How many Mynd.ai (MYND) ADS does Allyson G. Krause hold after this grant?

After the reported equity grant, Allyson G. Krause directly holds 3,133,917 American Depository Shares of Mynd.ai. This figure includes the newly awarded 2,664,077 ADS, which are in the form of restricted stock units vesting over several future dates as specified in the filing.

What are the key vesting dates for Allyson G. Krause’s Mynd.ai (MYND) RSUs?

The unvested restricted stock units vest in tranches on January 10, 2027, April 10, 2027, July 10, 2027, October 10, 2027, January 10, 2028, April 10, 2028, July 10, 2028, October 10, 2028 and January 10, 2029. Each vesting date releases a specified number of ADS.

At what reference price were the Mynd.ai (MYND) ADS granted to Allyson G. Krause?

The equity award to Allyson G. Krause was reported at a price of $0.38 per American Depository Share. This price is used for reporting purposes in the Form 4 and reflects the value assigned to the 2,664,077 ADS granted as restricted stock units.

How many ordinary shares does each Mynd.ai (MYND) ADS represent in this filing?

Each American Depository Share in this filing represents ten ordinary shares of Mynd.ai, Inc. This means the 2,664,077 ADS grant corresponds economically to ten times as many underlying ordinary shares, although investors typically trade the ADS rather than the ordinary shares directly.

What type of transaction code is used for Allyson G. Krause’s Mynd.ai (MYND) grant?

The transaction uses code “A,” indicating a grant, award or other acquisition of securities. In this case, it reflects a compensation-related award of restricted stock units settled in Mynd.ai ADS, not an open-market purchase or sale by Allyson G. Krause.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krause Allyson G.

(Last)(First)(Middle)
4550 NORTH POINT PARKWAY, SUITE 370
C/O MYND.AI, INC.

(Street)
ALPHARETTA GEORGIA 30022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Mynd.ai, Inc. [ MYND ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
American Depository Shares ("ADS")(1)07/02/2026A2,664,077(2)A$0.383,133,917D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company").
2. Represents ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 887,936 on January 10, 2027, (ii) 222,018 on April 10, 2027, (iii) 222,017 on July 10, 2027, (iv) 222,018 on October 10, 2027, (v) 222,017 on January 10, 2028, (vi) 222,018 on April 10, 2028, (vii) 222,017 on July 10, 2028, (viii) 222,018 on October 10, 2028 and (ix) 222,018 on January 10, 2029.
Remarks:
/s/ Allyson G. Krause07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)