Mynd.ai (MYND) CEO gets 7.1M ADS RSU award vesting through 2029

Filing Impact

(Very High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Giterman Arthur G. reported acquisition or exercise transactions in this Form 4 filing.

Mynd.ai, Inc. reported that CEO and CFO Arthur G. Giterman received a grant of 7,092,106 American Depository Shares (ADS) as a stock award. The reference price for the grant is $0.38 per ADS, and this is classified as a grant or award, not an open‑market purchase.

Following this award, Giterman directly holds 8,611,235 ADS. Each ADS represents ten ordinary shares of Mynd.ai, Inc. The unvested restricted stock units underlying these ADSs vest in multiple installments between January 10, 2027 and January 10, 2029, aligning the executive’s compensation with longer‑term company performance.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Giterman Arthur G.

Role CEO and CFO

Type	Security	Shares	Price	Value
Grant/Award	American Depository Shares ("ADS")	7,092,106	$0.38	$2.70M

Holdings After Transaction: American Depository Shares ("ADS") — 8,611,235 shares (Direct, null)

Footnotes (1)

Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company"). Represents ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 2,363,798 on January 10, 2027, (ii) 591,039 on April 10, 2027, (iii) 591,038 on July 10, 2027, (iv) 591,039 on October 10, 2027, (v) 591,038 on January 10, 2028, (vi) 591,038 on April 10, 2028, (vii) 591,039 on July 10, 2028, (viii) 591,038 on October 10, 2028 and (ix) 591,039 on January 10, 2029.

Key Figures

ADS granted: 7,092,106 ADS Grant reference price: $0.38 per ADS Total ADS after grant: 8,611,235 ADS +3 more

6 metrics

ADS granted 7,092,106 ADS Stock award to CEO/CFO Arthur G. Giterman

Grant reference price $0.38 per ADS Reported transaction price per share

Total ADS after grant 8,611,235 ADS Direct holdings following transaction

Largest RSU vesting tranche 2,363,798 ADS Vesting scheduled on January 10, 2027

Subsequent RSU vesting tranches Eight tranches of 591,038–591,039 ADS Vesting between April 10, 2027 and January 10, 2029

ADS to ordinary share ratio 1 ADS : 10 ordinary shares Equity structure of Mynd.ai, Inc.

Key Terms

American Depository Shares ("ADS"), restricted stock units ("RSUs"), equity incentive plan, vest, +1 more

5 terms

American Depository Shares ("ADS") financial

"Each ADS represents ten (10) ordinary shares, par value $0.001 per share"

restricted stock units ("RSUs") financial

"Represents ADS underlying unvested restricted stock units ("RSUs") granted"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

equity incentive plan financial

"RSUs granted under the Company's equity incentive plan that are settled in ADSs"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

vest financial

"Such unvested RSUs vest as follows: (i) 2,363,798 on January 10, 2027"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

transaction code A regulatory

"transaction_code": "A" ... "transaction_code_description": "Grant, award, or other acquisition""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/07/2026 - 05:06 PM Accepted by SEC EDGAR 07/07/2026 - 05:06 PM

FAQ

What insider transaction did Mynd.ai (MYND) report for Arthur G. Giterman?

Mynd.ai reported that CEO and CFO Arthur G. Giterman received a grant of 7,092,106 American Depository Shares. The award is classified as a stock grant or award, not an open-market purchase, and increases his direct holdings to 8,611,235 ADS.

Is the Mynd.ai (MYND) Form 4 transaction a stock purchase or a grant?

The Form 4 transaction is a stock grant or award, coded as an acquisition under transaction code A. It represents compensation in the form of ADS-based restricted stock units rather than an open-market purchase of Mynd.ai shares.

How many Mynd.ai (MYND) ADS does Arthur G. Giterman hold after this Form 4?

After the reported grant, Arthur G. Giterman holds a total of 8,611,235 American Depository Shares directly. This reflects the addition of 7,092,106 ADS from the stock award, as disclosed in the Form 4 insider filing.

What is the reference price per ADS in the Mynd.ai (MYND) grant?

The grant to Arthur G. Giterman is reported at a reference price of $0.38 per American Depository Share. This price is used for reporting the grant’s value in the Form 4 and does not necessarily represent a market trade price.

How do Mynd.ai (MYND) ADS relate to ordinary shares in this Form 4?

Each American Depository Share of Mynd.ai represents ten ordinary shares with a par value of $0.001. The Form 4 clarifies this ratio, meaning the economic exposure of the grant is based on ten underlying ordinary shares for every ADS awarded.

When do the Mynd.ai (MYND) RSUs granted to Arthur G. Giterman vest?

The unvested restricted stock units underlying the ADS grant vest in multiple tranches between January 10, 2027 and January 10, 2029. Specific vesting dates and amounts are scheduled quarterly during this period under Mynd.ai’s equity incentive plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Giterman Arthur G.

(Last)

(First)

(Middle)

4550 NORTH POINT PARKWAY, SUITE 370

C/O MYND.AI, INC.

(Street)

ALPHARETTA

GEORGIA

30022

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Mynd.ai, Inc. [ MYND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
American Depository Shares ("ADS")⁽¹⁾	07/02/2026		A		7,092,106⁽²⁾	A	$0.38	8,611,235	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Each ADS represents ten (10) ordinary shares, par value $0.001 per share, of Mynd.ai, Inc. (the "Company").

2. Represents ADS underlying unvested restricted stock units ("RSUs") granted under the Company's equity incentive plan that are settled in ADSs. Such unvested RSUs vest as follows: (i) 2,363,798 on January 10, 2027, (ii) 591,039 on April 10, 2027, (iii) 591,038 on July 10, 2027, (iv) 591,039 on October 10, 2027, (v) 591,038 on January 10, 2028, (vi) 591,038 on April 10, 2028, (vii) 591,039 on July 10, 2028, (viii) 591,038 on October 10, 2028 and (ix) 591,039 on January 10, 2029.

Remarks:

	/s/ Allyson G. Krause, Attorney-in-Fact	07/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR