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Mizuho Financial Group officer Natsumi Akita reported several compensation-related equity movements involving common stock and phantom stock units. On July 1, 2026, Akita exercised phantom stock units to acquire 4,512 shares of common stock through a derivative conversion transaction.
The filing also shows a disposition of 1,805 common shares to the issuer, representing settlement of vested phantom stock units in cash, with the price based on JPY 7,814 per share and a stated exchange rate of JPY 1 = $0.006163328. Following these transactions, Akita continues to hold common shares directly and 5,269.093 shares indirectly through an Employee Stock Ownership Plan account as of May 31, 2026, along with phantom stock units that vest in three equal installments beginning on July 1, 2025 and July 1, 2026.
Mizuho Financial Group executive Hideki Tsujimori reported compensation-related equity activity involving phantom stock units and common stock. He exercised 1,315 phantom stock units, receiving the same number of common shares. A portion of the vested phantom units was settled in cash, with related shares disposed of back to the issuer.
After these transactions, he directly held 3,152 shares of common stock and 2,632 phantom stock units. In addition, 532.217 shares were held indirectly through his Employee Stock Ownership Plan account as of May 31, 2026.
MIZUHO FINANCIAL GROUP INC director and officer Shiraishi Shiro reported compensation-related equity movements involving common stock and phantom stock units. On July 1, 2026, he exercised 1,315 phantom stock units into common stock, bringing direct holdings to 8,866 common shares.
On the same date, he disposed of 526 common shares back to the issuer in connection with settlement of vested phantom stock units at a price of JPY 7,814 per share, ending with 8,340 common shares held directly. Each phantom stock unit represents a contingent right to receive one share of common stock, settled in cash or stock at the issuer’s election, and 2,632 phantom stock units remained outstanding, vesting in three equal installments beginning July 1, 2026.
Mizuho Financial Group director Makoto Hitomi reported compensation-related equity movements involving common stock and phantom stock units. On July 1, 2026, Hitomi exercised 1,112 phantom stock units into the same number of common shares at a reported price of $0.0000 per share, increasing direct holdings to 4,982 common shares. On the same date, Hitomi disposed of 445 common shares back to the issuer at a reported price of $21,431.3100 per share, characterized as a disposition to issuer rather than an open-market sale. Footnotes explain that each phantom stock unit represents a right to receive one share of common stock, settled in cash or stock at the issuer’s election, and that some units vested and were settled in cash. The filing also notes 582.631 common shares held indirectly through an Employee Stock Ownership Plan account as of May 31, 2026, and 2,224 phantom stock units remaining after this transaction, which vest in three equal installments beginning July 1, 2026.
MIZUHO FINANCIAL GROUP INC officer Takefumi Yonezawa reported a combination of derivative exercises and a share disposition. He exercised derivative awards to acquire 3,069 shares of common stock and returned 1,228 shares to the issuer, ending with 5,244 common shares held directly. He also holds 798.333 common shares indirectly through an Employee Stock Ownership Plan as of May 31, 2026. In addition, he reported 1,594 and 1,475 new phantom stock units, which each represent a contingent right to one share of common stock and may be settled in cash or stock. These phantom units vest in three equal installments beginning on July 1, 2025 and July 1, 2026.
MIZUHO FINANCIAL GROUP INC director Hidekatsu Take reported compensation-related equity movements on July 1, 2026. He exercised derivative awards to acquire 6,604 shares of Common Stock, increasing his direct holding to 28,815 shares.
On the same date, he disposed of 2,642 Common Stock shares back to the issuer in a transaction coded as a disposition to the issuer. He also holds indirect exposure through his Employee Stock Ownership Plan account, which contained 7,033.023 shares as of May 31, 2026, and continues to hold vested and unvested phantom stock units that can settle in cash or stock at the issuer’s election.
Mizuho Financial Group officer Shinichiro Hihara reported derivative-related changes in his equity holdings. On July 1, 2026, he exercised derivative awards to acquire 2,595 shares of Common Stock at a reported price of 0.0000 per share and disposed of 1,038 shares in a disposition to the issuer at a reported price per share of 49,990.3300, in connection with phantom stock units settled in cash. He now holds 6,805 Common shares directly, plus 1,002.989 shares through an Employee Stock Ownership Plan and 2,632 Phantom Stock Units, each representing a contingent right to one Common share payable in cash or stock at the issuer’s election.
MIZUHO FINANCIAL GROUP INC officer Sugawara Masayuki reported a mix of equity compensation transactions and related share movements. On July 1, 2026, he exercised derivatives to acquire 5,281 shares of common stock and returned 2,114 shares to the issuer in a disposition classified as a transaction to the company, not an open-market sale. Following these transactions, he directly held 26,143 common shares and indirectly held 7,204.824 shares through an Employee Stock Ownership Plan. Several blocks of phantom stock units were exercised or remain outstanding, with footnotes indicating some units vested and were settled in cash and others vest in three equal installments beginning on July 1, 2025 and July 1, 2026.
Mizuho Financial Group director and officer Masahiro Kihara reported a mix of equity compensation events involving common stock and phantom stock units. On July 1, 2026, he exercised phantom stock units into 20,474 shares of common stock at a stated price of $0.00 per share. A related transaction shows 8,190 shares of common stock disposed of to the issuer as a disposition to issuer, with one row indicating 44,233 shares held afterward and another showing 52,423 shares after the acquisition entry. Footnotes explain that each phantom stock unit represents a contingent right to one share of common stock, settled in cash or stock at the issuer’s election. Some phantom units vested on July 1, 2026, while others vest in three equal installments beginning July 1, 2025 and July 1, 2026.
Mizuho Financial Group officer Shuji Matsuura reported compensation-related stock movements involving common stock and phantom stock units on July 1, 2026. He exercised derivative awards tied to phantom stock units to acquire 3,995 shares of common stock and then returned 1,598 common shares to the issuer in a disposition transaction. Following these moves, he directly held 14,598 common shares.
The filing shows multiple phantom stock unit awards converting into common stock at a conversion price of $0.00 per unit, with remaining phantom units continuing to vest in three equal installments beginning on July 1, 2025 and July 1, 2026. Footnotes explain that each phantom stock unit represents a contingent right to receive one share of common stock, settled in cash or stock at the company’s election, and that a vested portion was settled in cash based on a price per share of JPY7,814 using a stated exchange rate.