Welcome to our dedicated page for MIZUHO FINANCIAL GROUP SEC filings (Ticker: MZHOF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Yonezawa Takefumi reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group Inc. officer Yonezawa Takefumi received grants of 3,858 Phantom Stock Units and 570 Phantom Stock Units – Retirement, each unit representing a contingent right to one share of common stock, settled in cash or stock at the issuer’s election. The 3,858 units vest in three equal installments beginning July 1, 2027, while the 570 units are fully vested and settle upon his retirement. He also indirectly holds 820.4070 common shares through an Employee Stock Ownership Plan account as of June 30, 2026.
Hitomi Makoto reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group director Hitomi Makoto received two equity-linked awards tied to common stock. One grant covers 3,680 phantom stock units that vest in three equal installments beginning July 1, 2027. A second award of 1,440 phantom stock units – Retirement is fully vested on grant and settles upon retirement. Each phantom unit represents a contingent right to receive one share of common stock, payable in cash or stock at the company’s election. Makoto also indirectly holds 619.317 common shares through an ESOP account as of June 30, 2026.
Mizuho Financial Group executive Nobuhiro Kaminoyama received two equity-linked awards. He acquired 4,445 phantom stock units, each representing a contingent right to one share of common stock, vesting in three equal installments beginning July 1, 2027. He also acquired 610 fully vested retirement-linked phantom stock units, which settle upon his retirement, bringing this retirement-linked phantom stock position to 19,950 units. Separately, he indirectly holds 2,613.67 common shares through an ESOP account as of June 30, 2026. These transactions were not reported as pursuant to a Rule 10b5-1 trading plan.
Inomata Naoshi reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group executive Naoshi Inomata reported grants of derivative-based compensation. On July 24, 2026, he received 4445 Phantom Stock Units, each representing a contingent right to one share of common stock, vesting in three equal installments beginning July 1, 2027. He also received 790 Phantom Stock Units - Retirement, which are fully vested upon grant and settle when he retires, bringing his retirement-designated phantom stock holdings to 22738 units. The awards may be settled in cash or stock at Mizuho’s election and were not granted under a Rule 10b5-1 plan.
Noda Yumiko reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group Inc director Yumiko Noda received a grant of 490 phantom stock units tied to the company’s common stock. Each unit represents a contingent right to receive one share, settled in cash or common stock at the company’s election. After this award, Noda holds 3,560 phantom stock units, which are fully vested and will settle upon her retirement from the company.
Uchida Takakazu reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group director Takakazu Uchida received a grant of 490 phantom stock units on July 24, 2026. Each unit is a contingent right to one share of common stock, to be settled in cash or stock at the issuer’s election and settling upon his retirement. This grant is fully vested on issuance, increasing his phantom stock balance to 2,140 units. Separately, he indirectly holds 1,640.834 common shares through an Employee Stock Ownership Plan account as of June 30, 2026. The transaction is not designated as made under a Rule 10b5-1 trading plan.
Mizuho Financial Group Inc. reported compensation-related derivative awards for Group Chief Human Resources Officer Minori Komatsu. On July 24, 2026, Komatsu acquired 434 phantom stock units under an ordinary employee share compensation program that vest on June 1, 2027, and 480 phantom stock units tied to retirement that are fully vested on grant and settle at retirement. Each phantom stock unit represents a contingent right to receive one share of common stock, settled in cash or stock at the issuer's election.
Take Hidekatsu reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group director Hidekatsu Take received 6,863 Phantom Stock Units on July 24, 2026, vesting in three equal installments beginning July 1, 2027. He also received 670 fully vested retirement Phantom Stock Units, bringing retirement phantom holdings to 27,124 units. Each unit represents a contingent right to one share of common stock, settled in cash or stock at the issuer’s election. In addition, he indirectly holds 7,095.572 common shares through an ESOP as of June 30, 2026.
Hihara Shinichiro reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group reports that Group CIO Shinichiro Hihara was awarded 3,355 phantom stock units on July 24, 2026, vesting in three equal installments beginning July 1, 2027. He also received 520 fully vested retirement phantom stock units, which settle at retirement. Each phantom unit represents a contingent right to one share of common stock, settled in cash or stock at the issuer’s election. As of June 30, 2026, he indirectly holds 1,021.168 common shares through an ESOP account.
Sugawara Masayuki reported acquisition or exercise transactions in this Form 4 filing.
Mizuho Financial Group executive Sugawara Masayuki, Head of Domestic Wholesale Business and Head of Corporate & Investment Banking Company, received compensation-related awards of 6,370 Phantom Stock Units and 840 Phantom Stock Units - Retirement on 2026-07-24. Each phantom unit represents a contingent right to receive one share of common stock, settled in cash or stock at the issuer’s election. The 6,370 units vest in three equal installments beginning July 1, 2027, while the 840 retirement units are fully vested upon grant and settle at retirement. Sugawara also indirectly holds 7,249.437 shares of common stock through an ESOP account as of June 30, 2026.