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Nano Labs (NA) director Xie Lizhen submits initial Form 3 ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Nano Labs Ltd director Xie Lizhen filed an initial statement of beneficial ownership on Form 3. This filing lists Xie as a director of Nano Labs but does not report any specific share transactions or derivative positions in the data provided.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
XIE LIZHEN

(Last) (First) (Middle)
23-404 HIGHER EDUCATION EXPO GARDEN
OUHAI DISTRICT

(Street)
WENZHOU ZHEJIANG 325005

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/11/2026
3. Issuer Name and Ticker or Trading Symbol
Nano Labs Ltd [ NA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ XIE LIZHEN 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Nano Labs Ltd (NA) Form 3 for Xie Lizhen show?

The Form 3 for Nano Labs director Xie Lizhen is an initial statement of beneficial ownership. In the data provided, it reports the director’s status but shows no share transactions or derivative positions and no summarized buy or sell activity.

Are there any buy or sell transactions in Nano Labs (NA) director Xie Lizhen’s Form 3?

No, the provided Form 3 data for Xie Lizhen shows zero buy, sell, acquire, or dispose transactions. All transaction counts and share amounts in the transaction summary, including exercises and gifts, are listed as zero for this filing.

Does Nano Labs (NA) Form 3 for Xie Lizhen disclose derivative positions?

The Form 3 data for Xie Lizhen shows an empty derivative summary. This means no options, warrants, or other derivative securities are listed in the excerpt, and derivative transaction counts and shares are all reported as zero in the transaction summary.

What role does Xie Lizhen hold at Nano Labs Ltd (NA) in this Form 3?

In this Form 3, Xie Lizhen is identified as a director of Nano Labs Ltd. The filing flags the director role as active, while indicating no officer position, no officer title, and not being classified as a ten percent owner in the data shown.

Does the Nano Labs (NA) Form 3 for Xie Lizhen indicate tax, gift, or restructuring transactions?

No, the transaction summary for Xie Lizhen lists zero tax withholding, gift, and restructuring transactions. Corresponding share amounts are also zero, and derivative transaction counts are zero, indicating none of these activities appear in this particular Form 3 data.
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