Nuveen California fund VP reports no NAC holdings
Nuveen California Quality Municipal Income Fund (NAC) reported an initial statement of beneficial ownership on Form 3 for reporting person Parth Doshi, identified with an "other" role of VP and not as a director, officer, or ten percent owner.
Rhea-AI Filing Summary
Nuveen California Quality Municipal Income Fund (NAC) reported an initial statement of beneficial ownership on Form 3 for reporting person Parth Doshi, identified with an "other" role of VP and not as a director, officer, or ten percent owner. The filing lists no reportable equity or derivative positions and no transactions.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions: 0
Sell transactions: 0
Holding entries: 0
3 metrics
Buy transactions
0
Number of buy transactions reported in the Form 3 transaction summary
Sell transactions
0
Number of sell transactions reported in the Form 3 transaction summary
Holding entries
0
Number of holding entries reported, indicating no listed equity positions
FAQ
What does the Form 3 filing for NAC disclose about Parth Doshi?
The Form 3 for NAC identifies Parth Doshi as a reporting person with an "other" role of VP, not as a director, officer, or ten percent owner. The filing shows no reportable equity holdings, derivative positions, or transactions.
Is Parth Doshi reported as a ten percent owner of NAC?
No. The Form 3 indicates that Parth Doshi is not a ten percent owner of NAC. He is listed under an "other" category with a VP designation instead of as a director, officer, or ten percent owner.
Are there any derivative securities reported for Parth Doshi in the NAC Form 3?
No. The derivativeSummary is empty and the transaction summary shows 0 derivative transactions, indicating no reportable derivative positions for Parth Doshi in this filing.
Does the NAC Form 3 indicate use of a Rule 10b5-1 trading plan?
No. The 10b5-1 indicator field is null, and there are no transactions disclosed, so the filing does not state that any trades were made under a Rule 10b5-1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.