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[Form 4] Niagen Bioscience, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 filing reveals that Wendy Wing Tak Yu, Director at Niagen Bioscience (NAGE), received a stock option grant on June 24, 2025. The derivative securities transaction details include:

  • Granted 20,000 stock options to purchase common stock
  • Exercise price set at $14.13 per share
  • 100% vesting scheduled for June 24, 2026
  • Options expire on June 23, 2035

The filing, submitted by attorney-in-fact Jeong James Lee on June 26, 2025, indicates a standard director compensation grant with a one-year cliff vesting schedule. This represents a new position in derivative securities for the director, with direct ownership of all 20,000 options.

La dichiarazione del Modulo 4 rivela che Wendy Wing Tak Yu, Direttrice presso Niagen Bioscience (NAGE), ha ricevuto una concessione di opzioni su azioni il 24 giugno 2025. I dettagli della transazione sui titoli derivati includono:

  • Concessione di 20.000 opzioni su azioni per l'acquisto di azioni ordinarie
  • Prezzo di esercizio fissato a 14,13 $ per azione
  • 100% di maturazione prevista per il 24 giugno 2026
  • Le opzioni scadono il 23 giugno 2035

La dichiarazione, presentata dall’avvocato rappresentante Jeong James Lee il 26 giugno 2025, indica una normale concessione di compenso per direttore con un piano di maturazione a un anno. Questa rappresenta una nuova posizione in titoli derivati per la direttrice, con la proprietà diretta di tutte le 20.000 opzioni.

La presentación del Formulario 4 revela que Wendy Wing Tak Yu, Directora en Niagen Bioscience (NAGE), recibió una concesión de opciones sobre acciones el 24 de junio de 2025. Los detalles de la transacción con valores derivados incluyen:

  • Otorgamiento de 20,000 opciones sobre acciones para comprar acciones comunes
  • Precio de ejercicio establecido en $14.13 por acción
  • 100% de consolidación programada para el 24 de junio de 2026
  • Las opciones expiran el 23 de junio de 2035

La presentación, realizada por el apoderado Jeong James Lee el 26 de junio de 2025, indica una concesión estándar de compensación para directores con un calendario de consolidación de un año. Esto representa una nueva posición en valores derivados para la directora, con propiedad directa de las 20,000 opciones.

Form 4 제출서에 따르면 Wendy Wing Tak Yu씨는 Niagen Bioscience (NAGE)의 이사로서 2025년 6월 24일에 주식매수선택권을 부여받았습니다. 파생증권 거래 내역은 다음과 같습니다:

  • 20,000주의 보통주 매수 옵션 부여
  • 행사가격은 주당 $14.13
  • 100% 베스팅 예정일은 2026년 6월 24일
  • 옵션 만료일은 2035년 6월 23일

2025년 6월 26일 대리인인 Jeong James Lee 변호사가 제출한 이 서류는 1년 클리프 베스팅 일정이 포함된 표준 이사 보상 부여임을 나타냅니다. 이는 이사에게 파생증권 관련 새로운 포지션이며, 20,000 옵션 전부를 직접 소유하게 됩니다.

Le dépôt du formulaire 4 révèle que Wendy Wing Tak Yu, Directrice chez Niagen Bioscience (NAGE), a reçu une attribution d'options d'achat d'actions le 24 juin 2025. Les détails de la transaction sur les titres dérivés sont les suivants :

  • Attribution de 20 000 options d'achat d'actions pour acquérir des actions ordinaires
  • Prix d'exercice fixé à 14,13 $ par action
  • Acquisition complète (100%) prévue pour le 24 juin 2026
  • Les options expirent le 23 juin 2035

Le dépôt, soumis par le mandataire Jeong James Lee le 26 juin 2025, indique une attribution de rémunération standard pour un administrateur avec un calendrier d'acquisition avec cliff d'un an. Cela représente une nouvelle position en titres dérivés pour la directrice, avec la propriété directe de l'ensemble des 20 000 options.

Die Einreichung des Formulars 4 zeigt, dass Wendy Wing Tak Yu, Direktorin bei Niagen Bioscience (NAGE), am 24. Juni 2025 eine Aktienoptionszuteilung erhalten hat. Die Details der Transaktion mit derivativen Wertpapieren umfassen:

  • Gewährung von 20.000 Aktienoptionen zum Kauf von Stammaktien
  • Ausübungspreis festgelegt auf 14,13 $ pro Aktie
  • 100% Vesting geplant für den 24. Juni 2026
  • Optionen verfallen am 23. Juni 2035

Die Einreichung, eingereicht vom Bevollmächtigten Jeong James Lee am 26. Juni 2025, weist auf eine übliche Vergütung für Direktoren mit einem Einjahres-Cliff-Vesting-Zeitplan hin. Dies stellt eine neue Position in derivativen Wertpapieren für die Direktorin dar, mit direktem Eigentum an allen 20.000 Optionen.

Positive
  • None.
Negative
  • None.

La dichiarazione del Modulo 4 rivela che Wendy Wing Tak Yu, Direttrice presso Niagen Bioscience (NAGE), ha ricevuto una concessione di opzioni su azioni il 24 giugno 2025. I dettagli della transazione sui titoli derivati includono:

  • Concessione di 20.000 opzioni su azioni per l'acquisto di azioni ordinarie
  • Prezzo di esercizio fissato a 14,13 $ per azione
  • 100% di maturazione prevista per il 24 giugno 2026
  • Le opzioni scadono il 23 giugno 2035

La dichiarazione, presentata dall’avvocato rappresentante Jeong James Lee il 26 giugno 2025, indica una normale concessione di compenso per direttore con un piano di maturazione a un anno. Questa rappresenta una nuova posizione in titoli derivati per la direttrice, con la proprietà diretta di tutte le 20.000 opzioni.

La presentación del Formulario 4 revela que Wendy Wing Tak Yu, Directora en Niagen Bioscience (NAGE), recibió una concesión de opciones sobre acciones el 24 de junio de 2025. Los detalles de la transacción con valores derivados incluyen:

  • Otorgamiento de 20,000 opciones sobre acciones para comprar acciones comunes
  • Precio de ejercicio establecido en $14.13 por acción
  • 100% de consolidación programada para el 24 de junio de 2026
  • Las opciones expiran el 23 de junio de 2035

La presentación, realizada por el apoderado Jeong James Lee el 26 de junio de 2025, indica una concesión estándar de compensación para directores con un calendario de consolidación de un año. Esto representa una nueva posición en valores derivados para la directora, con propiedad directa de las 20,000 opciones.

Form 4 제출서에 따르면 Wendy Wing Tak Yu씨는 Niagen Bioscience (NAGE)의 이사로서 2025년 6월 24일에 주식매수선택권을 부여받았습니다. 파생증권 거래 내역은 다음과 같습니다:

  • 20,000주의 보통주 매수 옵션 부여
  • 행사가격은 주당 $14.13
  • 100% 베스팅 예정일은 2026년 6월 24일
  • 옵션 만료일은 2035년 6월 23일

2025년 6월 26일 대리인인 Jeong James Lee 변호사가 제출한 이 서류는 1년 클리프 베스팅 일정이 포함된 표준 이사 보상 부여임을 나타냅니다. 이는 이사에게 파생증권 관련 새로운 포지션이며, 20,000 옵션 전부를 직접 소유하게 됩니다.

Le dépôt du formulaire 4 révèle que Wendy Wing Tak Yu, Directrice chez Niagen Bioscience (NAGE), a reçu une attribution d'options d'achat d'actions le 24 juin 2025. Les détails de la transaction sur les titres dérivés sont les suivants :

  • Attribution de 20 000 options d'achat d'actions pour acquérir des actions ordinaires
  • Prix d'exercice fixé à 14,13 $ par action
  • Acquisition complète (100%) prévue pour le 24 juin 2026
  • Les options expirent le 23 juin 2035

Le dépôt, soumis par le mandataire Jeong James Lee le 26 juin 2025, indique une attribution de rémunération standard pour un administrateur avec un calendrier d'acquisition avec cliff d'un an. Cela représente une nouvelle position en titres dérivés pour la directrice, avec la propriété directe de l'ensemble des 20 000 options.

Die Einreichung des Formulars 4 zeigt, dass Wendy Wing Tak Yu, Direktorin bei Niagen Bioscience (NAGE), am 24. Juni 2025 eine Aktienoptionszuteilung erhalten hat. Die Details der Transaktion mit derivativen Wertpapieren umfassen:

  • Gewährung von 20.000 Aktienoptionen zum Kauf von Stammaktien
  • Ausübungspreis festgelegt auf 14,13 $ pro Aktie
  • 100% Vesting geplant für den 24. Juni 2026
  • Optionen verfallen am 23. Juni 2035

Die Einreichung, eingereicht vom Bevollmächtigten Jeong James Lee am 26. Juni 2025, weist auf eine übliche Vergütung für Direktoren mit einem Einjahres-Cliff-Vesting-Zeitplan hin. Dies stellt eine neue Position in derivativen Wertpapieren für die Direktorin dar, mit direktem Eigentum an allen 20.000 Optionen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
YU Wing Tak Wendy

(Last) (First) (Middle)
10900 WILSHIRE BLVD. SUITE 600

(Street)
LOS ANGELES CA 90024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Niagen Bioscience, Inc. [ NAGE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $14.13 06/24/2025 A 20,000 06/24/2026(1) 06/23/2035 Common Stock 20,000 $0 20,000 D
Explanation of Responses:
1. Option vests 100% on June 24, 2026.
Remarks:
/s/ Jeong James Lee, Attorney-in-Fact 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many stock options did NAGE director Yu Wing Tak Wendy receive on June 24, 2025?

According to the Form 4 filing, NAGE director Yu Wing Tak Wendy received 20,000 stock options with an exercise price of $14.13 per share on June 24, 2025.

What is the vesting schedule for Yu Wing Tak Wendy's NAGE stock options granted in June 2025?

The stock options granted to Yu Wing Tak Wendy vest 100% on June 24, 2026, which is a one-year cliff vesting schedule.

When do NAGE director Yu Wing Tak Wendy's stock options expire?

The stock options granted to Yu Wing Tak Wendy expire on June 23, 2035, giving them a 10-year term from the grant date.

What is the exercise price of NAGE stock options granted to director Yu Wing Tak Wendy in June 2025?

The exercise price (conversion price) of the stock options granted to Yu Wing Tak Wendy is $14.13 per share.

Did NAGE director Yu Wing Tak Wendy make any direct stock purchases or sales in this Form 4 filing?

No, the Form 4 filing shows no direct purchases or sales of NAGE common stock. The only reported transaction was the grant of stock options.
Niagen Bioscience, Inc

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