What was Phil Frohlich's role in the NATR share purchase?

Phil Frohlich was the managing member of Prescott Group Capital Management, L.L.C. at the time of purchase and controlled voting and disposition of the securities. Frohlich and Prescott Group Capital Management disclaim beneficial ownership.

Nature's Sunshine: Prescott buys 291,666 shares

Q: How many NATR shares did the funds buy?

The Master Fund purchased 291,666 shares on November 5, 2026, for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. Reported transactions included 59,872 shares at $9.55 and 40,000 shares at $9.93 per share. No Rule 10b5-1 plan is reported.

The purchase was for two limited-partnership accounts; Prescott Group Capital Management and Phil Frohlich disclaimed beneficial ownership.

Available on EDGAR 11/09/2026 - 05:21 PM EST Accepted by SEC EDGAR 11/09/2026 - 05:21 PM EST

Filing Impact

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Filing Sentiment

(Positive)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

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Form Type

Rhea-AI Filing Summary

Nature's Sunshine Products (NATR) shares: Prescott Group Aggressive Small Cap Master Fund purchased 291,666 shares on November 5, 2026, for accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. Purchases included 59,872 shares at $9.55 and 40,000 at $9.93 per share. Prescott Group Capital Management, L.L.C., Prescott Group Aggressive Small Cap Master Fund GP and Phil Frohlich reported indirectly; Capital Management and Frohlich disclaim beneficial ownership, while Frohlich controlled voting and disposition.

Insider Trade Summary

Net Buyer: 291,666 shares

Net Buy 20 txns

Insider PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., PRESCOTT GROUP AGGRESSIVE SMALL CAP LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP, FROHLICH PHIL

Role 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner

Bought 291,666 shs ($2.85M)

Increase in Position 15.0%

Type	Security	Shares	Price	Value
Purchase	Common Stock, no par value ^{F1, F2}	781	$9.50	$7K
Purchase	Common Stock, no par value ^{F1, F2}	128	$9.52	$1K
Purchase	Common Stock, no par value ^{F1, F2}	59,872	$9.55	$572K
Purchase	Common Stock, no par value ^{F1, F2}	10,000	$9.56	$96K
Purchase	Common Stock, no par value ^{F1, F2}	9,485	$9.61	$91K
Purchase	Common Stock, no par value ^{F1, F2}	7,980	$9.63	$77K
Purchase	Common Stock, no par value ^{F1, F2}	6	$9.66	$57.96
Purchase	Common Stock, no par value ^{F1, F2}	30	$9.71	$291.30
Purchase	Common Stock, no par value ^{F1, F2}	400	$9.75	$4K
Purchase	Common Stock, no par value ^{F1, F2}	774	$9.77	$8K
Purchase	Common Stock, no par value ^{F1, F2}	59,570	$9.80	$584K
Purchase	Common Stock, no par value ^{F1, F2}	30,000	$9.81	$294K
Purchase	Common Stock, no par value ^{F1, F2}	1,422	$9.82	$14K
Purchase	Common Stock, no par value ^{F1, F2}	11,992	$9.86	$118K
Purchase	Common Stock, no par value ^{F1, F2}	1,429	$9.87	$14K
Purchase	Common Stock, no par value ^{F1, F2}	10,000	$9.88	$99K
Purchase	Common Stock, no par value ^{F1, F2}	10,000	$9.89	$99K
Purchase	Common Stock, no par value ^{F1, F2}	27,797	$9.90	$275K
Purchase	Common Stock, no par value ^{F1, F2}	40,000	$9.93	$397K
Purchase	Common Stock, no par value ^{F1, F2}	10,000	$9.95	$100K

Holdings After Transaction: Common Stock, no par value — 2,236,152 shares (Indirect, See Footnote)

Holdings Before and After: Common Stock, no par value, 1,944,486 to 2,236,152 shares (Indirect, See Footnote)

Footnotes (2)

F1. The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
F2. This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the SmallCap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.

Key Figures

Shares purchased: 291,666 shares Purchase price per share: $9.50 Purchase price per share: $9.55 +2 more

5 metrics

Shares purchased 291,666 shares November 5, 2026

Purchase price per share $9.50 781 shares purchased on November 5, 2026

Purchase price per share $9.55 59,872 shares purchased on November 5, 2026

Purchase price per share $9.93 40,000 shares purchased on November 5, 2026

Purchase price per share $9.95 10,000 shares purchased on November 5, 2026

Key Terms

beneficial ownership, general partner, capital allocation

3 terms

beneficial ownership regulatory

"both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

general partner financial

"Prescott Capital serves as the general partner and investment manager"

A general partner is the person or firm that runs an investment partnership and legally represents it — they make the day-to-day decisions, choose which assets to buy or sell, and are responsible for the partnership’s obligations. Investors care because the general partner’s judgment, risk-taking and fee and profit-sharing arrangements determine both the potential returns and the level of exposure to losses; think of the GP as the ship’s captain whose skill and honesty shape the voyage’s outcome.

capital allocation financial

"receives a portion of the profits in the way of a capital allocation"

Capital allocation is the process of deciding how a company or individual uses their money to grow, pay bills, save, or invest. It matters because good decisions can help build wealth and ensure resources are used wisely, while poor choices can limit growth or cause financial problems. Think of it like managing your allowance—deciding whether to spend, save, or invest to meet your goals.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NATR shares did the funds buy?

The Master Fund purchased 291,666 shares on November 5, 2026, for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. Reported transactions included 59,872 shares at $9.55 and 40,000 shares at $9.93 per share. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

(Last)

(First)

(Middle)

1924 S UTICA AVE

SUITE 1120

(Street)

TULSA

OKLAHOMA

74104-6429

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NATURES SUNSHINE PRODUCTS INC [ NATR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, no par value	11/05/2026		P		781	A	$9.5	1,945,267⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		128	A	$9.52	1,945,395⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		59,872	A	$9.55	2,005,267⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		10,000	A	$9.56	2,015,267⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		9,485	A	$9.61	2,024,752⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		7,980	A	$9.63	2,032,732⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		6	A	$9.66	2,032,738⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		30	A	$9.71	2,032,768⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		400	A	$9.75	2,033,168⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		774	A	$9.77	2,033,942⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		59,570	A	$9.8	2,093,512⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		30,000	A	$9.81	2,123,512⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		1,422	A	$9.82	2,124,934⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		11,992	A	$9.86	2,136,926⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		1,429	A	$9.87	2,138,355⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		10,000	A	$9.88	2,148,355⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		10,000	A	$9.89	2,158,355⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		27,797	A	$9.9	2,186,152⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		40,000	A	$9.93	2,226,152⁽¹⁾	I	See Footnote⁽²⁾
Common Stock, no par value	11/05/2026		P		10,000	A	$9.95	2,236,152⁽¹⁾	I	See Footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

1. Name and Address of Reporting Person^*

PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

(Last)

(First)

(Middle)

1924 S UTICA AVE

SUITE 1120

(Street)

TULSA

OKLAHOMA

74104-6429

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

PRESCOTT GROUP AGGRESSIVE SMALL CAP LP

(Last)

(First)

(Middle)

1924 SOUTH IRICA SUITE 1120

(Street)

TULSA

OKLAHOMA

741046529

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP

(Last)

(First)

(Middle)

1924 S UTICA SUITE # 1120

(Street)

TULSA

OKLAHOMA

74104-6529

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP

(Last)

(First)

(Middle)

1924 S UTICA SUITE # 1120

(Street)

TULSA

OKLAHOMA

74104-6529

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

FROHLICH PHIL

(Last)

(First)

(Middle)

1924 SOUTH IRICA SUITE 1120

(Street)

TULSA

OKLAHOMA

741046529

(City)

(State)

(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

Director	X	10% Owner
Officer (give title below)		Other (specify below)

Explanation of Responses:

1. The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.

2. This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the SmallCap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.

	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., Name: /s/ Phil Frohlich, Title: Managing Member	11/09/2026
	PRESCOTT GROUP AGGRESSIVE SMALL CAP, L.P., By: Prescott Group Capital Management, L.L.C., its general partner, Name: /s/ Phil Frohlich, Title: Managing Member	11/09/2026
	PRESCOTT GROUP AGGRESSIVE SMALL CAP II, L.P., By: Prescott Group Capital Management, L.L.C., its general partner, Name: /s/ Phil Frohlich, Title: Managing Member	11/09/2026
	PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND, G.P., By: Prescott Group Aggressive Small Cap, L.P., GP, By: Prescott Group Aggressive Small Cap II, L.P., GP, By: Prescott Group Capital Management, L.L.C., GP, Name: /s/ Phil Frohlich, Title: MM	11/09/2026
	/s/ Phil Frohlich	11/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

Nature's Sunshine: Prescott buys 291,666 shares

Rhea-AI Filing Summary

Insider Trade Summary

Key Figures

Key Terms

FAQ

How many NATR shares did the funds buy?

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