Nuveen Taxable Municipal Income Fund amends its prospectus supplement to appoint Stifel, Nicolaus & Company, Incorporated as Nuveen Securities’ sub-placement agent for at-the-market offerings of Common Shares and to describe the variable commission structure for sales.
The supplement details a variable commission equal to the sum of (i) 75% of the premium to net asset value for sales until that component equals 0.80% of aggregate gross sales proceeds and (ii) 25% of the premium to net asset value for sales until that component equals 0.20% of aggregate gross sales proceeds. Settlements will occur on the first business day following each sale.
Nuveen Taxable Municipal Income Fund Vice President buys shares
Vice President William A. Siffermann purchased 75 shares of Nuveen Taxable Municipal Income Fund common stock in an open-market transaction at a price of $16.20 per share. Following this purchase, his directly held position increased to 615.1304 shares of the fund.
Nuveen Taxable Municipal Income Fund filed an initial insider ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as a reporting officer of the fund, and it does not list any share purchases, sales, or other transactions.
Nuveen Taxable Municipal Income Fund filed an initial insider ownership report for Page Robert Tanner. He is identified as an officer of the fund, serving as Vice President and Treasurer. This Form 3 filing establishes his status as a reporting person under insider reporting rules.
The filing does not list any specific transactions or share amounts for Tanner. Instead, it serves as a baseline disclosure that he is now subject to ongoing reporting requirements for future changes in his ownership or relevant transactions involving the fund’s securities.