Risk executive at Nuveen Taxable Municipal (NBB) files Form 3
Rhea-AI Filing Summary
Nuveen Taxable Municipal Income Fund filed an initial insider ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 establishes his status as a reporting officer of the fund, and it does not list any share purchases, sales, or other transactions.
Positive
- None.
Negative
- None.
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FAQ
What does Joseph Castros Form 3 filing mean for NBB?
The Form 3 shows Joseph Castro is now a reporting insider at Nuveen Taxable Municipal Income Fund. He is listed as EVP, Chief Risk & Compliance, but the filing reports no share purchases, sales, or other transactions at this time.
What position does Joseph Castro hold at Nuveen Taxable Municipal Income Fund (NBB)?
Joseph Castro is disclosed as an officer of Nuveen Taxable Municipal Income Fund, serving as EVP, Chief Risk & Compliance. The Form 3 identifies his role but does not provide any information about his actual shareholdings or recent trades.
Does this NBB Form 3 indicate that Joseph Castro is a 10% owner?
The filing indicates Joseph Castro is not a 10% owner of Nuveen Taxable Municipal Income Fund. He is reported only as an officer, with the 10% owner box marked as not applicable, and there are no transactions listed in the filing.
Are there any footnote restrictions or special ownership arrangements in this Form 3 for NBB?
The Form 3 includes a footnote field but contains no substantive text describing special ownership structures. There is no disclosure of trusts, partnerships, or disclaimers of beneficial ownership associated with Joseph Castro in the provided data.