Nuveen NBB VP Parth Doshi reports zero holdings
Rhea-AI Filing Summary
Nuveen Taxable Municipal Income Fund (NBB) reported an initial beneficial ownership statement for Parth Doshi, who is identified as a Vice President of the fund. This Form 3 filing lists Mr. Doshi as an officer but does not report any equity transactions or current holdings in the fund’s securities.
Positive
- None.
Negative
- None.
FAQ
What does the Form 3 filing for NBB disclose about Parth Doshi?
The Form 3 identifies Parth Doshi as a Vice President of Nuveen Taxable Municipal Income Fund (NBB). It serves as his initial statement of beneficial ownership but does not report any transactions or specific holdings of NBB securities.
Does the NBB Form 3 show any insider buying or selling by Parth Doshi?
No. The Form 3 for Nuveen Taxable Municipal Income Fund (NBB) shows no reported transactions. All buy, sell, acquire, dispose, and exercise counts are zero, and there are no transaction entries listed.
What insider role is reported for Parth Doshi at NBB?
The filing reports that Parth Doshi is an officer of Nuveen Taxable Municipal Income Fund (NBB), with the title Vice President. He is not listed as a director or a ten percent owner in this filing.
Does the NBB Form 3 include any derivative positions for Parth Doshi?
No. The Form 3 shows an empty derivative summary, indicating that no options, warrants, or other derivative securities positions are reported for Parth Doshi in this filing.
Are any 10b5-1 trading plans disclosed in the NBB Form 3?
No. The 10b5-1 plan indicator is null, meaning the filing does not state that transactions were effected under a Rule 10b5-1 trading plan, and there are no transaction footnotes describing such a plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.