National Bank Holdings: Steinmetz plans $12M sale

The reported shares are attributed to JDS Family Plus Limited Partnership and John Steinmetz, and both blocks are listed as compensation-related restricted stock units.

Available on EDGAR 10/30/2026 - 05:54 PM EDT Accepted by SEC EDGAR 10/30/2026 - 05:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

National Bank Holdings Corp. (NBHC) is named as issuer in a Rule 144 notice covering a proposed sale of 319,929 Class A common shares for the account of John Steinmetz, a former Executive Vice Chairman. Goldman Sachs & Co. LLC is named as broker, and the notice lists an aggregate market value of $11,974,942.47 and an approximate sale date of October 30, 2026. The amount includes 109,310 shares by JDS Family Plus Limited Partnership and 210,619 shares by John Steinmetz. Both blocks are listed as acquired from the issuer on January 7, 2026, as compensation through restricted stock units. The securities information lists 44,285,618 issuer shares outstanding.

Key Figures

Shares to be sold: 319,929 shares Aggregate market value: $11,974,942.47 Shares by JDS Family Plus Limited Partnership: 109,310 shares +2 more

5 metrics

Shares to be sold 319,929 shares Proposed sale of Class A common shares

Aggregate market value $11,974,942.47 Proposed sale

Shares by JDS Family Plus Limited Partnership 109,310 shares Included in the reported sale

Shares by John Steinmetz 210,619 shares Included in the reported sale

Issuer shares outstanding 44,285,618 shares Reported in the securities information

Key Terms

Rule 144, Restricted Stock Units, Class A Common

3 terms

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Acquired as compensation -- Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Class A Common financial

"Class A Common"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NBHC shares does John Steinmetz plan to sell?

The notice covers 319,929 Class A common shares, including 109,310 shares by JDS Family Plus Limited Partnership and 210,619 shares by John Steinmetz.

What is the reported value and sale date of the NBHC shares?

The notice lists an aggregate market value of $11,974,942.47 and an approximate sale date of October 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002102774
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	National Bank Holdings Corporation
SEC File Number	001-35654
Address of Issuer	7800 East Orchard Road Suite 300 Greenwood Village COLORADO 80111
Phone	1-303-892-8715
Name of Person for Whose Account the Securities are To Be Sold	John Steinmetz
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Executive Vice Chairman

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	319929	11974942.47	44285618	10/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	01/07/2026	Acquired as compensation -- Restricted Stock Units	The Issuer			109310	01/07/2026	Compensation
Class A Common	01/07/2026	Acquired as compensation -- Restricted Stock Units	The Issuer			210619	01/07/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Total number of shares to be sold Includes 109,310 shares by the JDS Family Plus Limited Partnership and 210,619 shares by John Steinmetz.
Date of Notice	10/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of John Steinmetz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)