National Bank Holdings corrects Joseph's share balance

The amendment corrects the reported post-transaction beneficial-ownership balance while leaving the transaction and 652 shares withheld unchanged.

Available on EDGAR 11/05/2026 - 09:39 PM EST Accepted by SEC EDGAR 11/05/2026 - 09:38 PM EST Learn about SEC filing dates

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

National Bank Holdings Corp director Fred J. Joseph had 652 shares withheld for tax liability on November 3, 2026, at $37.49 per share, and reported 26,990 directly held shares after the transaction. The amendment corrects the reported beneficial-ownership balance; it does not change the transaction or the number of shares withheld.

Insider Trade Summary

Tax Withholding: 652 shares

Tax Withholding 1 txn

Insider Joseph Fred J.

Role Director

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F1	652	$37.49	$24K

Holdings After Transaction: Common Stock — 26,990 shares (Direct)

Holdings Before and After: Common Stock, 27,642 to 26,990 shares (Direct)

Footnotes (1)

1. F1. This Form 4/A amends the Form 4 originally filed on November 5, 2026, solely to correct the reporting person's beneficial ownership following the reported transaction. The ownership amount reported in the original filing inadvertently reflected an incorrect ownership balance. No changes have been made to the reported transaction or the number of shares withheld for tax purposes.

Key Figures

Shares withheld for tax liability: 652 shares Reported price per share: $37.49 per share Direct shares after transaction: 26,990 shares

3 metrics

Shares withheld for tax liability 652 shares November 3, 2026

Reported price per share $37.49 per share November 3, 2026

Direct shares after transaction 26,990 shares Following the November 3, 2026 transaction

Key Terms

beneficial ownership, tax liability, Common Stock

3 terms

beneficial ownership financial

"correct the reporting person's beneficial ownership following the reported transaction"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

tax liability financial

"Payment of tax liability by delivering or withholding securities"

Common Stock financial

"Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NBHC shares did Fred J. Joseph have withheld for taxes?

Fred J. Joseph, a director of National Bank Holdings Corp, had 652 shares withheld for tax liability on November 3, 2026, at $37.49 per share. He reported 26,990 directly held shares after the transaction.

What did NBHC's Form 4/A amendment change?

It corrected Fred J. Joseph's reported beneficial-ownership balance following the transaction. The reported transaction and the 652 shares withheld for tax purposes were unchanged.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Joseph Fred J.

(Last) (First) (Middle)

7800 EAST ORCHARD ROAD

SUITE 300

(Street)

GREENWOOD VILLAGE COLORADO 80111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
National Bank Holdings Corp [ NBHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
11/05/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/03/2026		F		652	D	$37.49	26,990(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4/A amends the Form 4 originally filed on November 5, 2026, solely to correct the reporting person's beneficial ownership following the reported transaction. The ownership amount reported in the original filing inadvertently reflected an incorrect ownership balance. No changes have been made to the reported transaction or the number of shares withheld for tax purposes.

	/s/ Angela Petrucci, Attorney-in-Fact	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)