STOCK TITAN

NBHC (NBHC) executive has shares withheld to cover taxes on vested stock

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

National Bank Holdings Corp executive John Steinmetz reported a routine tax-withholding share disposition related to vested restricted stock. On 06/15/2026, 3,127 shares of Common Stock were withheld at $42.92 per share to cover tax liabilities from a restricted stock award granted on 01/07/2026, leaving him with 533,377 directly held shares.

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Insider Steinmetz John
Role Exec Mng Dir of Strategic Init
Type Security Shares Price Value
Tax Withholding Common Stock 3,127 $42.92 $134K
Holdings After Transaction: Common Stock — 533,377 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 3,127 shares Tax-withholding disposition on 06/15/2026
Withholding price $42.92 per share Value used for tax-withholding shares
Shares owned after transaction 533,377 shares Common Stock directly owned following transaction
restricted stock award financial
"restricted stock award granted to the reporting person on 01/07/2026"
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
""security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
beneficially owned financial
"total_shares_following_transaction": "533377.0000""
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
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FAQ

What did NBHC executive John Steinmetz report in this Form 4?

John Steinmetz reported 3,127 NBHC Common Stock shares withheld to cover tax liabilities on vested restricted stock. This was a non-market tax-withholding disposition, not an open-market purchase or sale, and is a standard part of equity compensation.

Was this NBHC Form 4 transaction an open-market sale of shares?

No, the NBHC Form 4 shows a tax-withholding disposition, not an open-market sale. Shares were withheld by the company to pay tax obligations triggered when a restricted stock award vested for the reporting executive.

How many NBHC shares were withheld for taxes in this transaction?

A total of 3,127 NBHC Common Stock shares were withheld for taxes. The withholding price was $42.92 per share, reflecting the value used to satisfy the reporting person’s tax liability upon vesting of restricted stock.

How many NBHC shares does John Steinmetz hold after this Form 4 event?

After the tax-withholding disposition, John Steinmetz directly holds 533,377 NBHC Common Stock shares. This figure is reported as the total shares beneficially owned following the transaction, providing context for the scale of the withholding event.

What triggered the NBHC tax-withholding disposition reported by Steinmetz?

The disposition was triggered by the vesting of a portion of a restricted stock award granted on 01/07/2026. When restricted stock vests, taxes become due, and companies often withhold shares to satisfy that tax liability automatically.

What does transaction code F mean in this NBHC Form 4?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this NBHC filing, it reflects shares withheld to pay taxes on vested restricted stock, not discretionary buying or selling in the open market.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Steinmetz John

(Last)(First)(Middle)
7800 EAST ORCHARD ROAD
SUITE 300

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
National Bank Holdings Corp [ NBHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Exec Mng Dir of Strategic Init
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026F3,127(1)D$42.92533,377D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld for payment of tax liability upon vesting of a portion of the of the restricted stock award granted to the reporting person on 01/07/2026.
/s/ Amy Abrams, Attorney-in-Fact06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)