Director of National Bank Holdings (NYSE: NBHC) receives stock grant
Rhea-AI Filing Summary
National Bank Holdings Corp director Alka Gupta reported routine equity compensation and related share movements. On May 7, 2026, she received a grant of 3,153 shares of restricted common stock for services, bringing her direct holdings to 4,906 shares, including the unvested award.
On May 6, 2026, 729 shares were withheld at $42.96 per share to cover tax liability upon vesting of an earlier restricted stock award. A separate entry reflects transfer of 930 shares from direct ownership into The Gupta Rastogi Family Trust, changing only the form of beneficial ownership. Following these updates, Gupta also reports 8,057 shares held indirectly through the trust, alongside her direct position.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 2,424 shares
Net Buy
3 txns
Insider
Gupta Alka
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 3,153 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 729 | $42.96 | $31K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 4,906 shares (Direct);
Common Stock — 8,057 shares (Indirect, The Gupta Rastogi Family Trust)
Footnotes (4)
- F1. Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025.
- F2. Reflects the transfer of 930 shares of common stock from direct ownership into the reporting person's revocable trust. As this transaction effects only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the shares of common stock, it is exempt from section 16 pursuant to Rule 16a-13.
- F3. This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.
- F4. Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting.
Key Figures
Restricted stock grant: 3,153 shares
Tax-withholding shares: 729 shares at $42.96
Direct holdings after grant: 4,906 shares
+3 more
6 metrics
Restricted stock grant
3,153 shares
Grant of restricted common stock on May 7, 2026
Tax-withholding shares
729 shares at $42.96
Shares withheld to cover tax liability on May 6, 2026
Direct holdings after grant
4,906 shares
Total direct common stock holdings following transactions
Indirect holdings via trust
8,057 shares
Common stock held through The Gupta Rastogi Family Trust
Shares transferred to trust
930 shares
Transfer from direct ownership into revocable trust under Rule 16a-13
Tax-withholding disposition code
Code F
Payment of tax liability by delivering securities
Key Terms
restricted stock, revocable trust, tax liability, Section 16, +2 more
6 terms
restricted stock financial
"This transaction represents a grant of restricted stock by the Issuer."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
revocable trust financial
"transfer of 930 shares of common stock from direct ownership into the reporting person's revocable trust."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
tax liability financial
"shares withheld for payment of tax liability upon vesting of the remainder"
Section 16 regulatory
"it is exempt from section 16 pursuant to Rule 16a-13."
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
Rule 16a-13 regulatory
"exempt from section 16 pursuant to Rule 16a-13."
Omnibus Incentive Plan financial
"awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan"
An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transactions did NBHC director Alka Gupta report?
Alka Gupta reported a grant of 3,153 shares of restricted common stock, tax withholding of 729 shares upon vesting of a prior award, and a transfer of 930 shares into her revocable trust, changing only the form of beneficial ownership, not her economic interest.