Martin Sparks to sell 2,400 shares via Morgan Stanley (NBTB)

Rhea-AI Filing Summary

Martin Sparks filed a Form 144 reporting an intention to sell 2,400 shares of Common stock. The filing lists the sale date as 03/13/2026 and names Morgan Stanley Smith Barney LLC as the broker. The excerpt also lists restricted stock entries of 128, 659 and 413 shares with grant dates in 01/15/2025 and 04/15/2025.

Insights

Insider‑Trading Counsel

Form 144 is a statutory notice of intent to sell; it does not itself consummate a sale.

Form 144 provides a broker notice that an affiliate or control person intends to effect a sale under the Securities Act. The excerpt identifies 2,400 shares with a reported sale date of 03/13/2026 and names Morgan Stanley Smith Barney LLC as the broker.

Timing, cash‑flow treatment, and whether the sale was completed are not stated in the provided excerpt. Parties frequently rely on subsequent transaction reports (e.g., Form 4) or broker confirmations to confirm completion.

Key Figures

Form 144 reported sale: 2,400 shares Broker: Morgan Stanley Smith Barney LLC Restricted stock entry: 128 shares +2 more

5 metrics

Form 144 reported sale 2,400 shares reported sale date <date>03/13/2026</date>

Broker Morgan Stanley Smith Barney LLC broker named on Form 144

Restricted stock entry 128 shares grant date <date>01/15/2025</date>

Restricted stock entry 659 shares grant date <date>04/15/2025</date>

Restricted stock entry 413 shares grant date <date>01/15/2025</date>

Key Terms

Form 144, Restricted Stock, Broker‑dealer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"01/15/2025 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Broker‑dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1200	57650.04	52010232	06/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/15/2025	Restricted Stock	Issuer			128	01/15/2025	Not Applicable
Common	04/15/2025	Restricted Stock	Issuer			659	04/15/2025	Not Applicable
Common	01/15/2025	Restricted Stock	Issuer			413	01/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MARTIN SPARKS 52 South Broad Street Norwich NY 13815	Common	03/13/2026	2400	99120.24

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Martin Sparks' Form 144 for NBTB report?

The Form 144 reports an intention to sell 2,400 shares of Common stock with a reported sale date of 03/13/2026. It names Morgan Stanley Smith Barney LLC as the broker handling the transaction.

Does the Form 144 confirm the sale of the NBTB shares?

No. A Form 144 is a notice of intent to sell and does not confirm completion. Confirmation typically appears in subsequent trading reports or broker records after the transaction is executed.

What restricted stock holdings are shown in the excerpt for NBTB?

The excerpt lists restricted stock entries of 128 shares (01/15/2025), 659 shares (04/15/2025), and 413 shares (01/15/2025). These entries are presented with their grant dates in the filing excerpt.

Who is the broker listed on the Form 144 for NBTB?

The broker-dealer named in the excerpt is Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as shown in the filing excerpt.