NBT Bancorp EVP Testa reports initial share holdings
NBT Bancorp Inc. executive Alfred V. Testa filed an initial Form 3 reporting his ownership of company stock.
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
3
Rhea-AI Filing Summary
NBT Bancorp Inc. executive Alfred V. Testa filed an initial Form 3 reporting his ownership of company stock. He holds 5,643 shares of NBT Bancorp Inc. Common Stock directly and 2,603.671 shares indirectly through a 401k plan. The filing shows existing holdings only, with no reported purchases or sales.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Testa Alfred V
Role
EVP/President Comm Banking
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | NBT Bancorp Inc. Common Stock | -- | -- | -- |
| holding | NBT Bancorp Inc. Common Stock | -- | -- | -- |
Holdings After Transaction:
NBT Bancorp Inc. Common Stock — 2,603.671 shares (Indirect, 401k);
NBT Bancorp Inc. Common Stock — 5,643 shares (Direct)
Key Figures
Direct common shares: 5,643 shares
Indirect 401k shares: 2,603.671 shares
Transaction records with unknown code: 2 entries
3 metrics
Direct common shares
5,643 shares
Direct ownership of NBT Bancorp Inc. Common Stock
Indirect 401k shares
2,603.671 shares
Indirect ownership through 401k plan
Transaction records with unknown code
2 entries
Both classified as holding entries with unknown transaction code
Key Terms
Form 3, indirect, 401k, Common Stock
4 terms
Form 3 regulatory
"Alfred V. Testa filed an initial Form 3 reporting his ownership"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
indirect financial
"2,603.671 shares indirectly through a 401k plan"
401k financial
"2,603.671 shares indirectly through a 401k plan"
An employer-sponsored retirement savings plan in the United States that lets workers set aside part of their paycheck into investments with tax advantages; some plans also include employer matching contributions, which is like free money added to your savings. It matters to investors because 401(k) balances represent a large pool of household retirement assets that influence personal financial security, investor behavior, and long-term demand for stocks and bonds.
Common Stock financial
"5,643 shares of NBT Bancorp Inc. Common Stock directly"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Alfred V. Testa Form 3 filing for NBTB report?
The Form 3 reports Alfred V. Testa’s existing ownership in NBT Bancorp Inc. common stock. He holds 5,643 shares directly and 2,603.671 shares indirectly through a 401k, with no new purchases or sales disclosed in this filing.
What indirect NBTB holdings does Alfred V. Testa report on Form 3?
He reports 2,603.671 shares of NBT Bancorp Inc. Common Stock held indirectly through a 401k plan. This indicates retirement-plan ownership, which is classified as indirect rather than directly held shares in his own name.
Does Alfred V. Testa buy or sell NBTB stock in this Form 3?
No, the Form 3 does not show any buy or sell transactions. It is an initial ownership report listing existing direct and indirect holdings in NBT Bancorp Inc. Common Stock, without disclosing changes from new trades.
What is Alfred V. Testa’s role at NBT Bancorp Inc. (NBTB)?
Alfred V. Testa is reported as an officer of NBT Bancorp Inc., serving as EVP/President Comm Banking. The Form 3 links his executive position to his disclosed direct and indirect ownership of the company’s common stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
Accepted by SEC EDGAR
Learn about SEC filing dates