Sarah Halliday of NBT Bancorp (NASDAQ: NBTB) sells 9000.0000 shares
Rhea-AI Filing Summary
NBT Bancorp Inc. executive Sarah A. Halliday, EVP/Chief Comm Innovation Officer, sold 9000.0000 shares of common stock on July 29, 2026 at an average price of $54.0446 per share, with sale prices between $52.445 and $54.31. After the sale she holds 22054.0000 shares directly, 5317.9330 phantom stock units linked to common stock under a Deferred Compensation Plan, and 3637.1290 shares held indirectly through a 401k plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 9,000 shares
Net Sell
3 txns
Insider
Halliday Sarah A
Role
EVP/Chief Comm Innovation Off
Sold
9,000 shs ($486K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | NBT Bancorp Inc. Common Stock F1 | 9,000 | $54.0446 | $486K |
| holding | Phantom Stock F2 | -- | -- | -- |
| holding | NBT Bancorp Inc. Common Stock | -- | -- | -- |
Holdings After Transaction:
NBT Bancorp Inc. Common Stock — 22,054 shares (Direct);
Phantom Stock — 5,317.933 shares (Direct);
NBT Bancorp Inc. Common Stock — 3,637.129 shares (Indirect, 401k)
Footnotes (2)
- F1. The sale price is an average of 9,000 shares sold at prices between 52.445 and 54.31.
- F2. Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
Key Figures
Common shares sold: 9000.0000 shares
Average sale price: $54.0446 per share
Direct common shares after sale: 22054.0000 shares
+2 more
5 metrics
Common shares sold
9000.0000 shares
Non-derivative sale of NBT Bancorp Inc. common stock on 2026-07-29
Average sale price
$54.0446 per share
Weighted average price for 9000.0000 shares, with trades between $52.445 and $54.31
Direct common shares after sale
22054.0000 shares
Direct ownership of NBT Bancorp Inc. common stock following the reported transaction
Phantom stock units
5317.9330 units
Phantom Stock deemed invested in one NBT Bancorp Inc. common share per unit
401k indirect holdings
3637.1290 shares
NBT Bancorp Inc. common stock held indirectly through a 401k plan
Key Terms
Phantom Stock, Deferred Compensation Plan, indirect ownership
3 terms
Phantom Stock financial
"security_title: "Phantom Stock" and footnote describing phantom stock units"
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Deferred Compensation Plan financial
"“pursuant to the terms of the Deferred Compensation Plan.”"
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
indirect ownership financial
""direct_or_indirect": "I" with nature_of_ownership "401k""
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider sale did NBTB disclose for Sarah A. Halliday?
Sarah A. Halliday, EVP/Chief Comm Innovation Officer at NBT Bancorp Inc., sold 9000.0000 shares of common stock on July 29, 2026 at an average price of $54.0446 per share, with individual sale prices between $52.445 and $54.31.
What is the phantom stock position reported for NBTB in this Form 4?
The Form 4 shows 5317.9330 units of Phantom Stock, each deemed invested in one NBT Bancorp Inc. common share under a Deferred Compensation Plan, providing an economic interest aligned with the company’s stock rather than actual share ownership.
What transaction code describes Sarah Halliday’s NBTB trade?
The reported trade uses transaction code "S", described as a sale in an open-market or private transaction, covering 9000.0000 shares of NBT Bancorp Inc. common stock at a weighted average price of $54.0446 per share.