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NBT Bancorp (NASDAQ: NBTB) SVP awarded stock; 62 shares withheld for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NBT Bancorp Inc. senior vice president and Chief HR Officer Cynthia A. Smaniotto reported routine equity compensation changes. On March 23, 2026, she received stock awards of 2,042 and 212 shares of NBT Bancorp Inc. Common Stock, both at no cash cost to her. The filing shows 62 shares were withheld at $41.99 per share to cover tax obligations, a non-market disposition. After these transactions, she directly holds about 18,031.927 shares, plus indirect holdings of 3,421.384 shares in a 401(k) and 935.162 shares through an NBT Bancorp ESOP. Footnotes note that one grant vests 20% annually and another award vested following a three-year performance period.

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Insider Smaniotto Cynthia A
Role SVP, Chief HR Officer
Type Security Shares Price Value
Grant/Award NBT Bancorp Inc. Common Stock 2,042 $0.00 --
Tax Withholding NBT Bancorp Inc. Common Stock 15 $41.99 $629.85
Tax Withholding NBT Bancorp Inc. Common Stock 47 $41.99 $2K
Grant/Award NBT Bancorp Inc. Common Stock 212 $0.00 --
holding NBT Bancorp Inc. Common Stock -- -- --
holding NBT Bancorp Inc. Common Stock -- -- --
Holdings After Transaction: NBT Bancorp Inc. Common Stock — 17,881.927 shares (Direct); NBT Bancorp Inc. Common Stock — 3,421.384 shares (Indirect, 401k)
Footnotes (1)
  1. Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually. Earned restricted stock unit vested following the end of a three-year performance period.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smaniotto Cynthia A
(Last)(First)(Middle)
52 SOUTH BROAD STREET
(Street)
NORWICH NEW YORK 13815
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
NBT BANCORP INC [ NBTB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief HR Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
NBT Bancorp Inc. Common Stock3,421.384I401k
NBT Bancorp Inc. Common Stock03/23/2026A2,042(1)A$017,881.927D
NBT Bancorp Inc. Common Stock03/23/2026F15D$41.9917,866.927D
NBT Bancorp Inc. Common Stock03/23/2026F47D$41.9917,819.927D
NBT Bancorp Inc. Common Stock03/23/2026A212(2)A$018,031.927D
NBT Bancorp Inc. Common Stock935.162INBT BancorpESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.
2. Earned restricted stock unit vested following the end of a three-year performance period.
By: Annette L. Burns, Power of Attorney For: Cynthia A. Smaniotto03/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did NBT Bancorp (NBTB) report for Cynthia A. Smaniotto?

NBT Bancorp reported that SVP and Chief HR Officer Cynthia A. Smaniotto received two stock awards totaling 2,042 and 212 shares on March 23, 2026. The filing also shows 62 shares were withheld to satisfy tax obligations related to these equity awards.

Were Cynthia A. Smaniotto’s NBT Bancorp (NBTB) transactions open-market buys or sells?

The reported transactions were equity awards and tax-withholding dispositions, not open-market buys or sells. Shares were granted at $0.00 per share, and 62 shares were withheld at $41.99 per share to cover tax liabilities on the awards.

How many NBT Bancorp (NBTB) shares does Cynthia A. Smaniotto hold after these transactions?

After the March 23, 2026 transactions, Cynthia A. Smaniotto directly holds about 18,031.927 NBT Bancorp Inc. Common Stock shares. She also has indirect holdings of 3,421.384 shares in a 401(k) and 935.162 shares through an NBT Bancorp ESOP.

What vesting terms apply to Cynthia A. Smaniotto’s new NBT Bancorp (NBTB) stock awards?

One grant under the NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement vests 20% annually, according to a footnote. Another earned restricted stock unit award vested after a three-year performance period, indicating performance-based long-term incentive compensation.

How many NBT Bancorp (NBTB) shares were used for Cynthia A. Smaniotto’s tax withholding?

The filing shows 62 shares of NBT Bancorp Inc. Common Stock were disposed of as tax withholding. These were recorded in two transactions of 15 and 47 shares, both priced at $41.99 per share, to satisfy tax obligations on vested equity awards.